Trial Certificate Checklist | Aug 18, 2022 | PAPER | BOARD |
Order Denying Request for Director Review | Jun 7, 2022 | PAPER | BOARD |
Ex. 3100 Director Review Request | Mar 1, 2022 | EXHIBIT | BOARD |
Patent Owner's Request for Director Rehearing of the Final Written Decision | Feb 28, 2022 | PAPER | PATENT OWNER |
Final Written Decision: rehearing | Jan 27, 2022 | PAPER | BOARD |
DECISION Denying Patent Owners Request on Rehearing on Motion to Disqualify Petitioners Counsel 37 C.F.R. 42.71(d) | Jan 27, 2022 | PAPER | BOARD |
Ex. 3002 | Jan 19, 2022 | EXHIBIT | BOARD |
GENERAL ORDER | Oct 26, 2021 | PAPER | BOARD |
GENERAL ORDER | May 7, 2020 | PAPER | BOARD |
Granting Petitioners Motion to Seal
37 C.F.R. sec(s) 42.14 and 42.54 | Nov 12, 2019 | PAPER | BOARD |
Patent Owner's Request for Rehearing of Final Written Decision | Oct 31, 2019 | PAPER | PATENT OWNER |
Public Version of Exhibit 2039 | Oct 18, 2019 | EXHIBIT | PETITIONER |
Petitioner's Motion to Seal | Oct 18, 2019 | PAPER | PETITIONER |
Patent Owner's Request for Rehearing of Order Denying Patent Owner's Motion to Disqualify Petitioner's Counsel | Oct 15, 2019 | PAPER | PATENT OWNER |
Order - Granting Petitioner's Motion to Seal; Denying Patent Owner's Motion to Seal; Granting Entry of Default Protective Order | Oct 10, 2019 | PAPER | BOARD |
ORDER
Denying Patent Owner¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel
37 C.F.R. ¿¿¿¿ 42.5, 42.10(d) | Oct 1, 2019 | PAPER | BOARD |
Final Written Decision | Oct 1, 2019 | PAPER | BOARD |
Hearing Transcript | Jul 23, 2019 | PAPER | BOARD |
Exhibit 2053 - Patent Owner's Demonstratives | Jun 26, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Exhibit List | Jun 26, 2019 | PAPER | PATENT OWNER |
Petitioner's Updated Exhibit List | Jun 26, 2019 | PAPER | PETITIONER |
Petitioner's Demonstratives | Jun 26, 2019 | EXHIBIT | PETITIONER |
Patent Owner's Sur-Reply to Petitioners' Reply in Support of Petitioners' Motion to Exclude | Jun 25, 2019 | PAPER | PATENT OWNER |
Ex. 2052 - Email Authorizing PO file Sur-Reply | Jun 25, 2019 | EXHIBIT | PATENT OWNER |
Petitioner's Reply in Support of Its Motion to Exclude | Jun 17, 2019 | PAPER | PETITIONER |
ORDER Oral Hearing | Jun 11, 2019 | PAPER | BOARD |
Ex. 2050 - June 6 2019 Email | Jun 10, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Opposition to Petitioner¿¿¿s Motion to Exclude | Jun 10, 2019 | PAPER | PATENT OWNER |
Ex. 2051- Supp. Declaration of J. Munford | Jun 10, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Request for Oral Argument | Jun 3, 2019 | PAPER | PATENT OWNER |
Petitioner's Motion to Exclude | Jun 3, 2019 | PAPER | PETITIONER |
Petitioner's Request for Oral Hearing | Jun 3, 2019 | PAPER | PETITIONER |
Petitioner's Objections to Evidence | May 23, 2019 | PAPER | PETITIONER |
Ex. 2049 - 2019.05.08 PTAB Conference Call | May 22, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Exhibit List | May 22, 2019 | PAPER | PATENT OWNER |
Ex. 2047 - Second Hendershott Deposition Transcript (CBM2018-00031) | May 16, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2048 - Second Hendershott Deposition Transcript (CBM2018-00021) | May 16, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Sur-Reply to Petitioners' Reply | May 16, 2019 | PAPER | PATENT OWNER |
Conduct of the Proceeding
37 C.F.R.sec 42.5 | May 9, 2019 | PAPER | BOARD |
Patent Owner's Objections to Petitioners' Evidence | Apr 23, 2019 | PAPER | PATENT OWNER |
Patent Owner's Notice of Deposition | Apr 23, 2019 | PAPER | PATENT OWNER |
Petitioner's Privilege Log - REDACTED | Apr 17, 2019 | PAPER | PETITIONER |
Petitioner's Motion to Seal | Apr 17, 2019 | PAPER | PETITIONER |
Petitioner's Privilege Log - CONFIDENTIAL | Apr 17, 2019 | PAPER | PETITIONER |
Petitioner's Reply to Patent Owner's Response to Petition | Apr 16, 2019 | PAPER | PETITIONER |
Transcript of March 20, 2019 Deposition of Mr. Peter U. Vinella in CBM2018-00021 | Apr 16, 2019 | EXHIBIT | PETITIONER |
Transcript of March 18, 2019 Deposition of Mr. Peter U. Vinella in CBM2018-00031 | Apr 16, 2019 | EXHIBIT | PETITIONER |
Federal Register Notice, Vol. 84, No. 4, pp. 50-57, Jan. 7, 2019 | Apr 16, 2019 | EXHIBIT | PETITIONER |
Raymond Tsang, Open Outcry and electronic trading in futures exchanges | Apr 16, 2019 | EXHIBIT | PETITIONER |
Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry | Apr 16, 2019 | EXHIBIT | PETITIONER |
ISE Licensing Agreement dated Mar. 18, 1998 | Apr 16, 2019 | EXHIBIT | PETITIONER |
Michael J. Barclay et al., Competition among Trading Venues: Information and Trading on Electronic Communications Networks | Apr 16, 2019 | EXHIBIT | PETITIONER |
Joel Hasbrouck et al, New York Stock Exchange Systems and Trading Procedures | Apr 16, 2019 | EXHIBIT | PETITIONER |
Supplemental Declaration of Dr. Terrence Hendershott | Apr 16, 2019 | EXHIBIT | PETITIONER |
Ian Domowitz and Benn Steil, Automation, Trading Costs, and the Structure of the Securities Trading Industry | Apr 16, 2019 | EXHIBIT | PETITIONER |
ORDER
Ordering the Filing of Petitioner¿¿¿s Privilege Log
37 C.F.R. ¿¿¿¿ 42.5, 42.10(d) | Apr 12, 2019 | PAPER | BOARD |
Ex. 2045 - Teleconference Transcript 03-22-2019 | Apr 2, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Exhibit List | Apr 2, 2019 | PAPER | PATENT OWNER |
Patent Owner's Updated Exhibit List | Apr 1, 2019 | PAPER | PATENT OWNER |
Ex. 2041 - Nasdaq's Excellence Recognition | Apr 1, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2042 - Best Low-Latency Provider | Apr 1, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2043 - Model Rule 1.9 with Comments | Apr 1, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2044 - PTAB SOP 1 | Apr 1, 2019 | EXHIBIT | PATENT OWNER |
Petitioner¿¿¿s In Camera Supplemental Responses and Objections to Interrogatory No. 5 and Document Request No. 2 | Mar 29, 2019 | PAPER | PETITIONER |
Order Ordering Production of Additional Discovery Documents | Mar 27, 2019 | PAPER | BOARD |
Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a) | Mar 21, 2019 | PAPER | BOARD |
Petitioner¿¿¿s Second Supplemental Brief in Opposition to Patent Owner¿¿¿s Motion to Disqualify | Mar 11, 2019 | PAPER | PETITIONER |
Ex. 2039 - Petitioners' Second Discovery Response | Mar 11, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2040 - E-mail Exchange | Mar 11, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Second Supplemental Brief in Support of Its Motion to Disqualify | Mar 11, 2019 | PAPER | PATENT OWNER |
Patent Owner's Combined Motion to Seal and Enter Default Protective Order | Mar 11, 2019 | PAPER | PATENT OWNER |
Petitioner's Notice of Deposition | Mar 4, 2019 | PAPER | PETITIONER |
Petitioner¿¿¿s Responses and Objections to Interrogatory Nos. 4 and 5 and Document Request No. 2 | Feb 27, 2019 | PAPER | PETITIONER |
Granting In Part Patent Owner's Request for Rehearing | Feb 15, 2019 | PAPER | BOARD |
Ex. 2036 - CBM2018-00020 -00021 -00031 - Responses and Objections to Interrogatory 1 | Feb 8, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Supplemental Briefing in Support of its Motion to Disqualify | Feb 8, 2019 | PAPER | PATENT OWNER |
Ex. 2037 - CBM2018-00032 - Responses and Objections to Interrogatory 1 | Feb 8, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2038 - MIAX000001 | Feb 8, 2019 | EXHIBIT | PATENT OWNER |
Petitioner's Supplemental Brief | Feb 8, 2019 | PAPER | PETITIONER |
Petitioner¿¿¿s Responses and Objections to Interrogatory No. 1 and Document Request No. 1, as served on January 29, 2019 | Feb 8, 2019 | EXHIBIT | PETITIONER |
Email from Amardeep (Sonny) Grewal re teleconference on November 21, 2017 | Feb 8, 2019 | EXHIBIT | PETITIONER |
Errata | Jan 31, 2019 | PAPER | BOARD |
Patent Owner's Request for Rehearing of the Board's January 17, 2019 Order (Paper 46) Granting-in-Part Patent Owner's Motion for Additional Discovery | Jan 31, 2019 | PAPER | PATENT OWNER |
Petitioner's Objections to Evidence | Jan 25, 2019 | PAPER | PETITIONER |
Order Granting-In-Part Patent Owner's Motion for Additional Discovery
Denying Patent Owner's Motion for Stay | Jan 17, 2019 | PAPER | BOARD |
Patent Owner's Response | Jan 17, 2019 | PAPER | PATENT OWNER |
Ex. 2023 - History of the NASDAQ and American Stock Exchanges (Business Reference Services, Library of Congress) | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2027 - 65 HR 11823 | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2028 - 1999 ISE market maker guide | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2032 - Vinella Declaration | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2025 - WEBER | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2026 - Market Owner Agrees to Buy Pacific Exchange | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2029 - Excerpts from ISE Technical Overview | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2030 - 35 HR 34513 | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2031 - 707 Prosecution History Part 1 of 2 | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2031 - 707 Prosecution History Part 2 of 2 | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2033 - Vinella CV | Jan 17, 2019 | EXHIBIT | PATENT OWNER |
Ex. 2022 - Teleconference Transcript 01-11-2019 | Jan 14, 2019 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Exhibit List | Jan 14, 2019 | PAPER | PATENT OWNER |
Order - Granting Petitioner's Motion to File Supplemental Information - 37 CFR 42.5(a), 42.123(a) | Jan 3, 2019 | PAPER | BOARD |
Petitioner's Motion for Observations Regarding the Cross-Examination Testimony of Dr. Terrence Hendershott | Dec 28, 2018 | PAPER | PETITIONER |
Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00021 on December 11, 2018 | Dec 28, 2018 | EXHIBIT | PETITIONER |
Motion for Observations | Dec 28, 2018 | PAPER | PATENT OWNER |
Transcript of Deposition of Terrence Hendershott, Ph.D. in CBM2018-00031 on December 13, 2018 | Dec 28, 2018 | EXHIBIT | PETITIONER |
Ex. 2020 - CBM2018-00021 T. Hendershott Deposition Transcript- 12-11-2018 | Dec 28, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2021 - CBM2018-00031 T. Hendershott Deposition Transcript- 12-13-2018 | Dec 28, 2018 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Mandatory Notices | Dec 27, 2018 | PAPER | PATENT OWNER |
Patent Owner's Opposition to Petitioners' Motion to File Supplemental Information | Dec 17, 2018 | PAPER | PATENT OWNER |
Order Granting Patent Owner's Motion for Pro Hac Vice Admission of Mark Hatch-Miller | Dec 13, 2018 | PAPER | BOARD |
Petitioner's Updated Mandatory Notices | Dec 7, 2018 | PAPER | PETITIONER |
Petitioner's Exhibit List | Dec 7, 2018 | PAPER | PETITIONER |
Order Staying Litigation in Nasdaq, Inc., et al. v. Miami International Holdings, Inc., et al., Civil Action No. 3:17-cv-6664-BRM-DEA, December 3, 2018 | Dec 7, 2018 | EXHIBIT | PETITIONER |
Patent Owner's Updated Power of Attorney | Dec 5, 2018 | PAPER | PATENT OWNER |
Patent Owner's Motion for Pro Hac Vice Admission of Mark Hatch-Miller | Dec 5, 2018 | PAPER | PATENT OWNER |
Exhibit 2019 - Hatch-Miller PHV Declaration | Dec 5, 2018 | EXHIBIT | PATENT OWNER |
Patent Owner's Updated Exhibit List | Nov 28, 2018 | PAPER | PATENT OWNER |
Exhibit 2017- 2018-11-26 Nasdaq-MIAX dkt 127 Opinion | Nov 28, 2018 | EXHIBIT | PATENT OWNER |
Exhibit 2018- 2018-11-26 Nasdaq-MIAX dkt 128 Order | Nov 28, 2018 | EXHIBIT | PATENT OWNER |
Petitioner's Motion to File Supplemental Information | Nov 28, 2018 | PAPER | PETITIONER |
Appendix to Motion, Part 2 of 3 | Nov 28, 2018 | PAPER | PETITIONER |
Appendix to Motion, Part 1 of 3 | Nov 28, 2018 | PAPER | PETITIONER |
Appendix to Motion, Part 3 of 3 | Nov 28, 2018 | PAPER | PETITIONER |
Notice of Joint Stipulation to Move Due Dates 1-3 | Nov 27, 2018 | PAPER | PATENT OWNER |
Patent Owner's Notice of Deposition of Dr. Terrence Hendershott | Nov 27, 2018 | PAPER | PATENT OWNER |
Decision on Request for Rehearing - 37 CFR 42.71 | Nov 26, 2018 | PAPER | BOARD |
Petitioner¿¿¿s Sur-Reply In Opposition To Patent Owner¿¿¿s Motion To Disqualify Petitioner¿¿¿s Counsel | Nov 21, 2018 | PAPER | PETITIONER |
Petitioner¿¿¿s Sur-Reply In Opposition To Patent Owner¿¿¿s Motion For Additional Discovery | Nov 21, 2018 | PAPER | PETITIONER |
Granting Request to file Motion to Submit Supplemental Information | Nov 19, 2018 | PAPER | BOARD |
Patent Owner's Reply in Support of its Motion to Disqualify Petitioners' Counsel | Nov 14, 2018 | PAPER | PATENT OWNER |
Patent Owner's Reply to Response to Motion for Additional Discovery | Nov 14, 2018 | PAPER | PATENT OWNER |
Ex. 2016 - Teleconference Transcript 11-05-2018 | Nov 14, 2018 | EXHIBIT | PATENT OWNER |
Order - 37 C.F.R. 42.5 | Nov 8, 2018 | PAPER | BOARD |
Patent Owner's Objections to Petitioner's Evidence | Oct 18, 2018 | PAPER | PATENT OWNER |
Petitioner's Response to Patent Owner's Motion to Patent Owner's Motion to Disqualify Petitioner's Counsel | Oct 18, 2018 | PAPER | PETITIONER |
Declaration of Roger D. Feldman in Support of MIAX¿¿¿s Response to ISE¿¿¿s Motion to Disqualify Petitioner¿¿¿s Counsel | Oct 18, 2018 | EXHIBIT | PETITIONER |
10-16-18 Letter of Nasdaq et al. in Opposition to Stay | Oct 18, 2018 | EXHIBIT | PETITIONER |
Table of Common Paragraphs | Oct 18, 2018 | EXHIBIT | PETITIONER |
Petitioner's Response to Patent Owner's Motion for Additional Discovery | Oct 18, 2018 | PAPER | PETITIONER |
Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Rename the Exchange as Nasdaq, ISE, LLC | Oct 18, 2018 | EXHIBIT | PETITIONER |
Declaration of Dr. Terrence J. Hendershott in Support of MIAX¿¿¿s Response to Patent Owner¿¿¿s Motion for Additional Discovery | Oct 18, 2018 | EXHIBIT | PETITIONER |
Patent Owner's Request for Rehearing | Oct 17, 2018 | PAPER | PATENT OWNER |
Patent Owner's Motion to Disqualify Petitioners' Counsel | Oct 11, 2018 | PAPER | PATENT OWNER |
Patent Owner's Motion for Additional Discovery | Oct 11, 2018 | PAPER | PATENT OWNER |
Ex. 2006 - Representation Letter 02-19-1998 | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2007 - E-mail 10-12-2011 | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2011 - Nasdaq Completes Acquisition of ISE | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2012 - Infringement Complaint | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2008 - Letter 11-04-2011 | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2009 - Zoppo Declaration | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2010 - Nasdaq OMX to Acquire FTEN | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2015 - Discovery Requests | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2013 - Memorandum and Order Granting Motion to Disqualify | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2014 - Nasdaq Motion to Disqualify | Oct 11, 2018 | EXHIBIT | PATENT OWNER |
Trial Instituted Document | Oct 3, 2018 | PAPER | BOARD |
Scheduling Order | Oct 3, 2018 | PAPER | BOARD |
Exhibit 3001 | Oct 3, 2018 | EXHIBIT | BOARD |
ORDER Conduct of the Proceeding | Oct 3, 2018 | PAPER | BOARD |
Patent Owner's Updated Exhibit List | Oct 3, 2018 | PAPER | PATENT OWNER |
Ex. 2004 - Teleconference Transcript 10-02-2018 | Oct 3, 2018 | EXHIBIT | PATENT OWNER |
Patent Owner's Response to Petitioner's Brief on Standing | Aug 21, 2018 | PAPER | PATENT OWNER |
Petitioner's Brief on Standing Requirements | Aug 13, 2018 | PAPER | PETITIONER |
Merriam Webster Definition of Certify | Aug 13, 2018 | EXHIBIT | PETITIONER |
Conduct of the Proceeding
37 C.F.R. § 42.5 | Aug 8, 2018 | PAPER | BOARD |
CBM2018-00031 Patent Owner's Preliminary Response | Jul 9, 2018 | PAPER | PATENT OWNER |
Patent Owner's Updated Mandatory Notices | Jul 9, 2018 | PAPER | PATENT OWNER |
Ex. 2001 - Hendershott | Jul 9, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2002 - CBM2018-00021 Petition | Jul 9, 2018 | EXHIBIT | PATENT OWNER |
Ex. 2003 - Order Granting Motion in Limine (Ex. 1004 from CBM2018-00021) | Jul 9, 2018 | EXHIBIT | PATENT OWNER |
Patent Owner's Mandatory Notices | Apr 18, 2018 | PAPER | PATENT OWNER |
Patent Owner's Power of Attorney | Apr 18, 2018 | PAPER | PATENT OWNER |
Notice of Accord Filing Date | Apr 9, 2018 | PAPER | BOARD |
Petitioner Power of Attorney | Mar 30, 2018 | PAPER | PETITIONER |
U.S. Patent 7,246,093 | Mar 30, 2018 | EXHIBIT | PETITIONER |
Prosecution History of USP 7,246,093, Part 1 of 2 | Mar 30, 2018 | EXHIBIT | PETITIONER |
Prosecution History of USP 7,246,093, Part 2 of 2 | Mar 30, 2018 | EXHIBIT | PETITIONER |
Curriculum Vitae of Dr. Terrence Hendershott | Mar 30, 2018 | EXHIBIT | PETITIONER |
Domowitz - A Taxonomy of Automated Trade Execution Systems | Mar 30, 2018 | EXHIBIT | PETITIONER |
Harris - Liquidity, Trading Rules, and Electronic Trading Systems | Mar 30, 2018 | EXHIBIT | PETITIONER |
Webster's New World College Dictionary | Mar 30, 2018 | EXHIBIT | PETITIONER |
Domowitz - The Double Auction Market - Institutions, Theories, and Evidence | Mar 30, 2018 | EXHIBIT | PETITIONER |
Garbade - Technology, Communication and the Performance of Financial Markets - 1840-1975 | Mar 30, 2018 | EXHIBIT | PETITIONER |
Managing Innovaton - Cases from Services Industries | Mar 30, 2018 | EXHIBIT | PETITIONER |
Petram - The World's First Stock Exchange - How the Amsterdam Market for Dutch East India Company Shares Became the Modern Securities Market | Mar 30, 2018 | EXHIBIT | PETITIONER |
Schwartz - Reshaping the Equity Markets - A Guide for the 1990s | Mar 30, 2018 | EXHIBIT | PETITIONER |
Buck - The New York Stock Exchange - The First 200 Years | Mar 30, 2018 | EXHIBIT | PETITIONER |
Stoll - Principles of Trading Market Structures | Mar 30, 2018 | EXHIBIT | PETITIONER |
Wallace - Pullback at Block Trading Desks | Mar 30, 2018 | EXHIBIT | PETITIONER |
Harris - Order Exposure and Parasitic Traders | Mar 30, 2018 | EXHIBIT | PETITIONER |
U.S. Provisional Application 60/106,935 | Mar 30, 2018 | EXHIBIT | PETITIONER |
Madhavan - In Search of Liquidity - Block Trades in the Upstairs and Downstairs | Mar 30, 2018 | EXHIBIT | PETITIONER |
Declaration of Dr. Terrence Hendershott | Mar 30, 2018 | EXHIBIT | PETITIONER |
Petition for Covered Business Method Review | Mar 30, 2018 | PAPER | PETITIONER |