Treatment of sleep apnea via bilateral stimulation

Patent No. US9463318 (titled "Treatment of sleep apnea via bilateral stimulation") on Jun 17, 2014. The application was issued on Oct 11, 2016.

What is this patent about?

’318 is related to the field of implantable neuromodulation devices and, more specifically, to systems designed for the bilateral stimulation of the hypoglossal nerves to treat sleep-related breathing disorders such as obstructive sleep apnea. The technology addresses the need for effective, minimally invasive solutions that can maintain airway patency by inducing controlled contractions of the genioglossus muscle through precise electrical targeting of the nerves responsible for tongue movement.

The underlying idea behind ’318 is the use of a single, multi-armed implantable carrier that straddles the tongue anatomy to provide bilateral stimulation without requiring direct nerve contact. By utilizing a specific geometry where electrodes are placed on elongated arms extending from a central hub, the device can generate electric fields that penetrate muscle tissue to reach the medial branches of both the left and right hypoglossal nerves. The core innovation lies in the delivery of a coordinated, alternating stimulation sequence that employs polarity reversals to mitigate neuronal fatigue and prevent long-term tissue damage while ensuring symmetric airway dilation.

The claims of ’318 focus on a carrier structure featuring a central portion with two extending arms, each supporting a dedicated pair of modulation electrodes. These electrodes are specifically configured to facilitate independent electric fields on opposite sides of the subject’s midline. The independent claims further define a control unit and processing logic that manages the wireless transmission of signals to these electrodes, specifically requiring a sequence that alternates the polarity of the electric fields between the first and second pairs of electrodes to achieve bilateral neuromodulation.

In practice, the device is implanted under the chin, positioning the central hub near the geniohyoid muscle while the arms wrap toward the horizontal compartment of the genioglossus. An external unit, typically a skin patch, transmits power and control logic via inductive coupling to a secondary antenna on the implant. This wireless link allows the processor to dynamically adjust the stimulation pulse train based on the degree of coupling, which serves as a proxy for tongue position and movement. By monitoring these feedback signals, the system can detect the onset of an apnea event and trigger the necessary muscular contraction to clear the airway.

This approach differs from prior solutions by moving away from cuff-based electrodes that require surgical wrapping of the nerve trunk, which can lead to scarring or loss of efficacy if the lead migrates. Instead, the ’318 design utilizes parallel electric field lines that allow for contactless modulation, making the system more resilient to the natural movement of the tongue and the development of fibrous tissue. Furthermore, the specific focus on alternating bilateral stimulation provides a more balanced physiological response than unilateral systems, reducing the likelihood of asymmetrical tongue protrusion and improving overall patient comfort during sleep.

How does this patent fit in bigger picture?

Technical Landscape

In the late 2000s when ’318 was filed, neural modulation systems were typically implemented using bulky implantable pulse generators connected to electrodes via long, tunneled leads. At a time when these systems commonly relied on internal primary cell batteries for power, the physical footprint of the device often necessitated placement in large subcutaneous pockets, such as the pectoral region, far from the target nerve site. Hardware constraints of the era made the delivery of bilateral nerve stimulation non-trivial, as it generally required multiple independent stimulators or complex lead routing that increased the risk of mechanical failure and surgical morbidity. Consequently, standard practices for treating conditions like obstructive sleep apnea focused on invasive tissue ablation or external pneumatic splinting rather than integrated, wireless micro-electronics capable of localized, multi-point neural interaction.

Prosecution Position

The disclosed invention represents a meaningful technical advancement through the architectural shift from lead-based, battery-dependent stimulators to a wireless, carrier-based implantable unit configured for bilateral modulation. By integrating a central portion with elongated arms supporting multiple electrode pairs, the device enables a structural solution for the simultaneous or coordinated modulation of nerves on both sides of a subject’s body from a single implant site. This integration overcomes the technical constraint of requiring extensive surgical tunneling and multiple power sources. The resulting capability enables more effective physiological regulation, such as airway dilation via bilateral hypoglossal nerve stimulation, through a streamlined system that receives power and control signals wirelessly from an external primary antenna, thereby reducing the mechanical complexity and long-term failure rates associated with traditional lead-based architectures.

Claims

The patent contains a total of 8 claims, with claims 1 and 8 serving as the independent claims. These independent claims focus on a medical device and a corresponding control unit designed for bilateral modulation of the hypoglossal nerves, specifically utilizing a carrier with electrode pairs that alternate electric field sequences through polarity reversals. The dependent claims further define the physical characteristics and operational environment of the device, including its flexible carrier structure, specific anatomical placement between muscles, and the integration of circuitry and antennas for wireless signal reception.

Key Claim Terms New

Definitions of key terms used in the patent claims.

Term (Source)Support for SpecificationInterpretation
Alternating a polarity
(Claim 1, Claim 8)
The first and second pairs of modulation electrodes alternate a sequence of the first and second neuromuscular modulating electric fields by alternating a polarity of the first neuromuscular modulating electric field and the second neuromuscular modulating electric field. The control unit is configured to alternate the sequence by alternately reversing a polarity.The process of reversing the direction of current flow or the charge of electrodes within a pair to change the characteristics of the generated electric field.
Bilateral stimulation
(Claim 8)
The implant unit has at least a first pair and a second pair of modulation electrodes and is configured for bilateral stimulation of a hypoglossal nerve. This allows the first pair of modulation electrodes to modulate a first hypoglossal nerve on a first side of the subject and the second pair of modulation electrodes to modulate a second hypoglossal nerve on a second side.The simultaneous or coordinated application of electrical modulation to nerves located on both the left and right sides of a subject's body.
Carrier
(Claim 1)
The neuromodulation device may include a carrier configured for implantation in a subject, the carrier including a first elongated arm and a second elongated arm, each extending from a central portion of the carrier. The carrier may be sized and shaped for implantation in a vicinity of a hypoglossal nerve to be modulated.A physical substrate or support structure configured for implantation that holds and positions electrodes relative to target nerves.
Neuromuscular modulating electric field
(Claim 1, Claim 8)
The first pair of modulation electrodes is configured to facilitate a first electric field in response to the electric signal. The control unit causes generation of a first neuromuscular modulating electric field at the first pair of electrodes and a second neuromuscular modulating electric field at the second pair of electrodes.An electrical field generated by a pair of electrodes designed to interact with and alter the activity of a nerve and its associated muscle tissue.
Primary antenna
(Claim 8)
The control unit includes a primary antenna associated with a unit external to the subject's body. The processing device causes application of the hypoglossal nerve modulation control signal to the primary antenna in order to wirelessly transmit the signal to a secondary antenna included on the implant unit.An inductive or electromagnetic component located external to the body used to wirelessly transmit power or control signals to an implanted component.

Litigation Cases New

US Latest litigation cases involving this patent.

Case NumberFiling DateTitle
1:25-cv-00667May 30, 2025Inspire Medical Systems, Inc. V. Nyxoah, Inc.

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US9463318

Application Number
US14307040A
Filing Date
Jun 17, 2014
Publication Date
Oct 11, 2016
External Links
Slate, USPTO , Google Patents