Patent No. US11091796 (titled "Systems and methods to detect rare mutations and copy number variation") on Oct 13, 2020. The application was issued on Aug 17, 2021.
’796 is related to the field of genetic analysis and medical diagnostics, specifically the detection of rare mutations and copy number variations (CNVs) using cell-free DNA (cfDNA). The technology addresses the challenge of identifying low-frequency genetic signals—such as those shed by tumors or a fetus—within a vast background of normal germline DNA found in bodily fluids like blood or plasma.
The underlying idea behind ’796 is to maximize the conversion of scarce starting material into a sequence-ready library while minimizing the noise introduced by PCR and sequencing errors. By achieving a high conversion efficiency during the initial tagging phase, the system ensures that rare molecules are not lost before they can be amplified. This allows the system to distinguish true biological variants from technical artifacts by tracking progeny reads back to their original parent molecules.
The claims of ’796 focus on a specific preparation method that ensures at least 20% of the initial cfDNA molecules are successfully ligated to adaptors at both ends before any amplification occurs. This is achieved by using a significant molar excess of adaptors (more than 60X) relative to the DNA sample. The process involves generating adaptor-linked parent polynucleotides, amplifying them to create progeny, and then selectively enriching or amplifying specific regions of interest for targeted sequencing.
In practice, the invention works by taking a limited sample of cfDNA (often less than 100 ng) and utilizing high-efficiency ligation to create a diverse library of tagged parent molecules. Following a universal amplification step, the system employs selective enrichment to focus sequencing depth on actionable oncogenes or other genomic regions of interest. This targeted approach allows for the detection of mutations at frequencies as low as 0.1%, which is typically below the raw error rate of standard sequencing platforms.
This methodology differs from prior approaches by prioritizing the preservation of the original molecule diversity through extreme adaptor excess and high-yield ligation chemistry. Traditional methods often suffer from low conversion rates (1-5%), which effectively discards the rare tumor-derived fragments needed for early-stage detection. By combining high conversion with consensus sequencing—where multiple reads of progeny are collapsed to verify the parent sequence—the invention provides a high-fidelity digital representation of the patient's genetic landscape.
In the mid-2010s when ’796 was filed, the analysis of cell-free nucleic acids was typically implemented using high-throughput sequencing platforms at a time when identifying rare genetic variants was often limited by the inherent error rates of the sequencing process itself. Systems commonly relied on standard mapping and quantification protocols that struggled to distinguish true biological mutations from technical noise, especially when working with low-input samples such as those containing fewer than 100 ng of DNA. During this era, hardware and software constraints made the detection of sub-chromosomal copy number variations and somatic mutations at frequencies below 1% non-trivial, as the signal from rare diseased-cell DNA was frequently masked by the overwhelming background of healthy germline genetic material.
The disclosed invention represents a meaningful technical advancement through an architectural shift in how sequencing data is processed and validated using molecular tagging and consensus signal decoding. By integrating a system of tagging parent polynucleotides with unique or non-unique identifiers prior to amplification, the technology enables the collapsing of multiple progeny sequencing reads into high-fidelity consensus sequences. This structural approach overcomes the technical constraint of sequencing-induced errors by allowing the system to distinguish between random technical noise and true genetic variants based on the consistency of calls within a molecular family. The resulting capability enables the detection of rare mutations and copy number variations with a sensitivity as low as 0.1%, even in highly heterogeneous samples where the target signal is present at a frequency lower than the per-base error rate of the sequencing platform.
The patent contains a total of 30 claims, with claims 1 and 16 serving as the independent claims. These independent claims focus on a method for preparing cell-free DNA molecules for sequencing by utilizing a high molar excess of adaptors to achieve high ligation efficiency before amplification and enrichment of specific regions of interest. The dependent claims serve to further define the process by specifying sample sources such as blood or urine from cancer patients, detailing the use of molecular barcodes and universal primers, and establishing specific quantitative parameters for DNA input and ligation yields.
Definitions of key terms used in the patent claims.
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