The detailed information for PTAB case with proceeding number CBM2018-00039 filed by Investors Exchange LLC et al. against Nasdaq, Inc. et al. on Jul 26, 2018. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
CBM2018-00039
Filing Date
Jul 26, 2018
Petitioner
Investors Exchange LLC et al.
Respondent
Nasdaq, Inc. et al.
Status
Final Written Decision
Respondent Application Number
10206892
Respondent Tech Center
3600
Respondent Patent Number
7933827
Institution Decision Date
Feb 26, 2019
Termination Date
Feb 25, 2020

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Trial Certificate Checklist

Aug 26, 2022PAPERBOARD

Other: fed circuit mandate

Aug 25, 2022PAPERBOARD

Patent Owner's Notice of Appeal

Apr 8, 2022PAPERPATENT OWNER

Order Denying Request for Director Review

Feb 7, 2022PAPERBOARD

Ex. 3100 Director Review Request

Dec 21, 2021EXHIBITBOARD

Patent Owner's Request for Rehearing by Director of Final Written Decision

Dec 17, 2021PAPERPATENT OWNER

Rehearing: Decision Granting Patent Owners Request for Rehearing of Final Written Decision

Nov 18, 2021PAPERBOARD

Patent Owner's Updated Exhibit List

Sep 10, 2021PAPERPATENT OWNER

EX2032 - Teleconference Transcript (08.26.21)

Sep 10, 2021EXHIBITPATENT OWNER

PANEL CHANGE ORDER Conduct of the Proceedings 37 C.F.R. ¿¿ 42.5

Sep 25, 2020PAPERBOARD

Patent Owner's Request for Rehearing of the Final Written Decision

Mar 26, 2020PAPERPATENT OWNER

JUDGMENT Final Written Decision Determining All Challenged Claims Unpatentable Denying Patent Owner’s Motion to Amend 35 U.S.C. § 328(a)

Feb 25, 2020PAPERBOARD

Hearing Transcript

Feb 21, 2020PAPERBOARD

Petitioner's Updated Exhibit List

Nov 22, 2019PAPERPETITIONER

Exhibit 1071

Nov 22, 2019EXHIBITPETITIONER

EX2031 - Patent Owner's Demonstratives

Nov 22, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Nov 22, 2019PAPERPATENT OWNER

Order Oral Argument

Nov 19, 2019PAPERBOARD

Petitioner's Sur-Reply in Opposition to Patent Owner's Contingent Motion to Amend

Nov 12, 2019PAPERPETITIONER

Exhibit 1070

Nov 12, 2019EXHIBITPETITIONER

Patent Owner's Request for Oral Argument

Oct 28, 2019PAPERPATENT OWNER

Petitioner's Request for Oral Argument

Oct 28, 2019PAPERPETITIONER

Notice of Deposition of Mr. Peter U. Vinella

Oct 18, 2019PAPERPETITIONER

Joint Notice of Stipulation to Modify Due Date 4

Oct 18, 2019PAPERPETITIONER

EX2028 - Vinella MTA Reply Declaration

Oct 4, 2019EXHIBITPATENT OWNER

EX2029 - Tendler 2002

Oct 4, 2019EXHIBITPATENT OWNER

Patent Owner's Sur-Reply to Petitioner's Reply

Oct 4, 2019PAPERPATENT OWNER

EX2030 - Culler 1999

Oct 4, 2019EXHIBITPATENT OWNER

Patent Owner's Reply to Petitioner's Opposition to Patent Owner's Contingent Motion to Amend

Oct 4, 2019PAPERPATENT OWNER

Patent Owner's Objections to Petitioner's Evidence

Sep 16, 2019PAPERPATENT OWNER

Exhibit 1062

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1065

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1069

Sep 9, 2019EXHIBITPETITIONER

Petitioner's Reply to Patent Owner's Response

Sep 9, 2019PAPERPETITIONER

Exhibit 1059

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1060

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1061

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1063

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1064

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1066

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1067

Sep 9, 2019EXHIBITPETITIONER

Exhibit 1068

Sep 9, 2019EXHIBITPETITIONER

Petitioner's Opposition to Patent Owner's Contingent Motion to Amend

Sep 9, 2019PAPERPETITIONER

Notice of Withdrawal of the Deposition of Mr. Sandeep Rao

Jul 19, 2019PAPERPETITIONER

Notice of Deposition of Mr. Peter U. Vinella

Jul 10, 2019PAPERPETITIONER

Notice of Deposition of Mr. Sandeep Rao

Jul 10, 2019PAPERPETITIONER

Ex. 2015 - Nasdaq's Excellence Recognition

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2016 - Best Low-Latency Provider

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2017 - Nasdaq Options Trading Patents Challenged by Rival MIAX

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2018 - Rao POR Declaration

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2019 - Vinella POR Declaration

Jun 3, 2019EXHIBITPATENT OWNER

EXPUNGED

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2020 - Goldberg Deposition Transcript

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2021 - Donefer Deposition Transcript

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2022 - 60385979

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2023 - 60385988

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2027 - Vinella MTA Declaration

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2024 - What is FIX

Jun 3, 2019EXHIBITPATENT OWNER

Ex. 2025 - 622 Patent

Jun 3, 2019EXHIBITPATENT OWNER

Patent Owner's Response

Jun 3, 2019PAPERPATENT OWNER

Patent Owner's Contingent Motion to Amend

Jun 3, 2019PAPERPATENT OWNER

Conference Concerning Motion to Amend

May 30, 2019PAPERBOARD

Joint Stipulation to Move Due Dates 1-4

May 22, 2019PAPERPATENT OWNER

Petitioner's Updated Mandatory Notices

May 8, 2019PAPERPETITIONER

Petitioner's Updated Power of Attorney

May 8, 2019PAPERPETITIONER

Order Granting Pro Hac Vice Admission of Kyle W. K. Mooney

May 8, 2019PAPERBOARD

Petitioner's Motion for Pro Hac Vice Admission of Kyle W. K. Mooney

May 2, 2019PAPERPETITIONER

Petitioner's Updated Exhibit List

May 2, 2019PAPERPETITIONER

Exhibit 1058

May 2, 2019EXHIBITPETITIONER

Patent Owner's Notice of Deposition of Dr. Benjamin Goldberg

Apr 26, 2019PAPERPATENT OWNER

Patent Owner's Notice of Deposition of Dr. Bernard S. Donefer

Apr 26, 2019PAPERPATENT OWNER

DECLINATION OF EXPANDED PANEL SUGGESTION

Apr 5, 2019PAPERBOARD

Ex. 2011 - NYSE Rule 103b

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2013 - Alice Didn¿¿¿t Go As Far As Some May Think, Iancu Says

Apr 1, 2019EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Apr 1, 2019PAPERPATENT OWNER

Ex. 2012 - Berkheimer Memo

Apr 1, 2019EXHIBITPATENT OWNER

Ex. 2014 - Nasdaq Options Trading Patents Challenged by Rival MIAX

Apr 1, 2019EXHIBITPATENT OWNER

Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a)

Mar 21, 2019PAPERBOARD

Patent Owner's Suggestion for an Expanded Panel

Mar 12, 2019PAPERPATENT OWNER

Patent Owner's Objections to Evidence

Mar 12, 2019PAPERPATENT OWNER

Trial Instituted Document

Feb 26, 2019PAPERBOARD

SCHEDULING ORDER

Feb 26, 2019PAPERBOARD

Petitioner's Brief Regarding 2019 Revised Patent Subject Matter Eligibility Guidance

Feb 1, 2019PAPERPETITIONER

Patent Owner's Brief Addressing Revised Patent Subject Matter Eligibility Guidelines

Feb 1, 2019PAPERPATENT OWNER

Exhibit 3001

Jan 17, 2019EXHIBITBOARD

ORDER Conduct of the Proceeding

Jan 17, 2019PAPERBOARD

Patent Owner's Preliminary Response

Nov 29, 2018PAPERPATENT OWNER

Patent Owner's Updated Mandatory Notices

Nov 29, 2018PAPERPATENT OWNER

Ex. 2001 - 827 Patent File History

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2003 - Weiss

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2002 - Gorham

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2005 - Vinella Declaration

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2006 - Vinella CV

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2009 - NYSE Constitution and Rules 1973

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2010 - NYSE Constitution and Rules 1995

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2004 - Deel

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2007 - Cincinnati stock exchange

Nov 29, 2018EXHIBITPATENT OWNER

Ex. 2008 - Wikipedia Instinet

Nov 29, 2018EXHIBITPATENT OWNER

EXPUNGED

Aug 29, 2018PAPERBOARD

Notice of Accord Filing Date

Aug 29, 2018PAPERBOARD

Patent Owner's Mandatory Notices

Aug 21, 2018PAPERPATENT OWNER

Patent Owner's Power of Attorney

Aug 21, 2018PAPERPATENT OWNER

Exhibit 1008

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1031

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1045

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1046

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1004

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 2

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1001

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1005

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1006

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1007

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1009

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1010

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1011

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1012

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1013

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1014

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1015

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1016

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1017

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1018

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1019

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1020

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1021

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1022

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1023

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1024

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1025

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1026

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1027

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1028

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1029

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1030

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1032

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1033

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1034

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1035

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1036

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1037

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1038

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1039

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1040

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1041

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1042

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1043

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1044

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1047

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1048

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1003

Jul 26, 2018EXHIBITPETITIONER

Petitioner's Power of Attorney

Jul 26, 2018PAPERPETITIONER

Exhibit 1002 - Pt. 1

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 3

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 4

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 5

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 6

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 7

Jul 26, 2018EXHIBITPETITIONER

Exhibit 1002 - Pt. 8

Jul 26, 2018EXHIBITPETITIONER

Petition for Covered Business Method Review of USP 7,933,827

Jul 26, 2018PAPERPETITIONER