Patent No. US11149307 (titled "Methods and systems for detecting genetic variants") on Feb 4, 2021. The application was issued on Oct 19, 2021.
’307 is related to the field of genetic analysis, specifically the detection and quantification of rare genetic variants such as copy number variations (CNV) and single nucleotide variants (SNV) within cell-free DNA (cfDNA) samples. The technology addresses the inherent limitations of liquid biopsies, where the low concentration of tumor-derived DNA and the inefficiencies of sequencing workflows often lead to inaccurate molecule counts and reduced diagnostic sensitivity.
The underlying idea behind ’307 is that the true number of DNA fragments in a sample can be mathematically inferred by tracking the recovery of individual strands from double-stranded molecules. By using a non-unique tagging strategy—where a limited set of barcodes is combined with endogenous fragment sequences—the system can distinguish between molecules where both strands were sequenced (pairs) and those where only one was captured (singlets). This statistical distribution allows the system to calculate the number of unseen molecules that were present in the original sample but lost during the library preparation or sequencing process.
The claims of ’307 focus on a method for determining the number of cfDNA molecules by employing a high-efficiency ligation step using more than a 10× excess of adapters relative to the DNA population. The independent claims specify that adapters containing molecular barcodes are ligated to both ends of the fragments, achieving at least a 20% conversion efficiency. The method then utilizes the resulting sequence reads and barcodes to map fragments to a reference genome and quantify the original molecule population at specific loci based on the detection of one or both strands.
In practice, the invention works by tagging double-stranded polynucleotides with duplex adapters that allow the bioinformatics pipeline to differentiate between the Watson and Crick strands. After amplification and sequencing, the system groups reads into families based on their barcodes and genomic start/stop positions. By analyzing the ratio of paired reads to unpaired reads, the system applies a probabilistic model (such as a binomial distribution) to correct for sampling bias and library loss, providing a more accurate representation of the genetic landscape than simple read counting.
This approach differentiates itself from prior methods by moving beyond simple error correction to address the problem of stochastic sampling loss. While traditional molecular barcoding focuses on eliminating polymerase-induced artifacts, ’307 provides a mechanism to account for the molecules that never make it to the sequencer at all. This statistical inference is critical for detecting minute changes in copy number and rare somatic mutations, ensuring that clinical decisions are based on the actual molecular burden in the patient's blood rather than sequencing artifacts.
In the early 2010s when ’307 was filed, genomic analysis was typically implemented using massively parallel sequencing of libraries where original nucleic acid fragments were converted into sequenceable forms through standard ligation. At a time when systems commonly relied on bioinformatics to analyze only the successfully sequenced reads rather than accounting for the total population of converted molecules, hardware and software constraints made the accurate estimation of unseen or unrecovered genetic material non-trivial. During this era, technical practices for quantifying rare genetic variants or copy number variations were often limited by the stochastic nature of sampling and the inherent noise introduced during library preparation and amplification, which frequently obscured low-frequency signals in heterogeneous samples.
The disclosed invention represents a technical advancement by providing an architectural shift in how molecular redundancy and strand-specific information are utilized to quantify nucleic acids. By integrating a tagging system that identifies both the Watson and Crick strands of a double-stranded DNA molecule, the method enables the differentiation between paired reads, unpaired reads, and unseen molecules. This structural approach allows for the statistical inference of the total number of original molecules at a locus, including those not directly detected by the sequencer. This capability overcomes the technical constraint of sampling bias and variable conversion efficiency, achieving a significant increase in sensitivity and specificity for detecting rare genetic alterations in heterogeneous populations, such as cell-free DNA.
This patent contains 26 claims, with claims 1, 13, and 15 serving as the independent claims. These independent claims focus on methods for quantifying cell-free DNA molecules in a sample by using a high excess of barcode-containing adapters, amplifying and sequencing the tagged molecules, and utilizing sequence information or strand-detection metrics to determine the original molecule count. The dependent claims serve to specify sample types such as blood or plasma, define barcode characteristics and adapter attachment efficiencies, incorporate steps for genomic enrichment and redundancy tracking, and provide further detail on calculating quantitative measures for single-stranded, double-stranded, or undetected DNA fragments, particularly for detecting low-concentration circulating tumor DNA.
Definitions of key terms used in the patent claims.
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