Patent No. US9834822 (titled "Systems and methods to detect rare mutations and copy number variation") on Apr 20, 2017. The application was issued on Dec 5, 2017.
’822 is related to the field of molecular diagnostics and bioinformatics, specifically focusing on the detection of rare genetic mutations and copy number variations (CNVs) within cell-free polynucleotides. The technology addresses the challenge of identifying low-abundance genetic signals, such as those derived from tumors or fetuses, which are often masked by the high noise and error rates inherent in standard next-generation sequencing workflows.
The underlying idea behind ’822 is to treat the sequencing process as a communication channel prone to noise and distortion, and to apply a systematic encoding and decoding strategy to recover the original genetic message. By attaching tags to fragmented DNA before amplification, the system creates a way to trace multiple sequence reads back to their single parent molecule, allowing the system to distinguish between true biological variants and artifacts introduced during PCR or sequencing.
The claims of ’822 focus on a method that converts a population of cell-free DNA into non-uniquely tagged parent polynucleotides using identifier sequences like barcodes. The process involves amplifying these tagged molecules, sequencing the resulting progeny, and then grouping the sequence reads into families based on shared barcodes and identical genomic start and stop positions. These families are then collapsed into a single consensus base call at specific genetic loci to determine the true frequency of mutations.
In practice, the invention functions by utilizing the diversity of the naturally occurring fragments in a sample alongside a limited set of barcodes to achieve unique identification of molecules. By collapsing reads into consensus sequences, the system effectively eliminates random errors; for instance, if a mutation appears in only one read of a family but not others, it is discarded as noise. This allows for the detection of rare variants with a sensitivity as low as 0.1%, even when the input DNA is limited to less than 100 nanograms.
This approach differs from prior methods by significantly increasing conversion efficiency—the percentage of original molecules successfully tagged and sequenced—and by using family-based filtering rather than simple quality score thresholds. While traditional sequencing might mistake a 1% error rate for a real mutation, this method uses the redundancy of amplified families to provide a high-fidelity genetic profile, enabling non-invasive monitoring of cancer progression, therapy response, and residual disease.
In the early 2010s when ’822 was filed, the analysis of cell-free nucleic acids was typically implemented using standard sequencing protocols where the detection of rare genetic variants was limited by the inherent error rates of the sequencing platforms. At a time when systems commonly relied on high-depth raw read counts to distinguish signal from noise, the identification of low-frequency mutations or subtle copy number variations was often confounded by stochastic errors introduced during library preparation and amplification. Furthermore, when hardware and software constraints made the precise tracking of individual starting molecules non-trivial, bioinformatic pipelines generally processed sequence data in aggregate, which limited the ability to achieve sub-chromosomal resolution or high sensitivity in samples with low concentrations of target genetic material.
The disclosed invention represents a meaningful technical advancement through the integration of molecular tagging with a systematic computational collapsing architecture to enhance the sensitivity of genetic analysis. By attaching barcodes to parent polynucleotides prior to amplification and subsequently collapsing the resulting progeny reads into consensus sequences, the system effectively filters out stochastic errors and amplification biases that otherwise obscure rare mutations. This architectural shift enables the detection of variants at frequencies lower than the raw error rate of the sequencing platform itself. The technical effect achieved is a high-fidelity genetic profile that allows for the simultaneous quantification of copy number variations and rare sequence variants from limited starting material, overcoming the constraint of signal-to-noise ratios in cell-free DNA diagnostics.
This patent contains a total of 20 claims, with claim 1 serving as the sole independent claim. The independent claim focuses on a method for analyzing cell-free DNA through a process of non-unique tagging, amplification, and sequencing, followed by grouping reads into families based on identifiers and genomic positions to collapse data and determine base frequencies at specific genetic loci. The dependent claims serve to further define the technical parameters of the process, including specific conversion efficiencies, the number of unique identifiers used, the types of genetic variants detected, and the inclusion of specific cancer-related gene panels or bioinformatics filtering techniques.
Definitions of key terms used in the patent claims.
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