The detailed information for PTAB case with proceeding number CBM2018-00030 filed by Miami International Holdings, Inc. et al. against Nasdaq, Inc. et al. on Mar 29, 2018. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
CBM2018-00030
Filing Date
Mar 29, 2018
Petitioner
Miami International Holdings, Inc. et al.
Respondent
Nasdaq, Inc. et al.
Status
Final Written Decision
Respondent Application Number
10206148
Respondent Tech Center
3600
Respondent Patent Number
7921051
Institution Decision Date
Oct 5, 2018
Termination Date
Jan 27, 2022

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Trial Certificate Checklist

Aug 26, 2022PAPERBOARD

Order Denying Request for Director Review

Jun 7, 2022PAPERBOARD

Ex. 3100 Director Review Request

Mar 1, 2022EXHIBITBOARD

Patent Owner's Request for Director Rehearing of the Final Written Decision

Feb 28, 2022PAPERPATENT OWNER

Final Written Decision: rehearing

Jan 27, 2022PAPERBOARD

Ex. 3002

Jan 19, 2022EXHIBITBOARD

Panel Change Order

Nov 5, 2021PAPERBOARD

GENERAL ORDER

Oct 26, 2021PAPERBOARD

GENERAL ORDER

May 7, 2020PAPERBOARD

Patent Owner's Request for Rehearing of the Final Written Decision

Nov 4, 2019PAPERPATENT OWNER

Patent Owner's Request for Rehearing of Order Denying Patent Owner's Request for Authorization to Move for Sanctions

Oct 15, 2019PAPERPATENT OWNER

Termination Decision Document

Oct 3, 2019PAPERBOARD

Decision - 35 U.S.C. 326(d)(3) and 37 C.F.R. 42.221(b)

Oct 3, 2019PAPERBOARD

ORDER Denying Patent Owner¿¿¿s Request for Authorization to File a Motion for Sanctions 37 C.F.R. ¿¿ 42.5

Oct 1, 2019PAPERBOARD

Hearing Transcript

Sep 24, 2019PAPERBOARD

DECISION Denying Patent Owner¿¿¿s Request for Rehearing 37 C.F.R. ¿¿ 42.71

Aug 1, 2019PAPERBOARD

Email

Jul 31, 2019EXHIBITBOARD

Ex. 2044 - Teleconference Transcript, July 8, 2019

Jul 15, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Jul 15, 2019PAPERPATENT OWNER

Patent Owner's Updated Exhibit List

Jul 12, 2019PAPERPATENT OWNER

Patent Owner's Demonstratives

Jul 12, 2019EXHIBITPATENT OWNER

Petitioners' Demonstratives

Jul 12, 2019EXHIBITPETITIONER

Petitioners' Updated Exhibit List

Jul 12, 2019PAPERPETITIONER

Petitioners' Updated Exhibit List

Jul 2, 2019PAPERPETITIONER

Teleconference, July 1, 2019

Jul 2, 2019EXHIBITPETITIONER

Petitioners' Sur-Reply in Opposition to Nasdaq's Contingent Motion to Amend

Jun 21, 2019PAPERPETITIONER

Petitioners' Updated Exhibit List

Jun 21, 2019PAPERPETITIONER

Declaration of John Hendricks

Jun 21, 2019EXHIBITPETITIONER

Supplemental Declaration of Dr. Min.

Jun 21, 2019EXHIBITPETITIONER

Declaration of Ian Domowitz (Minton v. National Association of Securities Dealers, Inc.)

Jun 21, 2019EXHIBITPETITIONER

Declaration of Ian Domowitz (Chicago Board Options Exchange, Inc. v. Int'l Securities Exchange, LLC)

Jun 21, 2019EXHIBITPETITIONER

ORDER Oral Argument

Jun 20, 2019PAPERBOARD

E-mail Correspondence dated May 9, 2019

Jun 14, 2019EXHIBITPETITIONER

Petitioners' Opposition to Patent Owner's Motion to Strike

Jun 14, 2019PAPERPETITIONER

Petitioners' Updated Exhibit List

Jun 14, 2019PAPERPETITIONER

Patent Owner¿¿¿s Request for Rehearing

Jun 14, 2019PAPERPATENT OWNER

Patent Owner's Request for Oral Argument

Jun 10, 2019PAPERPATENT OWNER

Petitioners' Request for Oral Argument

Jun 10, 2019PAPERPETITIONER

Patent Owner's Motion to Strike

Jun 7, 2019PAPERPATENT OWNER

Denying Authorization to Correct Motion to Amend Granting Authorization to File a Motion to Strike 37 C.F.R. sec. 42.

May 31, 2019PAPERBOARD

Ex. 2042 - Vinella Dec. ISO Reply to MTA Opposition

May 21, 2019EXHIBITPATENT OWNER

Patent Owner's Reply to Petitioners' Opposition to Contingent Motion to Amend

May 21, 2019PAPERPATENT OWNER

Patent Owner's Sur-Reply to Petitioners' Reply

May 21, 2019PAPERPATENT OWNER

Teleconference Transcript, May 13, 2019

May 14, 2019EXHIBITPETITIONER

Petitioners' Updated Exhibit List

May 14, 2019PAPERPETITIONER

Notice of Joint Stipulation to Move Due Dates 3-4

May 6, 2019PAPERPATENT OWNER

Patent Owner's Notice of Deposition

Apr 24, 2019PAPERPATENT OWNER

Patent Owner's Objections to Petitioners' Evidence

Apr 23, 2019PAPERPATENT OWNER

Petitioners' Opposition to Patent Owner's Motion to Amend

Apr 16, 2019PAPERPETITIONER

Dr. Paul Min's Declaration

Apr 16, 2019EXHIBITPETITIONER

IEEE Standard Glossary of Computer Networking Terminology

Apr 16, 2019EXHIBITPETITIONER

The Emergence of Electronic Communications Networks in the U.S. Equity Markets

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 7,106,738 (Saidi)

Apr 16, 2019EXHIBITPETITIONER

Small Forwarding Tables for Fast Routing Lookups

Apr 16, 2019EXHIBITPETITIONER

Petitioners' Reply Brief

Apr 16, 2019PAPERPETITIONER

Petitioners' Updated Exhibit List

Apr 16, 2019PAPERPETITIONER

Declaration of John Hendricks

Apr 16, 2019EXHIBITPETITIONER

Principle of Trading Market Structure

Apr 16, 2019EXHIBITPETITIONER

Auctions as Algorithms Computerized Trade Execution and Price Discovery

Apr 16, 2019EXHIBITPETITIONER

Innovation and Technology in the Markets

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 5,787,161 (Reyes)

Apr 16, 2019EXHIBITPETITIONER

IEEE Standard Computer Dictionary

Apr 16, 2019EXHIBITPETITIONER

Deposition Transcript of Dr. Paul Min

Apr 16, 2019EXHIBITPETITIONER

IEEE Standard Glossary of Computer Hardware Terminology

Apr 16, 2019EXHIBITPETITIONER

Parallel Computer Architecture

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 2 of 6

Apr 16, 2019EXHIBITPETITIONER

The Mechanics of Automated Trade Execution Systems

Apr 16, 2019EXHIBITPETITIONER

An Empirical Study of Static Load Balancing Algorithms

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 3,648,253 (Mullery)

Apr 16, 2019EXHIBITPETITIONER

The Gradient Model Load Balancing Method

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 5,592,672 (Grewal)

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 1 of 6

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 3 of 6

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 4 of 6

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 5 of 6

Apr 16, 2019EXHIBITPETITIONER

Microsoft Computer Dictionary - Part 6 of 6

Apr 16, 2019EXHIBITPETITIONER

Dynamic Load Balancing for Distributed Memory Microprocessors

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 4,403,268 (Fry)

Apr 16, 2019EXHIBITPETITIONER

Load Balancing Control for Multiprocessors

Apr 16, 2019EXHIBITPETITIONER

WO01/61547 (Blaser)

Apr 16, 2019EXHIBITPETITIONER

ASCII Table and Description

Apr 16, 2019EXHIBITPETITIONER

Certified File Wrapper of 827 Patent - Part 2 of 2

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 3,737,816 (Hauck)

Apr 16, 2019EXHIBITPETITIONER

Improving the Routing and Addressing of IP

Apr 16, 2019EXHIBITPETITIONER

IP Address Lookup Made Fast and Simple

Apr 16, 2019EXHIBITPETITIONER

Capacity Expansion of Least Busy Alternate Routing with Shadow Price

Apr 16, 2019EXHIBITPETITIONER

Shadow Prices for State Dependent Routing

Apr 16, 2019EXHIBITPETITIONER

Multi-Channel Deflection Crossbar (MCDC)

Apr 16, 2019EXHIBITPETITIONER

Performance Analysis of State Dependent Routing (SDR)

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 6,223,205 (Harchol - Balter)

Apr 16, 2019EXHIBITPETITIONER

Certified File Wrapper of 827 Patent - Part 1 of 2

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 5,781,722 (Wilkinson III)

Apr 16, 2019EXHIBITPETITIONER

U.S. Patent No. 5,386,413 (McAuley)

Apr 16, 2019EXHIBITPETITIONER

On Effective Multi-Dimensional Indexing for Strings

Apr 16, 2019EXHIBITPETITIONER

Scalable High Speed IP Routing Lookups

Apr 16, 2019EXHIBITPETITIONER

State Dependent Routing: Traffic Dynamics and Performance Benefits

Apr 16, 2019EXHIBITPETITIONER

Shadow Prices for LLR and ALBA

Apr 16, 2019EXHIBITPETITIONER

Prediction-Based Routing through Least Cost Delay Constraint

Apr 16, 2019EXHIBITPETITIONER

Investigation of Rate Control in Routing Policies for B-ISDN Networks

Apr 16, 2019EXHIBITPETITIONER

Analysis of Rate Controlling Link

Apr 16, 2019EXHIBITPETITIONER

MASCON: A Single IC Solution to ATM Multi-Channel Switching with Embedded Multicasting

Apr 16, 2019EXHIBITPETITIONER

End-to-End Planning Model for Optimal Evolution of Telecommunications Network

Apr 16, 2019EXHIBITPETITIONER

Nonblocking Copy Networks in Multi-Channel Switching

Apr 16, 2019EXHIBITPETITIONER

A Nonblocking Architecture for Broadband Multichannel Switching

Apr 16, 2019EXHIBITPETITIONER

Analysis and Development of Routing Schemes for Multi-Rate, Multi-Point Traffic

Apr 16, 2019EXHIBITPETITIONER

A New Structural Property of Statistical Data Forks

Apr 16, 2019EXHIBITPETITIONER

Analysis of routing policies in broad-band networks

Apr 16, 2019EXHIBITPETITIONER

Model Based Estimation of Exogenous Traffic

Apr 16, 2019EXHIBITPETITIONER

Cell Placement in CDMA Network

Apr 16, 2019EXHIBITPETITIONER

Traffic Dispatching Algorithm in Three-Stage Switch

Apr 16, 2019EXHIBITPETITIONER

Public Information for MIAX-1083

Apr 16, 2019EXHIBITPETITIONER

Public Information for MIAX-1084

Apr 16, 2019EXHIBITPETITIONER

Effects of Call Arrival Rate and Mobility on Network Throughput in Multi-Cell CDMA

Apr 16, 2019EXHIBITPETITIONER

Real Time Traffic Management System at Korea Mobile Telecom

Apr 16, 2019EXHIBITPETITIONER

A Growable ATM Switch with Embedded Multi-Channel/Multicasting Property

Apr 16, 2019EXHIBITPETITIONER

Parallel Implementation of Energy-Based Target Localization Methods in Wireless Sensors Networks

Apr 16, 2019EXHIBITPETITIONER

Access LUT without CAM

Apr 16, 2019EXHIBITPETITIONER

Public Information for MIAX-1062

Apr 16, 2019EXHIBITPETITIONER

Public Information for MIAX-1085

Apr 16, 2019EXHIBITPETITIONER

Public Information for MIAX-1086

Apr 16, 2019EXHIBITPETITIONER

Notice of Joint Stipulation to Move Due Dates 2-4

Apr 5, 2019PAPERPETITIONER

Ex. 2031 - NYSE Rule 103b

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2032 - Berkheimer Memo

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2030 - Project A

Apr 1, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Apr 1, 2019PAPERPATENT OWNER

Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a)

Mar 21, 2019PAPERBOARD

Petitioners' Supplemental Objections and Responses to Interrogatory Nos. 4 and 5 and Document Request No. 2

Mar 7, 2019PAPERPETITIONER

Petitioners' Objections and Responses to Interrogatory Nos. 4 and 5 and Document Request No. 2

Feb 22, 2019PAPERPETITIONER

Granting In Part Patent Owner's Request for Rehearing

Feb 15, 2019PAPERBOARD

Errata

Jan 31, 2019PAPERBOARD

Petitioners' Objections and Responses to Interrogatory No. 1 and Document Request No. 1

Jan 29, 2019PAPERPETITIONER

Letter from Reed Smith LLP to Critchley, Kinum & Denoia, LLC

Jan 29, 2019EXHIBITPETITIONER

Petitioners' Updated Exhibit List

Jan 29, 2019PAPERPETITIONER

October 2 Teleconference Transcript

Jan 29, 2019EXHIBITPETITIONER

Petitioners¿¿¿ Objections to Patent Owner¿¿¿s Evidence Submitted with Patent Owner¿¿¿s Response and Motion to Amend

Jan 22, 2019PAPERPETITIONER

Order Granting-In-Part Patent Owner's Motion for Additional Discovery Denying Patent Owner's Motion for Stay

Jan 17, 2019PAPERBOARD

EXPUNGED

Jan 15, 2019PAPERPATENT OWNER

Patent Owner's Contingent Motion to Amend

Jan 15, 2019PAPERPATENT OWNER

Ex. 2007 - Cincinnati Stock Exchange

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2008 - Instinet

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2009 - NYT- Futures-Options-Automation in Trading

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2011 - NYSE Constitution and Rules 1973

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2017 - Vinella Declaration

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2023 - Hendershott Deposition

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2024 - Vinella Declaration ISO Motion to Amend

Jan 14, 2019EXHIBITPATENT OWNER

Patent Owner's Response

Jan 14, 2019PAPERPATENT OWNER

Ex. 2006 - Teleconference Transcript 01-11-2019

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2010 - Intex article

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2012 - NYSE Constitution and Rules 1995

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2013 - Hasbrouck - NYSE Working Paper No. 93-01

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2014 - Tanenbaum

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2015 - Stallings - Data and Computer Communications

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2016 - Johnson

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2018 - Vinella CV

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2019 - Min Deposition

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2020 - 60385979

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2021 - 60385988

Jan 14, 2019EXHIBITPATENT OWNER

Ex. 2022 - Stallings - Operating Systems

Jan 14, 2019EXHIBITPATENT OWNER

Petitioners' Updated Mandatory Notices

Jan 11, 2019PAPERPETITIONER

Granting Pro Hac Vice Admission of Christine M. Morgan 37 C.F.R § 42.10

Jan 10, 2019PAPERBOARD

Order Conference Concerning Motion to Amend

Jan 10, 2019PAPERBOARD

Petitioners' Updated Power of Attorney

Jan 7, 2019PAPERPETITIONER

Petitioners' Motion for Pro Hac Vice Admission of Christine M. Morgan

Jan 4, 2019PAPERPETITIONER

Declaration of Christine M. Morgan in Support of Motion for Pro Hac Vice Admission

Jan 4, 2019EXHIBITPETITIONER

Notice of Joint Stipulation to Move Due Dates 1-4

Dec 28, 2018PAPERPATENT OWNER

Petitioners' Updated Mandatory Notices

Dec 20, 2018PAPERPETITIONER

Petitioners' Updated Power of Attorney

Dec 20, 2018PAPERPETITIONER

Order - Granting Petitioner's Motion for Pro Hac Vice Admission of R. Eric Hutz - 37 CFR 42.10

Dec 10, 2018PAPERBOARD

Notice of Deposition of Dr. Paul Min

Dec 4, 2018PAPERPATENT OWNER

Notice of Deposition of Dr. Terrence Hendershott

Dec 4, 2018PAPERPATENT OWNER

Petitioners' Motion for Pro Hac Vice Admission of R. Eric Hutz

Nov 20, 2018PAPERPETITIONER

Declaration of R. Eric Hutz in support of Motion for Pro Hac Vice Admission

Nov 20, 2018EXHIBITPETITIONER

Patent Owner's Objections to Evidence Submitted with Petition for Covered Business Method Review

Oct 22, 2018PAPERPATENT OWNER

Scheduling Order

Oct 5, 2018PAPERBOARD

Decision Instituting Covered Business Method Patent Review

Oct 5, 2018PAPERBOARD

EXPUNGED

Oct 3, 2018PAPERBOARD

Patent Owner's Updated Exhibit List

Oct 3, 2018PAPERPATENT OWNER

Ex. 2005 - Teleconference Transcript 10-02-2018

Oct 3, 2018EXHIBITPATENT OWNER

Ex. 2001 - Prosecution History of U.S. Patent No. 7,921,051

Jul 19, 2018EXHIBITPATENT OWNER

CBM2018-00030 Patent Owners Preliminary Response (051)

Jul 19, 2018PAPERPATENT OWNER

Ex. 2002 - Electronic Exchanges (Gorham et al.)

Jul 19, 2018EXHIBITPATENT OWNER

Ex. 2003 - After the Trade is Made (Weiss)

Jul 19, 2018EXHIBITPATENT OWNER

Ex. 2004 - The Strategic Electronic Day Trader (Deel)

Jul 19, 2018EXHIBITPATENT OWNER

CBM2018-00030 Patent Owners Updated Mandatory Notices

Jul 19, 2018PAPERPATENT OWNER

Notice of Accord Filing Date

Apr 19, 2018PAPERBOARD

Patent Owner's Power of Attorney

Apr 18, 2018PAPERPATENT OWNER

Patent Owner's Mandatory Notices

Apr 18, 2018PAPERPATENT OWNER

US Patent No. 7,921,051

Mar 29, 2018EXHIBITPETITIONER

Classification Definitions, Class 705

Mar 29, 2018EXHIBITPETITIONER

Declaration of Lisa A. Chiarini

Mar 29, 2018EXHIBITPETITIONER

Declaration of Paul Min

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 6,278,982

Mar 29, 2018EXHIBITPETITIONER

Complaint (3:17-cv-06664)

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 6,836,813

Mar 29, 2018EXHIBITPETITIONER

Power of Attorney

Mar 29, 2018PAPERPETITIONER

U.S. Patent No. 6,614,789

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent Application Publication No. 2002/0095303 A1

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 7,248,585

Mar 29, 2018EXHIBITPETITIONER

On the Use of Transputers to Implement Neural Networks

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 7,454,372

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 5,381,541

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 4,445,171

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 7,251,629

Mar 29, 2018EXHIBITPETITIONER

Nasdaq Opposition Brief

Mar 29, 2018EXHIBITPETITIONER

Curriculum Vitae of Terrence Hendershott

Mar 29, 2018EXHIBITPETITIONER

Electronic Futures Markets Versus Floor Trading: Implications for Interface Design

Mar 29, 2018EXHIBITPETITIONER

Key To Plan and Price Code

Mar 29, 2018EXHIBITPETITIONER

CME: Introduction to Futures and Options

Mar 29, 2018EXHIBITPETITIONER

Open outcry and electronic trading in futures exchanges

Mar 29, 2018EXHIBITPETITIONER

A Brief History of the Internet

Mar 29, 2018EXHIBITPETITIONER

WIPO Patent Application Publication No. WO 01/26003

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 6,256,653

Mar 29, 2018EXHIBITPETITIONER

Declaration of Terrence Hendershott

Mar 29, 2018EXHIBITPETITIONER

Patent Application Publication No. 2002/0091606 A1

Mar 29, 2018EXHIBITPETITIONER

Instantaneous Flash Picture

Mar 29, 2018EXHIBITPETITIONER

A taxonomy of automated trade execution systems

Mar 29, 2018EXHIBITPETITIONER

Trading floor of the New York Stock Exchange on April 3, 1968

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 6,618,707

Mar 29, 2018EXHIBITPETITIONER

Curriculum Vitae of Paul Min

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 2,211,116

Mar 29, 2018EXHIBITPETITIONER

U.S. Patent No. 6,859,455

Mar 29, 2018EXHIBITPETITIONER

Petition for Covered Business Method Review of U.S. Patent No. 7,921,051

Mar 29, 2018PAPERPETITIONER