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Investors Exchange LLC et al. vs Nasdaq, Inc. et al.

The detailed information for PTAB case with proceeding number CBM2018-00042 filed by Investors Exchange LLC et al. against Nasdaq, Inc. et al. on Sep 14, 2018. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number: CBM2018-00042
Filing Date: Sep 14, 2018
Petitioner: Investors Exchange LLC et al.
Respondent: Nasdaq, Inc. et al.
Status: Institution Denied
Respondent Application Number: 10206810
Respondent Tech Center: 3600
Respondent Patent Number: 8386362
Institution Decision Date: Mar 18, 2019

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.

Show Exhibit Documents

Document Name	Filing Date	Category	Filing Party
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Notice of Refund	May 23, 2019	PAPER	BOARD
Petitioner's Request for Refund	Apr 15, 2019	PAPER	PETITIONER
Trial Instituted Document	Mar 18, 2019	PAPER	BOARD
Petitioner's Brief in Response to the Expert Declaration of Mr. Peter U. Vinella	Feb 7, 2019	PAPER	PETITIONER
Patent Owner's Briefing Addressing Revised Patent Subject Matter Eligibility Guidelines	Feb 1, 2019	PAPER	PATENT OWNER
Petitioner's Brief Regarding 2019 Revised Patent Subject Matter Eligibility Guidance	Feb 1, 2019	PAPER	PETITIONER
Ex. 3002	Jan 31, 2019	EXHIBIT	BOARD
Conduct of the Proceeding 37 C.F.R. § 42.5; 37 C.F.R. § 42.208(c)	Jan 31, 2019	PAPER	BOARD
Exhibit 3001	Jan 17, 2019	EXHIBIT	BOARD
ORDER Conduct of the Proceeding	Jan 17, 2019	PAPER	BOARD
Ex. 2005 - Wikipedia Instinet	Dec 28, 2018	EXHIBIT	PATENT OWNER
Patent Owner's Preliminary Response	Dec 28, 2018	PAPER	PATENT OWNER
Ex. 2001 - NYSE Constitution and Rules 1973	Dec 28, 2018	EXHIBIT	PATENT OWNER
Ex. 2002 - NYSE Constitution and Rules 1995	Dec 28, 2018	EXHIBIT	PATENT OWNER
Ex. 2003 - Harris 2005	Dec 28, 2018	EXHIBIT	PATENT OWNER
Ex. 2004 - Cincinnati stock exchange	Dec 28, 2018	EXHIBIT	PATENT OWNER
Ex. 2006 - Vinella Declaration	Dec 28, 2018	EXHIBIT	PATENT OWNER
Ex. 2007 - Vinella CV	Dec 28, 2018	EXHIBIT	PATENT OWNER
Patent Owner's Mandatory Notices	Oct 4, 2018	PAPER	PATENT OWNER
Patent Owner's Power of Attorney	Oct 4, 2018	PAPER	PATENT OWNER
EXPUNGED	Sep 28, 2018	PAPER	BOARD
NOTICE OF FILING DATE ACCORDED TO PETITION AND TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE	Sep 28, 2018	PAPER	BOARD
Exhibit 1007	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1008	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1010	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1011	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1001	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1002	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1005	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1006	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1009	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1012	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1015	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1016	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1019	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1013	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1014	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1017	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1018	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1021	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1022	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1023	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1028	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1029	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1031	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1032	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1033	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1020	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1024	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1025	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1026	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1027	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1030	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1034	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1035	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1036	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1037	Sep 14, 2018	EXHIBIT	PETITIONER
Petitioner's Power of Attorney	Sep 14, 2018	PAPER	PETITIONER
Exhibit 1003	Sep 14, 2018	EXHIBIT	PETITIONER
Exhibit 1004	Sep 14, 2018	EXHIBIT	PETITIONER
Petition for Covered Business Method Review of USP 8,386,362	Sep 14, 2018	PAPER	PETITIONER