The detailed information for PTAB case with proceeding number CBM2018-00021 filed by Miami International Holdings, Inc. et al. against Nasdaq ISE, LLC et al. on Mar 23, 2018. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
CBM2018-00021
Filing Date
Mar 23, 2018
Petitioner
Miami International Holdings, Inc. et al.
Respondent
Nasdaq ISE, LLC et al.
Status
Final Written Decision
Respondent Application Number
09433613
Respondent Tech Center
3600
Respondent Patent Number
6618707
Institution Decision Date
Oct 3, 2018
Termination Date
Jan 27, 2022

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Trial Certificate Checklist

Aug 18, 2022PAPERBOARD

Order Denying Request for Director Review

Jun 7, 2022PAPERBOARD

Ex. 3100 Director Review Request

Mar 1, 2022EXHIBITBOARD

Patent Owner's Request for Director Rehearing of the Final Written Decision

Feb 28, 2022PAPERPATENT OWNER

Final Written Decision: rehearing

Jan 27, 2022PAPERBOARD

DECISION Denying Patent Owners Request on Rehearing on Motion to Disqualify Petitioners Counsel 37 C.F.R. 42.71(d)

Jan 27, 2022PAPERBOARD

Ex. 3002

Jan 19, 2022EXHIBITBOARD

GENERAL ORDER

Oct 26, 2021PAPERBOARD

GENERAL ORDER

May 7, 2020PAPERBOARD

Granting Petitioners Motion to Seal 37 C.F.R. sec(s) 42.14 and 42.54

Nov 12, 2019PAPERBOARD

Patent Owner's Request for Rehearing of Final Written Decision

Oct 31, 2019PAPERPATENT OWNER

Public Version of Exhibit 2037

Oct 18, 2019EXHIBITPETITIONER

Petitioner's Motion to Seal

Oct 18, 2019PAPERPETITIONER

Patent Owner's Request for Rehearing of Order Denying Patent Owner's Motion to Disqualify Petitioner's Counsel

Oct 15, 2019PAPERPATENT OWNER

Order - Granting Petitioner's Motion to Seal; Denying Patent Owner's Motion to Seal; Granting Entry of Default Protective Order

Oct 10, 2019PAPERBOARD

Final Written Decision

Oct 1, 2019PAPERBOARD

ORDER Denying Patent Owner¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel 37 C.F.R. ¿¿¿¿ 42.5, 42.10(d)

Oct 1, 2019PAPERBOARD

Hearing Transcript

Jul 23, 2019PAPERBOARD

Exhibit 2053 - Patent Owner's Demonstratives

Jun 26, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Jun 26, 2019PAPERPATENT OWNER

Petitioner's Updated Exhibit List

Jun 26, 2019PAPERPETITIONER

Petitioner's Demonstratives

Jun 26, 2019EXHIBITPETITIONER

Ex. 2052 - Email Authorizing PO file Sur-Reply

Jun 25, 2019EXHIBITPATENT OWNER

Patent Owner's Sur-Reply to Petitioners' reply in Support of Petitioners' Motion to Exclude

Jun 25, 2019PAPERPATENT OWNER

Petitioner's Reply in Support of Motion to Exclude

Jun 17, 2019PAPERPETITIONER

ORDER Oral Hearing

Jun 11, 2019PAPERBOARD

Ex. 2050 - June 6 2019 Email

Jun 10, 2019EXHIBITPATENT OWNER

Patent Owner's Opposition to Petitioner¿¿¿s Motion to Exclude

Jun 10, 2019PAPERPATENT OWNER

Ex. 2051- Supp. Declaration of J. Munford

Jun 10, 2019EXHIBITPATENT OWNER

Patent Owner's Request for Oral Argument

Jun 3, 2019PAPERPATENT OWNER

Petitioner's Motion to Exclude

Jun 3, 2019PAPERPETITIONER

Petitioner's Request for Oral Hearing

Jun 3, 2019PAPERPETITIONER

Petitioner's Objections to Evidence

May 23, 2019PAPERPETITIONER

Ex. 2049 - 2019.05.08 PTAB Conference Call

May 22, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

May 22, 2019PAPERPATENT OWNER

Patent Owner's Sur-Reply to Petitioners' Reply

May 16, 2019PAPERPATENT OWNER

Ex. 2048 - Second Hendershott Deposition Transcript (CBM2018-00021)

May 16, 2019EXHIBITPATENT OWNER

Ex. 2047 - Second Hendershott Deposition Transcript (CBM2018-00031)

May 16, 2019EXHIBITPATENT OWNER

Conduct of the Proceeding 37 C.F.R.sec 42.5

May 9, 2019PAPERBOARD

Patent Owner's Objections to Petitioners' Evidence

Apr 23, 2019PAPERPATENT OWNER

Patent Owner's Notice of Deposition

Apr 23, 2019PAPERPATENT OWNER

Petitioner's Motion to Seal

Apr 17, 2019PAPERPETITIONER

Petitioner's Privilege Log - REDACTED

Apr 17, 2019PAPERPETITIONER

Petitioner's Privilege Log - CONFIDENTIAL

Apr 17, 2019PAPERPETITIONER

ISE Licensing Agreement dated Mar. 18, 1998

Apr 16, 2019EXHIBITPETITIONER

A Monitoring Report on the Operation of the Cincinnati Stock Exchange National Securities Trading System

Apr 16, 2019EXHIBITPETITIONER

Securities Exchange Act Release No. 21695 (January 28, 1985), 50 FR 4823 (February 1, 1985)

Apr 16, 2019EXHIBITPETITIONER

Securities Exchange Act Release No. 22817 (January 21, 1986), 51 FR 3547 (January 28, 1986)

Apr 16, 2019EXHIBITPETITIONER

Yakov Amihud and Haim Mendelson, How (not) to Integrate the European Capital Markets, European Financial Integration

Apr 16, 2019EXHIBITPETITIONER

Electronic Bulls and Bears: U.S. Securities Markets and Information Technology, Report of U.S. Office of Technology Assessment¿¿¿OTA-CIT-469

Apr 16, 2019EXHIBITPETITIONER

Petitioner's Reply to Patent Owner's Response to Petition

Apr 16, 2019PAPERPETITIONER

Supplemental Declaration of Dr. Terrence Hendershott

Apr 16, 2019EXHIBITPETITIONER

Transcript of March 20, 2019 Deposition of Peter Vinella in CBM2018-00021

Apr 16, 2019EXHIBITPETITIONER

Transcript of March 18, 2019 Deposition of Peter Vinella in CBM2018-00031

Apr 16, 2019EXHIBITPETITIONER

Federal Register Notice, Vol. 84, No. 4, pp. 50-57, Jan. 7, 2019

Apr 16, 2019EXHIBITPETITIONER

Raymond Tsang, Open Outcry and electronic trading in futures exchanges

Apr 16, 2019EXHIBITPETITIONER

Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry

Apr 16, 2019EXHIBITPETITIONER

ISE Letter to SEC dated Sept. 23, 1999

Apr 16, 2019EXHIBITPETITIONER

Michael J. Barclay et al., Competition among Trading Venues: Information and Trading on Electronic Communications Networks

Apr 16, 2019EXHIBITPETITIONER

33 S.E.C. Docket 1136 (1985), Proposed Rule Change by the Cincinnati Stock Exchange

Apr 16, 2019EXHIBITPETITIONER

Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry

Apr 16, 2019EXHIBITPETITIONER

EXPUNGED

Apr 12, 2019PAPERBOARD

Order - Ordering the Filing of Petitioner's Privilege Log - 37 CFR 42.5, 42.10(d)

Apr 12, 2019PAPERBOARD

Ex. 2043 - Teleconference Transcript 03-22-2019

Apr 2, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Apr 2, 2019PAPERPATENT OWNER

Patent Owner's Updated Exhibit List

Apr 1, 2019PAPERPATENT OWNER

Ex. 2039 - Nasdaq's Excellence Recognition

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2040 - Best Low-Latency Provider

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2041 - Model Rule 1.9 with Comments

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2042 - PTAB SOP 1

Apr 1, 2019EXHIBITPATENT OWNER

Petitioner¿¿¿s In Camera Supplemental Responses and Objections to Interrogatory No. 5 and Document Request No. 2

Mar 29, 2019PAPERPETITIONER

Order Ordering Production of Additional Discovery Documents

Mar 27, 2019PAPERBOARD

Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a)

Mar 21, 2019PAPERBOARD

Petitioner¿¿¿s Second Supplemental Brief in Opposition to Patent Owner¿¿¿s Motion to Disqualify

Mar 11, 2019PAPERPETITIONER

Ex. 2038 - E-mail Exchange

Mar 11, 2019EXHIBITPATENT OWNER

Patent Owner's Second Supplemental Brief in Support of Its Motion to Disqualify

Mar 11, 2019PAPERPATENT OWNER

Patent Owner's Combined Motion to Seal and Enter Default Protective Order

Mar 11, 2019PAPERPATENT OWNER

Ex. 2037 - Petitioners' Second Discovery Response

Mar 11, 2019EXHIBITPATENT OWNER

Notice of Deposition of Peter U. Vinella

Mar 6, 2019PAPERPETITIONER

Petitioner¿¿¿s Responses and Objections to Interrogatory Nos. 4 and 5 and Document Request No. 2

Feb 27, 2019PAPERPETITIONER

Granting In Part Patent Owner's Request for Rehearing

Feb 15, 2019PAPERBOARD

Petitioner's Responses and Objections to Interrogatory No. 1 and Document Request No. 1, as served on January 29, 2019

Feb 8, 2019EXHIBITPETITIONER

Patent Owner's Supplemental Briefing in Support of its Motion to Disqualify

Feb 8, 2019PAPERPATENT OWNER

Ex. 2034 - CBM2018-00020 -00021 -00031 - Responses and Objections to Interrogatory 1

Feb 8, 2019EXHIBITPATENT OWNER

Ex. 2035 - CBM2018-00032 - Responses and Objections to Interrogatory 1

Feb 8, 2019EXHIBITPATENT OWNER

Ex. 2036 - MIAX000001

Feb 8, 2019EXHIBITPATENT OWNER

Petitioner's Supplemental Brief

Feb 8, 2019PAPERPETITIONER

Email from Amardeep (Sonny) Grewal re teleconference on November 21, 2017

Feb 8, 2019EXHIBITPETITIONER

Errata

Jan 31, 2019PAPERBOARD

Patent Owner's Request for Rehearing of the Board¿¿¿s January 17, 2019 Order (Paper 41) Granting-in-Part Patent Owner¿¿¿s Motion for Additional Discovery

Jan 31, 2019PAPERPATENT OWNER

Petitioner's Objections to Evidence

Jan 25, 2019PAPERPETITIONER

Order Granting-In-Part Patent Owner's Motion for Additional Discovery Denying Patent Owner's Motion for Stay

Jan 17, 2019PAPERBOARD

Patent Owner's Response

Jan 17, 2019PAPERPATENT OWNER

Ex. 2027 - 65 HR 11823

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2028 - 1999 ISE market maker guide

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2029 - Excerpts from ISE Technical Overview

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2023 - History of the NASDAQ and American Stock Exchanges (Business Reference Services, Library of Congress)

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2025 - WEBER

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2026 - Market Owner Agrees to Buy Pacific Exchange

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2030 - Vinella Declaration

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2031 - Vinella CV

Jan 17, 2019EXHIBITPATENT OWNER

Ex. 2022 - Teleconference Transcript 01-11-2019

Jan 14, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Jan 14, 2019PAPERPATENT OWNER

Order - Granting Petitioner's Motion to File Supplemental Information - 37 CFR 42.5(a), 42.123(a)

Jan 3, 2019PAPERBOARD

Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00021 on December 11, 2018

Dec 28, 2018EXHIBITPETITIONER

Petitioner's Motion for Observations Regarding the Cross-Examination Testimony of Dr. Terrence Hendershott

Dec 28, 2018PAPERPETITIONER

Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00031 on December 13, 2018

Dec 28, 2018EXHIBITPETITIONER

Motion for Observations

Dec 28, 2018PAPERPATENT OWNER

Ex. 2020 - CBM2018-00021 T. Hendershott Deposition Transcript- 12-11-2018

Dec 28, 2018EXHIBITPATENT OWNER

Ex. 2021 - CBM2018-00031 T. Hendershott Deposition Transcript- 12-13-2018

Dec 28, 2018EXHIBITPATENT OWNER

Patent Owner's Opposition to Petitioners' Motion to File Supplemental Information

Dec 17, 2018PAPERPATENT OWNER

Petitioner's Updated Mandatory Notices

Dec 7, 2018PAPERPETITIONER

Petitioner's Exhibit List

Dec 7, 2018PAPERPETITIONER

Order Staying Litigation in Nasdaq, Inc., et al. v. Miami International Holdings, Inc., et al., Civil Action No. 3:17-cv-6664-BRM-DEA, December 3, 2018

Dec 7, 2018EXHIBITPETITIONER

Patent Owner's Updated Exhibit List

Nov 28, 2018PAPERPATENT OWNER

Exhibit 2017- 2018-11-26 Nasdaq-MIAX dkt 127 Opinion

Nov 28, 2018EXHIBITPATENT OWNER

Exhibit 2018- 2018-11-26 Nasdaq-MIAX dkt 128 Order

Nov 28, 2018EXHIBITPATENT OWNER

Petitioner's Motion to File Supplemental Information

Nov 28, 2018PAPERPETITIONER

Appendix to Motion, Part 1 of 2

Nov 28, 2018PAPERPETITIONER

Appendix to Motion, Part 2 of 2

Nov 28, 2018PAPERPETITIONER

Notice of Joint Stipulation to Move Due Dates 1-3

Nov 27, 2018PAPERPATENT OWNER

Patent Owner's Notice of Deposition of Dr. Terrence Hendershott

Nov 27, 2018PAPERPATENT OWNER

Decision on Request for Rehearing - 37 CFR 42.71

Nov 26, 2018PAPERBOARD

Petitioner's Sur-Reply In Opposition To Patent Owner¿¿¿s Motion For Additional Discovery

Nov 21, 2018PAPERPETITIONER

Petitioner's Sur-Reply In Opposition to Patent Owner's Motion to Disqualify Petitioner's Counsel

Nov 21, 2018PAPERPETITIONER

Granting Request to file Motion to Submit Supplemental Information

Nov 19, 2018PAPERBOARD

Ex. 2016 - Teleconference Transcript 11-05-2018

Nov 14, 2018EXHIBITPATENT OWNER

Patent Owner's Reply in Support of its Motion to Disqualify Petitioners' Counsel

Nov 14, 2018PAPERPATENT OWNER

Patent Owner's Reply to Response to Motion for Additional Discovery

Nov 14, 2018PAPERPATENT OWNER

Order - 37 C.F.R. 42.5

Nov 8, 2018PAPERBOARD

Patent Owner's Objections to Petitioner's Evidence

Oct 18, 2018PAPERPATENT OWNER

Petitioner's Response to Patent Owner's Motion to Patent Owner's Motion to Disqualify Petitioner's Counsel

Oct 18, 2018PAPERPETITIONER

Petitioner's Response to Patent Owner's Motion for Additional Discovery

Oct 18, 2018PAPERPETITIONER

Declaration of Roger D. Feldman in Support of MIAX¿¿¿s Response to ISE¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel

Oct 18, 2018EXHIBITPETITIONER

10-16-18 Letter of Nasdaq et al. in Opposition to Stay

Oct 18, 2018EXHIBITPETITIONER

Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq, ISE, LLC

Oct 18, 2018EXHIBITPETITIONER

Table of Common Paragraphs

Oct 18, 2018EXHIBITPETITIONER

Declaration of Dr. Terrence J. Hendershott in Support of MIAX¿¿¿s Response to Patent Owner¿¿¿s Motion for Additional Discovery

Oct 18, 2018EXHIBITPETITIONER

Patent Owner's Request for Rehearing

Oct 17, 2018PAPERPATENT OWNER

Patent Owner's Motion for Additional Discovery

Oct 11, 2018PAPERPATENT OWNER

Ex. 2008 - Letter 11-04-2011

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2009 - Zoppo Declaration

Oct 11, 2018EXHIBITPATENT OWNER

Patent Owner's Motion to Disqualify Petitioners' Counsel

Oct 11, 2018PAPERPATENT OWNER

Ex. 2006 - Representation Letter 02-19-1998

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2007 - E-mail 10-12-2011

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2010 - Nasdaq OMX to Acquire FTEN

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2011 - Nasdaq Completes Acquisition of ISE

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2013 - Memorandum and Order Granting Motion to Disqualify

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2014 - Nasdaq Motion to Disqualify

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2015 - Discovery Requests

Oct 11, 2018EXHIBITPATENT OWNER

Ex. 2012 - Infringement Complaint

Oct 11, 2018EXHIBITPATENT OWNER

Trial Instituted Document

Oct 3, 2018PAPERBOARD

ORDER Conduct of the Proceeding

Oct 3, 2018PAPERBOARD

Exhibit 3001

Oct 3, 2018EXHIBITBOARD

SCHEDULING ORDER

Oct 3, 2018PAPERBOARD

Patent Owner's Updated Exhibit List

Oct 3, 2018PAPERPATENT OWNER

Ex. 2002 - Teleconference Transcript 10-02-2018

Oct 3, 2018EXHIBITPATENT OWNER

Patent Owner's Response to Petitioner's Brief on Standing

Aug 21, 2018PAPERPATENT OWNER

Petitioner's Brief on Standing Requirements

Aug 13, 2018PAPERPETITIONER

Merriam Webster Definition of Certify

Aug 13, 2018EXHIBITPETITIONER

Conduct of the Proceeding 37 C.F.R. § 42.5

Aug 8, 2018PAPERBOARD

Patent Owner's Preliminary Response

Jul 5, 2018PAPERPATENT OWNER

Ex. 2001 - Final Claim Construction

Jul 5, 2018EXHIBITPATENT OWNER

Patent Owner's Updated Mandatory Notices

Jul 5, 2018PAPERPATENT OWNER

Patent Owner's Power of Attorney

Apr 13, 2018PAPERPATENT OWNER

Patent Owner's Mandatory Notices

Apr 13, 2018PAPERPATENT OWNER

Notice of Accord Filing Date

Apr 5, 2018PAPERBOARD

U.S. Patent No. 6,618,707

Mar 23, 2018EXHIBITPETITIONER

Ian Domowitz, A Taxonomy of Automated Trade Execution Systems, 12 J. Int¿¿¿l Money & Fin., 607-631 (1993)

Mar 23, 2018EXHIBITPETITIONER

Prosecution History of USP 6618707, Part 1 of 2

Mar 23, 2018EXHIBITPETITIONER

Prosecution History of USP 6618707, Part 2 of 2

Mar 23, 2018EXHIBITPETITIONER

Order Granting Mot. in Lim. at 2, Chicago Board Options Exchange, Inc. v. International Securities Exchange, LLC, No. 07 C 623 (N.D. Ill. Crim. R. 1.1 Mar. 9, 2013)

Mar 23, 2018EXHIBITPETITIONER

Robert A. Schwartz, Reshaping the Equity Markets: A Guide for the 1990s, 22-46

Mar 23, 2018EXHIBITPETITIONER

Lawrence E. Harris, ¿¿¿Liquidity, Trading Rules, and Electronic Trading Systems,¿¿¿ 1-58

Mar 23, 2018EXHIBITPETITIONER

Webster¿¿¿s New WorldTM College Dictionary, (3rd ed. 1997)

Mar 23, 2018EXHIBITPETITIONER

Ian Domowitz, The Double Auction Market: Institutions, Theories, and Evidence, XIV Proc. Workshop on Double Auction Markets, 28-60 (1991)

Mar 23, 2018EXHIBITPETITIONER

Curriculum Vitae (CV) of Dr. Terrence Hendershott

Mar 23, 2018EXHIBITPETITIONER

Lodewijk O. Petram, The world's first stock exchange: how the Amsterdam market for Dutch East India Company shares became a modern securities market, 1602-1700

Mar 23, 2018EXHIBITPETITIONER

Hans R. Stoll, Principles of Trading Market Structure, 6 J. Fin. Serv. Res. 75-107 (1992)

Mar 23, 2018EXHIBITPETITIONER

Philip Carret, THE ART OF SPECULATION, (2007 reprint)(originally published 1927)

Mar 23, 2018EXHIBITPETITIONER

Managing Innovation: Cases from the Services Industries, National Academy Press, 82-107

Mar 23, 2018EXHIBITPETITIONER

Kenneth D. Garbade and William L. Silber, Technology, Communication, and the Performance of the Financial Markets: 1840-1975

Mar 23, 2018EXHIBITPETITIONER

U.S. Provisional Application No. 60/106,935

Mar 23, 2018EXHIBITPETITIONER

Joel Hasbrouck et al, New York Stock Exchange Systems and Trading Procedures, NYSE Working Paper #93-01, 1-58 (1993)

Mar 23, 2018EXHIBITPETITIONER

Petitioner's Power of Attorney

Mar 23, 2018PAPERPETITIONER

The New York Stock Exchange: The First 200 Years

Mar 23, 2018EXHIBITPETITIONER

Declaration of Dr. Terrence Hendershott

Mar 23, 2018EXHIBITPETITIONER

Grody - Past Present and Future: The Evolution and Design of Electronic Financial Markets

Mar 23, 2018EXHIBITPETITIONER

Petition for Covered Business Method Review

Mar 23, 2018PAPERPETITIONER