Cavium, LLC vs Alacritech, Inc.

Order Granting Petitioner’s Motions to Expunge or Maintain Under Seal

Order: Granting Patent Onwer's Motions to Expunge - 37 CFR 42.56

Unopposed Motion to Expunge Intel Confidential Information, or In The Alternative, Maintain The Confidential Versions of Documents Under Seal

Motion to Expunge Confidential Information, or In The Alternative, Maintain The Confidential Versions of Documents Under Seal

EXPUNGED

Panel Change Order

MOTION TO EXPUNGE ALACRITECH CONFIDENTIAL INFORMATION, OR IN THE ALTERNATIVE, MAINTAIN THE CONFIDENTIAL VERSIONS OF DOCUMENTS UNDER SEAL

Petitioner Intel's Unopposed Motion to Withdraw and Substitute Counsel

Petitioner Intel's Revised Mandatory Notice of Counsel

PATENT OWNER¿¿¿S UPDATED MANDATORY NOTICE PURSUANT TO 37 C.F.R. ¿¿ 42.8(A)(3)

Order - Granting Patent Owner's Unopposed Motion for Admission Pro Hac Vice of Sanford I. Weisburst - 37 CFR 42.10

PATENT OWNER¿¿¿S NOTICE OF ADDITIONAL BACKUP COUNSEL

PATENT OWNER¿¿¿S UNOPPOSED MOTION FOR ADMISSION PRO HAC VICE OF SANFORD I. WEISBURST

EXHIBIT 2603 DECLARATION OF SANFORD I. WEISBURST IN SUPPORT OF ALACRITECH INC.¿¿¿S MOTION FOR PRO HAC VICE ADMISSION

Petitioner Cavium LLC's Notice of Appeal

Petitioner's Unopposed Motion to Preserve the Record Pending Appeal

ORDER Authorizing Briefing Regarding Preserving the Record Pending Appeal

Exhibit 1508 - Record of Oral Hearing Held on October 18, 2019

PATENT OWNER¿¿¿S MOTION TO SEAL

PATENT OWNER¿¿¿S OPPOSITION TO PETITIONER¿¿¿S MOTION TO SEAL

Petitioner's Motion to Seal Paper 65

Exhibit 1507

Petitioner's Reply to Patent Owner's Opposition to Petitioner's Motion to Seal

ORDER Granting-In-Part and Denying-In-Part Petitioner's Request for Rehearing

Patent Owner's Opposition to Petitioner's Motion to Seal

Petitioner's Motion to Seal Portions of the Board's June 4, 2019 Order (Paper 60)

Petitioners' Request for Rehearing

Hearing Transcript (REDACTED)

Exhibit 3001

Termination Decision Document

Exhibit 3002

Exhibit 3003

Hearing Transcript - Confidential

Public Petitioner's Hearing Demonstratives

Motion to Seal

Public Petitioner's Hearing Demonstratives

PO's Objection to Cavium's Evidence

Exhibit 2600 - Patent Owner's Demonstratives

Exhibit 2602 - Patent Owner's Demonstratives

EXPUNGED

Patent Owner's Motion to Seal

EXPUNGED

EXPUNGED

Exhibit 1301

Exhibit 1412

Exhibit 1415

Exhibit 1457

Exhibit 1460

Motion to Seal

Redacted Petitioner Intel's Supplemental Brief Regarding 35 U.S.C. ¿¿ 315(b)

Petitioner Cavium, LLC's Supplemental Brief Regarding 35 U.S.C. 315(b)

Declaration of Albert J. Harnois, Jr. in Support of Petitioner Cavium, LLC's Supplemental Brief Regarding 35 U.S.C. 315(b)

Declaration of Karineh Khachatourian in Support of Petitioner Cavium, LLC's Supplemental Brief Regarding 35 U.S.C. 315(b)

Petitioner Intel's Supplemental Brief Regarding 35 U.S.C. ¿¿ 315(b)

Exhibit 1302

Exhibit 1417

Exhibit 1455

Exhibit 1456

Exhibit 1458

Exhibit 1459

Petitioner's Updated Exhibit List

ORDER Oral Hearing 35 U.S.C. § 316(a)(10) and 37 C.F.R. § 42.70

Petitioner's Supplemental Submission of Mandatory Notice Information

Patent Owner's Motion to Seal

Patent Owner's Objections to Evidence

Exhibit 2505

Patent Owner's Supplemental Brief Regarding 35 U.S.C. Section 315(b)

Exhibit 2510

Exhibit 2511

Exhibit 2512

EXPUNGED

Patent Owner's Supplemental Brief Regarding 35 U.S.C. Section 315(b)

Exhibit 2506

EXPUNGED

EXPUNGED

Exhibit 1416

Exhibit 1441

Exhibit 1444

Exhibit 1445

Exhibit 1448

Exhibit 1453

Exhibit 1442

Exhibit 1443

Exhibit 1446

Exhibit 1447

EXPUNGED

Exhibit 1451

EXPUNGED

Exhibit 1454

Motion to Seal

Redacted Petitioner's Opposition to Patent Owner's Motion to Exclude Evidence

Order - Motion for Pro Hac Vice Admission - 37 CFR 42.10

Petitioner's Notice of Appearance of Additional Backup Counsel

Petitioner's Notice of Appearance of Additional Backup Counsel

Petitioner's Request for Oral Argument

IPR2018-00401 Ex. 2500 Volkmuth Declaration

IPR2018-00401 Motion for Pro Hac Vice Daniel Volkmuth

IPR2018-00401 Request for Oral Argument

EXPUNGED

EXPUNGED

Exhibit 2502

EXPUNGED

PATENT OWNER¿¿¿S MOTION TO SEAL

Cavium, LLC's Second Updated Mandatory Notice

PATENT OWNER¿¿¿S OBJECTIONS TO EVIDENCE UNDER 37 C.F.R. ¿¿ 42.64

Motion to Seal

Exhibit 1228

Exhibit 1426

Exhibit 1224

Exhibit 1227

Exhibit 1230

Exhibit 1232

Exhibit 1403

Exhibit 1404

Exhibit 1405

Exhibit 1407

Exhibit 1408

Exhibit 1413

EXPUNGED

Exhibit 1422

Exhibit 1423

EXPUNGED

Exhibit 1425

Exhibit 1427

Exhibit 1428

Petitioner's Reply

IPR2018-01352 DI and Joinder

EXPUNGED

Granting Petitioner's Motion for Protective Order 37 C.F.R. sec. 42.54

Petitioner's Motion to Enter Stipulated Revised Protective Order

Ex. 1311 - Stipulated Revised Protective Order

Ex. 1312 - (redline) Stipulated Revised Protective Order

Decision on Motion for Additional Discovery

Decision Cavium, LLC's Motion for Withdrawal and Substitution of Lead Counsel

Cavium, LLCs Opposition to Alacritech, Inc.s Motion for Additional Discovery

Ex. 1310 Declaration of Karineh Khachatourian in Support Of Cavium, LLCs Opposition to Alacritech, Inc.s Motion for Additional Discovery

Ex. 2401 10-02-18 hearing tr

ALACRITECH, INC.'S MOTION FOR ADDITIONAL DISCOVERY

EXHIBIT 2400 PATENT OWNER¿¿¿S DOCUMENT REQUESTS TO PETITIONER

Ex. 2403 2017.10.13 D.N. 392 Alacritech Motion to Compel Intel Discovery (ECF Filing Notification)

Ex. 2402 10-09-18 Email

Ex. 2404 2017.12.04 D.N. 449 Stipulation and Joint Motion to Stay

Ex. 2405 09-18-18 Email

Petitioner Cavium, LLC¿¿¿s Unopposed Motion for Withdrawal and Substitution of Lead Counsel

Petitioners Updated Exhibit List

Ex. 1102 Transcript of Telephonic Hearing Before Charles J. Boudreau and Stephen C. Siu, Administrative Patent Judges Tuesday, October 2, 2018

Order - Authorizing Motion for Additional Discovery - 37 CFR 42.51(b)(2)

Petitioner Cavium, LLCs Updated Mandatory Notice

Petitioners Objections to Documents Served with Patent Owners Response

MOTION TO FILE UNDER SEAL PURSUANT TO 37 C.F.R. ¿¿¿¿ 42.14 AND 42.54

PATENT OWNER¿¿¿S RESPONSE PURSUANT TO 37 C.F.R. ¿¿ 42.120

Ex. 2005

Ex. 2008

Ex. 2009

Ex. 2026

Ex. 2027

Ex. 2031

Ex. 2032

Ex. 2035

Ex. 2036

EXPUNGED

Ex. 2039

Ex. 2053

Ex. 2055

Ex. 2056

Ex. 2060

Ex. 2300

Ex. 2006

Ex. 2007

Ex. 2033

Ex. 2034

Ex. 2037

Ex. 2040

Ex. 2041

Ex. 2051

Ex. 2052

Ex. 2054

Ex. 2057

Ex. 2058

Ex. 2059

Patent Owner's Notice of Stipulated Due Dates

PATENT OWNER¿¿¿S NOTICE OF DEPOSITION OF DR. BILL LIN

Granting Petitioner's Motion for Pro Hac Vice Admission of Karineh Khachatourian 37 C.F.R. sec. 42.10

Ex. 1101 Declaration of Karineh Khachatourian in Support of Petitioners Unopposed Motion for Pro Hac Vice Admission

Petitioners Unopposed Motion for Pro Hac Vice Admission of Karineh Khachatourian

Trial Instituted Document

SCHEDULING ORDER 37 C.F.R. sec. 42.5

PATENT OWNER¿¿¿S PRELIMINARY RESPONSE PURSUANT TO 35 U.S.C. ¿¿ 313 AND 37 C.F.R. ¿¿ 42.107

Exhibit 2002 - 2016.11.11 Defendants' Invalidity Contentions

Notice of Accord Filing Date

Mandatory Notices of Alacritech, Inc.'s In Compliance with 37 C.F.R. 42.8

Alacritech, Inc.'s Power of Attorney

Petition for Inter Partes Review of U.S. Patent No. 7,945,699

Petitioners Power of Attorney

Ex. 1003 Declaration of Dr. Robert W. Horst

Ex. 1005 U.S. Patent No. 5,768,618

Ex. 1001 U.S. Patent No. 7,945,699

Ex. 1002 File History for U.S. Patent No. 7,945,699

Ex. 1004 Curriculum Vitae of Dr. Robert W. Horst

Ex. 1006 Tanenbaum, Andrew S., Computer Networks, Prentice-Hall, Inc., New Jersey 1996 2 of 2

Ex. 1009 Lilinkamp, J., Mandell. R. and Padlipsky, M., Proposed Host-Front End Protocol, Network Working Group Request for Comments 929, Dec. 1984

Ex. 1013 Stevens, W. Richard and Gary R. Wright, TCP IP Illustrated Volume 2 The Implementation, Addison-Wesley 1995 1 of 3

Ex. 1013 Stevens, W. Richard and Gary R. Wright, TCP IP Illustrated Volume 2 The Implementation, Addison-Wesley 1995 3 of 3

Ex. 1016 Biersack, E. W., Rutsche E., Demultiplexing on the ATM Adapter Experiments with Internet Protocols in User Space, Journal on High Speed Networks, Vol. 5, No. 2, May 1996

Ex. 1019 Padlipsky, M. A., A Proposed Protocol for Connecting Host Computers to Arpa-Like Networks Via Directly-Connected Front End Processors, Network Working Group RFC 647, Nov. 1974

Ex. 1020 U.S. Patent No. 5,619,650

Ex. 1021 U.S. Patent No. 5,915,124

Ex. 1022 Cooper, E.C., et al., Protocol Implementation on the Nectar Communication Processor, School of Computer Science, Carnegie Mellon University, Sept. 1990

Ex. 1025 Kanakia, H., Cheriton, D.R., The VMP Network Adapter Board NAB High-Performance Network Communication for Multiprocessors, Communications Architectures and Protocols, Stanford University, Aug. 1988

Ex. 1006 Tanenbaum, Andrew S., Computer Networks, Prentice-Hall, Inc., New Jersey 1996 1 of 2

Ex. 1007 Transmission Control Protocol, Darpa Internet Protocol Specification, RFC: 793, Sept. 1981

Ex. 1008 Stevens, W. Richard, TCP IP Illustrated Volume 1 The Protocols, Addison-Wesley 1994

Ex. 1013 Stevens, W. Richard and Gary R. Wright, TCP IP Illustrated Volume 2 The Implementation, Addison-Wesley 1995 2 of 3

Ex. 1015 Thia, Y.H., Woodside, C.M., A Reduced Operation Protocol Engine ROPE for a Multiple-Layer Bypass Architecture, Protocols for High Speed Networks Dordrecht, 1995

Ex. 1017 Rutsche, E., Kaiserswerth, M., TCP IP on the Parallel Protocol Engine, Proceedings, IFIP Conference on High Performance Networking, Liege Belgium, Dec. 1992

Ex. 1018 Rutsche, E., The Architecture of a Gbs Multimedia Protocol Adapter, Computer Communication Review, 1993

Ex. 1023 Kung, H.T., et al., A Host Interface Architecture for High-Speed Networks, School of Computer Science, Carnegie Mellon University and Network Systems Corporation

Ex. 1024 Exhibit D to Declaration of Dr. Gregory L. Chesson in Support of Microsofts Opposition to Alacritechs Motion for Preliminary Injunction Protocol Engine Handbook, Protocol Engines Incorporated, Oct. 1990

Ex. 1027 Dalton, C., et al., Afterburner Architectural Support for High-Performance Protocols, Networks and Communications Laboratories, HP Laboratories Bristol, July 1993

Ex. 1028 Murphy, E., Hayes, S., Enders, M., TCP IP Tutorial and Technical Overview Fifth Edition, Prentice-Hall, Inc. New Jersey, 1995

Ex. 1029 MacLean, A.R., Barvick, S. E., An Outboard Processor for High Performance Implementation of Transport Layer Protocols, IEEE Globecom 91, Phoenix, AZ, Dec. 1991

Ex. 1032 Culler, E.C., et al., Parallel Computing on the Berkeley NOW, Computer Science Division, University of California, Berkeley

Ex. 1033 Gigabit Ethernet Technical Brief Achieving End-to-End Performance, Alteon Networks, Inc. First Edition, Sept. 1996

Ex. 1026 Kung, H.T., Cooper, E.C., et al., Network-Based Multicomputers An Emerging Parallel Architectures, School of Computer Science, Carnegie Mellon University

Ex. 1030 Clark, D.D., et al., An Analysis of TCP Processing Overhead, IEEE Communications Magazine, June 1989

Ex. 1031 U.S. Provisional Application 60061809

Ex. 1034 Smith, J.A., Primmer, M., Tachyon A Gigabit Fibre Channel Protocol Chip, Hewlett-Packard Journal, Article 12, Oct. 1996

Ex. 1091 Samba 1.9.16p9 October 1996, client.c code, available at https download.samba.org pub samba old-versions

Ex. 1092 Sworn Affidavit of Edward J. Pickard

Ex. 1097 MARC Record for SMB at British Library

Ex.1035 Patterson, D.A., Hennessy, J.L., Computer Architecture A Quantitative Approach, Morgan Kaufmann Publishers, Inc., San Mateo, CA 1990 1 of 2

Ex.1035 Patterson, D.A., Hennessy, J.L., Computer Architecture A Quantitative Approach, Morgan Kaufmann Publishers, Inc., San Mateo, CA 1990 2 of 2

Ex. 1038 Woodside, C. M., Ravindran, K. and Franks, R. G. The protocol bypass concept for high speed OSI data transfer. IFIP Workshop on Protocols for High Speed Networks. 1990

Ex. 1055 CAE Specification, Protocols for X Open PC Interworking SMB, Version 2

Ex. 1074 Librarian declaration of Seema Rampersad regarding CAE Specification, Protocols for X Open PC Interworking SMB, Version 2

Ex. 1088 Piscitello, D. M., et al., Open Systems Networking, TCP IP and OSI, Addison-Wesley Publishing Company, 1993

Ex. 1089 U.S. Patent No. 5,237,693

Ex. 1090 U.S. Patent No. 7,124,205

Ex. 1093 Excerpts of SMB from Radcliffe Library Oxford

Ex. 1094 Declaration of Dr. Ingrid Hsieh-Yee

Ex. 1095 Catalog Record for SMB at Radcliffe Library Oxford

Ex. 1096 MARC Record for SMB at Radcliffe Library Oxford

Ex. 1098 MARC Record for SMB at National Library of Scotland

Ex. 1100 U.S. Pat. No. 5,764,887

Ex. 1099 MARC Record for SMB at Trinity College of Dublin