Patent No. US11118221 (titled "Methods and systems for detecting genetic variants") on Jan 7, 2020. The application was issued on Sep 14, 2021.
’221 is related to the field of genetic analysis and bioinformatics, specifically focusing on the detection of rare genetic variants such as copy number variations (CNV) and single nucleotide variants (SNV) within cell-free DNA (cfDNA) samples. In clinical diagnostics, identifying these mutations is often hampered by the low concentration of target molecules and the noise introduced during library preparation and sequencing. The technology addresses the need for high-sensitivity monitoring of disease states, such as cancer, by improving the accuracy of molecule counting and error correction in heterogeneous polynucleotide populations.
The underlying idea behind ’221 is that the true count of original DNA fragments in a sample can be mathematically inferred by tracking the recovery of complementary strands through the use of duplex tagging. By labeling the Watson and Crick strands of a double-stranded molecule so they can be distinguished after amplification, the system can categorize sequence reads into pairs (where both strands are recovered) and singlets (where only one is recovered). This distribution allows for a statistical estimation of the unseen molecules—those that were present in the original sample but failed to be sequenced—thereby correcting for sampling bias and improving the quantitative accuracy of genetic assays.
The claims of ’221 focus on a method for processing cfDNA by attaching duplex tags containing molecular barcodes to both ends of the fragments and subsequently generating consensus sequences. The independent claims specifically cover the reduction of redundancy by sorting sequence reads into paired and unpaired reads based on whether both complementary strands of an original parent molecule were successfully detected. Furthermore, the claims describe a non-unique tagging approach where the number of distinct barcodes is intentionally smaller than the number of DNA fragments at a specific locus, using the combination of barcodes and endogenous sequence information to uniquely identify parent molecules.
In practice, the invention works by ligating specialized adapters to cfDNA fragments at high conversion efficiencies, often exceeding 50%. These adapters contain degenerate or semi-degenerate barcodes that survive the amplification process, allowing a computer processor to group progeny reads into families derived from the same original molecule. By comparing the reads within these families, the system performs consensus calling, which filters out stochastic errors introduced by polymerases or sequencers. If a mutation appears in both the Watson and Crick strands of a paired read, the confidence that the variant is a true biological mutation rather than an artifact is significantly increased.
This approach differs from prior methods by moving beyond simple unique identification to a more sophisticated statistical reconstruction of the original sample composition. While traditional barcoding helps identify duplicates, ’221 uses the relationship between paired and unpaired strands to calculate a more precise total molecule count at specific genomic loci. This enables the detection of rare variants at concentrations below 1% with a specificity greater than 99.9%, providing a robust framework for monitoring tumor burden and identifying drug-resistance mutations in patients undergoing targeted therapy.
In the early 2010s when ’221 was filed, the detection of rare genetic variants in heterogeneous samples was typically implemented using massively parallel sequencing of genomic libraries. At a time when these systems commonly relied on bioinformatics to analyze only the molecules successfully converted and sequenced, technical constraints made it non-trivial to account for the stochastic loss of nucleic acids during library preparation. Because standard architectures lacked a mechanism to track the recovery of individual DNA strands, the count of converted but unsequenced molecules remained an unknown variable, which often resulted in highly variable sensitivity across different genomic regions and limited the accuracy of copy number variation and rare variant quantification.
The disclosed invention represents a meaningful technical advancement through an architectural shift in library preparation that enables the estimation of unsequenced polynucleotides. By integrating a tagging system that utilizes a library of molecular barcodes to differently label the Watson and Crick strands of double-stranded DNA fragments, the system enables the classification of sequence reads into paired and unpaired families. This structural approach allows for the application of probabilistic models to infer the number of unseen molecules based on the ratio of detected pairs to singlets. The resulting technical effect is a significant reduction in sequencing noise and a substantial increase in detection specificity, overcoming the constraint of sampling bias to enable the quantification of rare DNA variants at concentrations below 1% with greater than 99.9% specificity.
This patent contains 30 claims, with claims 1 and 18 serving as the independent claims. The independent claims focus on methods for analyzing cell-free DNA by tagging molecules with duplex barcodes, amplifying and sequencing these molecules, and then using the barcode information to track redundancy and generate consensus sequences from both paired and unpaired reads to quantify original genetic material. The dependent claims serve to specify sample types such as cancer-derived DNA, define technical parameters for barcode length and ligation efficiency, identify specific target genes for enrichment, and detail the computational processing steps for mapping reads and estimating quantitative measures of the parent polynucleotides.
Definitions of key terms used in the patent claims.
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