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Investors Exchange LLC et al. vs Nasdaq, Inc. et al.

The detailed information for PTAB case with proceeding number CBM2019-00001 filed by Investors Exchange LLC et al. against Nasdaq, Inc. et al. on Oct 15, 2018. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number: CBM2019-00001
Filing Date: Oct 15, 2018
Petitioner: Investors Exchange LLC et al.
Respondent: Nasdaq, Inc. et al.
Status: Terminated-Settled
Respondent Application Number: 12685023
Respondent Tech Center: 3600
Respondent Patent Number: 8280797
Institution Decision Date: Apr 23, 2019
Termination Date: Apr 7, 2020

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.

Show Exhibit Documents

Document Name	Filing Date	Category	Filing Party
Alert me when new update on this case
Termination Decision Document	Apr 7, 2020	PAPER	BOARD
Hearing Transcript	Apr 7, 2020	PAPER	BOARD
Joint Request to File Settlement Agreement as Business Confidential Information	Apr 3, 2020	PAPER	PATENT OWNER
EX2026 - Settlement Agreement (BUSINESS CONFIDENTIAL INFORMATION)	Apr 3, 2020	EXHIBIT	PATENT OWNER
Joint Motion to Terminate Covered Business Method Review Proceeding	Apr 3, 2020	PAPER	PATENT OWNER
Patent Owner's Updated Exhibit List	Jan 15, 2020	PAPER	PATENT OWNER
EX2025 - Patent Owner's Demonstratives	Jan 15, 2020	EXHIBIT	PATENT OWNER
Petitioner's Updated Exhibit List	Jan 15, 2020	PAPER	PETITIONER
Exhibit 1065	Jan 15, 2020	EXHIBIT	PETITIONER
Patent Owner's Sur-Reply	Dec 20, 2019	PAPER	PATENT OWNER
ORDER Oral Argument 37 C.F.R. ¿¿ 42.70	Dec 13, 2019	PAPER	BOARD
Patent Owner's Request for Oral Argument	Dec 10, 2019	PAPER	PATENT OWNER
Petitioner's Request for Oral Argument	Dec 10, 2019	PAPER	PETITIONER
Notice of Joint Stipulation to Modify Due Date 3	Dec 4, 2019	PAPER	PATENT OWNER
Petitioner's Reply to Patent Owner's Response	Nov 27, 2019	PAPER	PETITIONER
Exhibit 1062	Nov 27, 2019	EXHIBIT	PETITIONER
Exhibit 1063	Nov 27, 2019	EXHIBIT	PETITIONER
Exhibit 1064	Nov 27, 2019	EXHIBIT	PETITIONER
PANEL CHANGE ORDER Conduct of the Proceedings 37 C.F.R. ¿¿ 42.5	Nov 14, 2019	PAPER	BOARD
Cross-Examination of Mr. Peter U. Vinella 37 C.F.R. sec 42.53	Oct 30, 2019	PAPER	BOARD
Notice of Deposition of Mr. Peter U. Vinella	Oct 22, 2019	PAPER	PETITIONER
Joint Notice of Stipulation to Move Due Date 2	Oct 15, 2019	PAPER	PETITIONER
Petitioner's Objection to Evidence Submitted with Patent Owner's Response	Aug 28, 2019	PAPER	PETITIONER
EX2016 - Vinella POR Declaration	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2020 - Letter from Gene Lopez	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2022 - Hasbrouck	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2023 - Calogero	Aug 21, 2019	EXHIBIT	PATENT OWNER
Patent Owner Response	Aug 21, 2019	PAPER	PATENT OWNER
EX2017 - Goldstein Deposition Transcript	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2018 - Ex Parte Smith	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2019 - Chen	Aug 21, 2019	EXHIBIT	PATENT OWNER
EX2021 - What Are Injection Attacks	Aug 21, 2019	EXHIBIT	PATENT OWNER
Patent Owner's Notice of Deposition	Jul 31, 2019	PAPER	PATENT OWNER
Notice of Joint Stipulation to Move Due Dates 1-3	Jun 20, 2019	PAPER	PATENT OWNER
Order - Granting Petitioner's Motion for Pro Hac Vice - Admission of Nichloas Rylan Fung - 37 CFR 42.10	May 23, 2019	PAPER	BOARD
EXPUNGED	May 22, 2019	PAPER	BOARD
Order - Granting Petitioner's Motion for Pro Hac Vice - Admission of Kyle W. K. Mooney - 37 CFR 42.10	May 22, 2019	PAPER	BOARD
Petitioner's Motion for Pro Hac Vice Admission of Nicholas Rylan Fung	May 20, 2019	PAPER	PETITIONER
Exhibit 1044	May 20, 2019	EXHIBIT	PETITIONER
Petitioner's Updated Exhibit List	May 20, 2019	PAPER	PETITIONER
Petitioner's Motion for Pro Hac Vice Admission of Kyle W. K. Mooney	May 20, 2019	PAPER	PETITIONER
Exhibit 1045	May 20, 2019	EXHIBIT	PETITIONER
Petitioner's Updated Mandatory Notices	May 20, 2019	PAPER	PETITIONER
Petitioner's Updated Power of Attorney	May 20, 2019	PAPER	PETITIONER
Objections to Evidence	May 7, 2019	PAPER	PATENT OWNER
Petitioner's Objection to Evidence Submitted With Patent Owner's Preliminary Response	May 7, 2019	PAPER	PETITIONER
Trial Instituted Document	Apr 23, 2019	PAPER	BOARD
Scheduling Order	Apr 23, 2019	PAPER	BOARD
Ex. 2009 - Nasdaq's Excellence Recognition	Apr 1, 2019	EXHIBIT	PATENT OWNER
Ex. 2011 - Pagano 2012	Apr 1, 2019	EXHIBIT	PATENT OWNER
Ex. 2014 - Investopedia - Net Order Imbalance Indicator (NOII)	Apr 1, 2019	EXHIBIT	PATENT OWNER
Patent Owner's Updated Exhibit List	Apr 1, 2019	PAPER	PATENT OWNER
Ex. 2010 - Best Low-Latency Provider	Apr 1, 2019	EXHIBIT	PATENT OWNER
Ex. 2012 - Bacidore 2018	Apr 1, 2019	EXHIBIT	PATENT OWNER
Ex. 2013 - Frei 2018	Apr 1, 2019	EXHIBIT	PATENT OWNER
Order - Filing Evidence as Exhibits - 37 CFR 42.6(c) and 42.63(a)	Mar 21, 2019	PAPER	BOARD
ORDER - Conduct of the Proceeding 37 C.F.R. ¿¿ 42.5; 37 C.F.R. ¿¿ 42.208(c)	Feb 27, 2019	PAPER	BOARD
Exhibit 3002	Feb 26, 2019	EXHIBIT	BOARD
Petitioner's Brief in Response to the Expert Declaration of Mr. Peter U. Vinella	Feb 7, 2019	PAPER	PETITIONER
Petitioner's Brief Regarding 2019 Revised Patent Subject Matter Eligibility Guidance	Feb 7, 2019	PAPER	PETITIONER
Ex. 3001	Jan 31, 2019	EXHIBIT	BOARD
Conduct of the Proceeding 37 C.F.R. § 42.5; 37 C.F.R. § 42.208(c)	Jan 31, 2019	PAPER	BOARD
Petitioner's Updated Mandatory Notices	Jan 25, 2019	PAPER	PETITIONER
Patent Owner's Preliminary Response	Jan 24, 2019	PAPER	PATENT OWNER
Ex. 2003 - History of the NASDAQ and American Stock Exchanges	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2005 - Vinella Declaration	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2006 - Vinella CV	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2007 - Nasdaq Opening and Closing Crosses	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2001 - Nasdaq Media Center	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2002 - Nasdaq's Electronic Closing Cross - An Empirical Analysis	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2004 - Comment Letter from AMEX	Jan 24, 2019	EXHIBIT	PATENT OWNER
Ex. 2008 - Nasdaq v. IEX Complaint	Jan 24, 2019	EXHIBIT	PATENT OWNER
Patent Owner's Power of Attorney	Nov 5, 2018	PAPER	PATENT OWNER
Patent Owner's Mandatory Notices	Nov 5, 2018	PAPER	PATENT OWNER
Notice of Accord Filing Date	Oct 24, 2018	PAPER	BOARD
Exhibit 1004	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1007	Oct 15, 2018	EXHIBIT	PETITIONER
Petitioner's Power of Attorney	Oct 15, 2018	PAPER	PETITIONER
Exhibit 1001	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1002	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1005	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1006	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1008	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1010	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1011	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1012	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1014	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1016	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1017	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1018	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1019	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1021	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1024	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1026	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1027	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1028	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1009	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1013	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1015	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1020	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1022	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1023	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1025	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1033	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1034	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1035	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1037	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1042	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1029	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1030	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1031	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1032	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1036	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1038	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1039	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1040	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1041	Oct 15, 2018	EXHIBIT	PETITIONER
Exhibit 1043	Oct 15, 2018	EXHIBIT	PETITIONER
Petition for Covered Business Method Review of USP 8,280,797	Oct 15, 2018	PAPER	PETITIONER
Exhibit 1003	Oct 15, 2018	EXHIBIT	PETITIONER