Non-Racemic Beta-Hydroxybutyrate Compounds And Compositions Enriched With The R-Enantiomer And Methods Of Use

Patent No. US12090129 (titled "Non-Racemic Beta-Hydroxybutyrate Compounds And Compositions Enriched With The R-Enantiomer And Methods Of Use") was filed by Axcess Global Sciences Llc on Jul 3, 2023.

What is this patent about?

’129 is related to the field of nutritional supplements and metabolic enhancement, specifically compositions designed to elevate ketone body levels in a subject. The background involves the challenges of achieving and maintaining ketosis through diet alone, including the difficulty of transitioning into a ketogenic state and the electrolyte imbalances that can occur. Prior art includes racemic mixtures of beta-hydroxybutyrate (BHB) and compositions containing only the R-enantiomer, with some discouraging the use of the S-enantiomer.

The underlying idea behind ’129 is to provide a more effective ketogenic composition by using a non-racemic mixture of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate . The key insight is that while the R-enantiomer is the naturally occurring form and provides immediate energy, including a controlled amount of the S-enantiomer can offer additional benefits, such as prolonged ketosis, modulation of R-beta-hydroxybutyrate metabolism, and other metabolic effects, contrary to the prevailing view that it is ineffective or harmful.

The claims of ’129 focus on a composition containing a non-racemic mixture of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate , where the R-enantiomer is present in a higher proportion (more than 50% and less than 100% by enantiomeric equivalents) than the S-enantiomer (less than 50% and more than 0% by enantiomeric equivalents). The composition includes at least one R-beta-hydroxybutyrate salt or ester, at least one S-beta-hydroxybutyrate salt or ester, and at least one of R- or S-beta-hydroxybutyric acid, and is provided in a dietetically or pharmaceutically acceptable form.

In practice, the invention allows for a more nuanced approach to ketosis. The higher concentration of the R-enantiomer provides a rapid increase in ketone body levels, facilitating a quicker transition into ketosis. The presence of the S-enantiomer, however, is believed to modulate the metabolism of the R-enantiomer and glucose, potentially prolonging the ketogenic state and offering other metabolic benefits. The inclusion of both salt and acid forms of BHB further enhances absorption rates and bioavailability, while also improving taste and reducing the need for additional acids.

This approach differentiates itself from prior solutions that either use racemic mixtures (less effective) or focus solely on the R-enantiomer (potentially missing out on the benefits of the S-enantiomer). By carefully controlling the ratio of R- and S-beta-hydroxybutyrate, the composition aims to optimize both the speed of ketosis induction and the duration and metabolic effects of the ketogenic state. The inclusion of salts, esters, and free acids allows for fine-tuning of the pharmacokinetics and electrolyte balance of the composition, addressing some of the common challenges associated with ketogenic diets.

How does this patent fit in bigger picture?

Technical landscape at the time

In the late 2010s when ’129 was filed, ketosis was typically induced through dietary restrictions or fasting, at a time when exogenous ketone supplementation was emerging as a method to rapidly elevate blood ketone levels, when hardware or software constraints made precise control of enantiomeric ratios in pharmaceutical or nutritional compositions non-trivial, and when systems commonly relied on racemic mixtures or single enantiomer formulations rather than optimized non-racemic mixtures.

Novelty and Inventive Step

Claims were rejected for obviousness-type double patenting over several related patents. The rejection was based on the examiner's view that the claimed compositions were not patentably distinct from those in the prior patents. The prosecution record does NOT describe the technical reasoning or specific claim changes that led to allowance.

Claims

This patent includes 24 claims, with independent claims 1, 12, and 17. The independent claims are directed to compositions for administering ketone bodies comprising non-racemic mixtures of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate. The dependent claims generally elaborate on the specific components, ratios, and forms of the compositions described in the independent claims, as well as kits containing the compositions.

Key Claim Terms New

Definitions of key terms used in the patent claims.

Term (Source)Support for SpecificationInterpretation
Beta-hydroxybutyric acid
(Claim 1, Claim 12, Claim 17)
“In addition, while conventional compositions typically contain polymer, oligomer, ester, or salt forms of beta-hydroxybutyrate, the non-racemic mixtures enriched with R-beta-hydroxybutyrate relative to S-beta-hydroxybutyrate can include the free acid form of R-beta-hydroxybutyrate and/or S-beta-hydroxybutyrate. For example, a non-racemic mixture may contain one or more salts or esters of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate in combination with R-beta-hydroxybutyric acid, and optionally S-beta-hydroxybutyric acid. Combining beta-hydroxybutyric acid with one or more beta-hydroxybutyrate salts is beneficial because it reduces electrolyte load, increases absorption rate, improves taste, facilitates easier formulation, and reduces the need to add citric acid or other edible acids to obtain a composition having neutral or acidic pH.”The free acid form of beta-hydroxybutyrate, which can be either the R or S enantiomer.
Enantiomeric equivalents
(Claim 1, Claim 12, Claim 17)
“The percent enantiomer equivalents for each of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate is defined by the molar quantity of either R-beta-hydroxybutyrate or S-beta-hydroxybutyrate divided by the total combined molar quantities of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate. The amounts of any cations forming salts and/or alcohols forming esters are excluded and do not count in determining the percent enantiomeric equivalents for each of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate. For example, the weight contributions of cations, alcohols, or complexing agents can be factored in so as to not tip the scale relative to enantiomeric equivalents of R-BHB and S-BHB.”The molar quantity of either R-beta-hydroxybutyrate or S-beta-hydroxybutyrate divided by the total combined molar quantities of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate.
Non-racemic mixture
(Claim 1, Claim 12, Claim 17)
“Disclosed herein are ketogenic compositions and methods for increasing ketone body level in a subject, including promoting and/or sustaining ketosis in a subject. Example compositions include a non-racemic mixture of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate, wherein the non-racemic mixture is enriched with the R-beta-hydroxybutyrate enantiomer relative to the S-beta-hydroxybutyrate enantiomer, such as by including 50.5% to 99.5% by enantiomeric equivalents of the R-beta-hydroxybutyrate enantiomer and 49.5% to 0.5% by enantiomeric equivalents of the S-beta-hydroxybutyrate enantiomer.”A mixture of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate that is enriched with the R-beta-hydroxybutyrate enantiomer relative to the S-beta-hydroxybutyrate enantiomer.
R-beta-hydroxybutyrate
(Claim 1, Claim 12, Claim 17)
“The non-racemic mixture of R-beta-hydroxybutyrate and S-beta-hydroxybutyrate contains more of the R-beta-hydroxybutyrate enantiomer (i.e., more than 50% and less than 100%), the endogenous form produced by a mammal, than the S-beta-hydroxybutyrate enantiomer (i.e., less than 50% and more than 0%) in order to provide a greater and/or faster ketogenic effect compared to a racemic mixture. Because the R-beta-hydroxybutyrate enantiomer is endogenously produced by a mammal during ketosis, administering the R-beta-hydroxybutyrate enantiomer to a subject provides an additional quantity and/or increased blood plasma level that can be immediately utilized by the body, such as for producing energy (e.g., as an alternative energy source to glucose).”The R enantiomer of beta-hydroxybutyrate, which is the endogenous form produced by a mammal.
S-beta-hydroxybutyrate
(Claim 1, Claim 12, Claim 17)
“Nevertheless, and contrary to conventional wisdom to minimize or eliminate S-beta-hydroxybutyrate, which is not endogenously produced by a mammal and is believed to be unnatural and potentially harmful, the non-racemic mixture contains a significant quantity of the S-beta-hydroxybutyrate enantiomer in order to produce one or more desired effects in the mammal, as discussed herein.”The S enantiomer of beta-hydroxybutyrate, which is not endogenously produced by a mammal.

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US12090129

AXCESS GLOBAL SCIENCES LLC
Application Number
US18217864
Filing Date
Jul 3, 2023
Status
Granted
Expiry Date
Mar 27, 2038
External Links
Slate, USPTO, Google Patents