Systems and methods to detect rare mutations and copy number variation

Patent No. US11091796 (titled "Systems and methods to detect rare mutations and copy number variation") on Oct 13, 2020. The application was issued on Aug 17, 2021.

What is this patent about?

’796 is related to the field of genetic analysis and medical diagnostics, specifically the detection of rare mutations and copy number variations (CNVs) using cell-free DNA (cfDNA). The technology addresses the challenge of identifying low-frequency genetic signals—such as those shed by tumors or a fetus—within a vast background of normal germline DNA found in bodily fluids like blood or plasma.

The underlying idea behind ’796 is to maximize the conversion of scarce starting material into a sequence-ready library while minimizing the noise introduced by PCR and sequencing errors. By achieving a high conversion efficiency during the initial tagging phase, the system ensures that rare molecules are not lost before they can be amplified. This allows the system to distinguish true biological variants from technical artifacts by tracking progeny reads back to their original parent molecules.

The claims of ’796 focus on a specific preparation method that ensures at least 20% of the initial cfDNA molecules are successfully ligated to adaptors at both ends before any amplification occurs. This is achieved by using a significant molar excess of adaptors (more than 60X) relative to the DNA sample. The process involves generating adaptor-linked parent polynucleotides, amplifying them to create progeny, and then selectively enriching or amplifying specific regions of interest for targeted sequencing.

In practice, the invention works by taking a limited sample of cfDNA (often less than 100 ng) and utilizing high-efficiency ligation to create a diverse library of tagged parent molecules. Following a universal amplification step, the system employs selective enrichment to focus sequencing depth on actionable oncogenes or other genomic regions of interest. This targeted approach allows for the detection of mutations at frequencies as low as 0.1%, which is typically below the raw error rate of standard sequencing platforms.

This methodology differs from prior approaches by prioritizing the preservation of the original molecule diversity through extreme adaptor excess and high-yield ligation chemistry. Traditional methods often suffer from low conversion rates (1-5%), which effectively discards the rare tumor-derived fragments needed for early-stage detection. By combining high conversion with consensus sequencing—where multiple reads of progeny are collapsed to verify the parent sequence—the invention provides a high-fidelity digital representation of the patient's genetic landscape.

How does this patent fit in bigger picture?

Technical Landscape

In the mid-2010s when ’796 was filed, the analysis of cell-free nucleic acids was typically implemented using high-throughput sequencing platforms at a time when identifying rare genetic variants was often limited by the inherent error rates of the sequencing process itself. Systems commonly relied on standard mapping and quantification protocols that struggled to distinguish true biological mutations from technical noise, especially when working with low-input samples such as those containing fewer than 100 ng of DNA. During this era, hardware and software constraints made the detection of sub-chromosomal copy number variations and somatic mutations at frequencies below 1% non-trivial, as the signal from rare diseased-cell DNA was frequently masked by the overwhelming background of healthy germline genetic material.

Prosecution Position

The disclosed invention represents a meaningful technical advancement through an architectural shift in how sequencing data is processed and validated using molecular tagging and consensus signal decoding. By integrating a system of tagging parent polynucleotides with unique or non-unique identifiers prior to amplification, the technology enables the collapsing of multiple progeny sequencing reads into high-fidelity consensus sequences. This structural approach overcomes the technical constraint of sequencing-induced errors by allowing the system to distinguish between random technical noise and true genetic variants based on the consistency of calls within a molecular family. The resulting capability enables the detection of rare mutations and copy number variations with a sensitivity as low as 0.1%, even in highly heterogeneous samples where the target signal is present at a frequency lower than the per-base error rate of the sequencing platform.

Claims

The patent contains a total of 30 claims, with claims 1 and 16 serving as the independent claims. These independent claims focus on a method for preparing cell-free DNA molecules for sequencing by utilizing a high molar excess of adaptors to achieve high ligation efficiency before amplification and enrichment of specific regions of interest. The dependent claims serve to further define the process by specifying sample sources such as blood or urine from cancer patients, detailing the use of molecular barcodes and universal primers, and establishing specific quantitative parameters for DNA input and ligation yields.

Key Claim Terms New

Definitions of key terms used in the patent claims.

Term (Source)Support for SpecificationInterpretation
60 X molar excess
(Claim 1, Claim 16)
In some embodiments the method comprises converting the initial starting genetic material into tagged parent polynucleotides with a conversion efficiency of at least 10%, at least 20%, at least 30%, at least 40%, at least 50%, at least 60%, at least 80% or at least 90%. The disclosure also provides for a method for preparing a population of cell-free deoxyribonucleic acid (cfDNA) molecules for sequencing... wherein the ligating comprises using more than a 60 X molar excess of the adaptors as compared to the population of cfDNA molecules.A specific biochemical reaction condition where the concentration of adaptor molecules is at least sixty times greater than the concentration of the target cfDNA molecules to drive high-efficiency ligation.
Adaptor-linked parent polynucleotides
(Claim 1, Claim 16)
The disclosure provides for a method comprising: a. providing at least one set of tagged parent polynucleotides, and for each set of tagged parent polynucleotides; b. amplifying the tagged parent polynucleotides in the set to produce a corresponding set of amplified progeny polynucleotides. In some embodiments the method further comprises converting initial starting genetic material into the tagged parent polynucleotides. In some embodiments converting comprises any of blunt-end ligation, sticky end ligation, molecular inversion probes, PCR, ligation-based PCR, single strand ligation and single strand circularization.Original cell-free DNA molecules from a sample that have been successfully ligated with adaptors at both ends prior to any enzymatic amplification, serving as the foundational templates for subsequent progeny generation.
Progeny polynucleotides
(Claim 1, Claim 16)
The disclosure also provides for a method comprising: a. providing at least one set of tagged parent polynucleotides... b. amplifying the tagged parent polynucleotides in the set to produce a corresponding set of amplified progeny polynucleotides; c. sequencing a subset of the set of amplified progeny polynucleotides, to produce a set of sequencing reads. In some embodiments the number of sequence reads in the set of sequence reads is greater than the number of unique tagged parent polynucleotides in the set of tagged parent polynucleotides.The collection of duplicated nucleic acid molecules produced by amplifying the original adaptor-linked parent molecules, which are subsequently used for enrichment and sequencing.
Selectively enriching
(Claim 1)
In some embodiments, the methods of the disclosure also comprise selectively enriching regions from the subject's genome or transcriptome prior to sequencing. In some embodiments the method comprises enriching the set of amplified progeny polynucleotides for polynucleotides mapping to one or more selected reference sequences by: (i) selective amplification of sequences from initial starting genetic material converted to tagged parent polynucleotides; (ii) selective amplification of tagged parent polynucleotides; (iii) selective sequence capture of amplified progeny polynucleotides; or (iv) selective sequence capture of initial starting genetic material.The process of isolating or increasing the relative concentration of specific genomic regions of interest from the total pool of amplified progeny polynucleotides prior to sequencing.
Universal primer
(Claim 16)
In some embodiments, the methods further comprise amplifying the extracellular polynucleotides or fragments thereof. In some embodiments, the amplification comprises global amplification or whole genome amplification. In some embodiments, the amplification comprises selective amplification or non-selective amplification.A standardized oligonucleotide sequence used in the amplification step that anneals to the common adaptor sequences previously ligated to the parent polynucleotides, allowing for the non-specific amplification of all tagged molecules.

Litigation Cases New

US Latest litigation cases involving this patent.

Case NumberFiling DateTitle
1:22-cv-00334Mar 17, 2022Illumina, Inc. v. Guardant Health, Inc. et al

Patent Family

Patent Family

File Wrapper

The dossier documents provide a comprehensive record of the patent's prosecution history - including filings, correspondence, and decisions made by patent offices - and are crucial for understanding the patent's legal journey and any challenges it may have faced during examination.

  • Get instant alerts for new documents

US11091796

Application Number
US17069559A
Filing Date
Oct 13, 2020
Publication Date
Aug 17, 2021
External Links
Slate, USPTO , Google Patents