Patent No. US9920366 (titled "Methods and systems for detecting genetic variants") on Sep 22, 2015. The application was issued on Mar 20, 2018.
’366 is related to the field of molecular biology and medical diagnostics, specifically the detection and quantification of genetic variants such as copy number variations (CNV) and single nucleotide variants (SNV). The technology is particularly useful for analyzing cell-free DNA (cfDNA) in bodily fluids to monitor diseases like cancer, where rare genetic alterations may be present at extremely low concentrations.
The underlying idea behind ’366 is that standard sequencing often fails to capture all molecules in a sample, leading to inaccurate quantification of genetic material. By using duplex tags to differently label the Watson and Crick strands of double-stranded DNA, the system can track which original molecules were fully recovered as pairs, which were partially recovered as singlets, and—crucially—statistically infer the number of molecules that were completely missed by the sequencer.
The claims of ’366 focus on a method for detecting double-stranded DNA by tagging molecules with a significant excess of molecular barcodes to ensure high conversion efficiency. The process involves grouping raw reads into families based on barcode and fragment end sequences, collapsing these into consensus reads, and then using the observed counts of paired and unpaired strands to calculate a quantitative measure of the total original molecules, including those for which neither strand was detected.
In practice, the invention utilizes a library of adapters, such as Y-shaped or bubble-shaped tags, to ensure that complementary strands are uniquely identifiable after amplification. By comparing the sequence of one strand with its complement, the system can filter out artifacts introduced during PCR or sequencing. If a variant appears in both strands of a duplex pair, it is called with high confidence, whereas variants appearing in only one strand are flagged as potential errors.
This approach differs from prior methods by moving beyond simple redundancy reduction to address the problem of unseen molecules. While traditional bioinformatics can reduce noise for molecules that are successfully sequenced, ’366 uses the ratio of paired to unpaired reads to correct for sampling bias across different genomic loci. This statistical correction allows for much higher sensitivity and specificity, enabling the detection of rare mutations at concentrations below 1% with greater than 99.9% specificity.
In the early 2010s when ’366 was filed, genomic analysis was typically implemented using massively parallel sequencing of libraries where nucleic acid fragments were converted into sequenceable forms via standard adapter ligation. At a time when systems commonly relied on basic bioinformatics to estimate copy number variations from raw sequence counts, technical constraints in sample preparation and stochastic sampling made it non-trivial to account for molecules that were successfully converted but failed to be sequenced. During this era, engineering limitations in library preparation often resulted in a significant loss of quantitative accuracy because the underlying distribution of unsequenced molecules remained unknown, leading to high variability in sensitivity across different genomic regions.
The disclosed invention represents a meaningful technical advancement by introducing an architectural shift in library preparation and data processing that enables the estimation of unsequenced DNA molecules. By utilizing a library of molecular barcodes to tag both strands of double-stranded DNA fragments in a single reaction, the system enables the classification of sequence reads into paired strands (where both sides are recovered) and singlets (where only one side is recovered). This structural approach allows for the mathematical inference of the unseen molecule population based on the ratio of detected pairs to singlets, effectively overcoming the technical constraint of sampling bias. The resulting integration of physical duplex tagging with statistical redundancy tracking achieves a technical effect of higher sensitivity and specificity in detecting rare genetic variants and copy number variations in heterogeneous samples like cell-free DNA.
The patent contains a total of 21 claims, with claim 1 being the sole independent claim. This independent claim focuses on a method for detecting double-stranded DNA molecules in a biological sample by using a high excess of duplex tags to label complementary strands, enriching for specific genetic loci, and utilizing quantitative measures of detected paired, unpaired, and undetected strands to analyze the sample. The dependent claims serve to specify the use of cell-free nucleic acids, define the sorting and calculation of paired versus unpaired reads, detail the structural characteristics of the molecular barcodes and adaptors, and provide for the determination of total molecule counts and copy number variations.
Definitions of key terms used in the patent claims.
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