Metall Zug AG et al. vs Carl Zeiss Meditec AG

Judgment Final Written Decision Determining Some Challenged Claims Unpatentable Granting Patent Owner’s Revised Contingent Motion to Amend

EXPUNGED

Hearing Transcript

Petitioners' Demonstrative Exhibits

PATENT OWNER'S UPDATED EXHIBIT LIST

Patent Owners Demonstratives

Petitioners' Sur-Reply to Patent Owner's Reply to Petitioners' Opposition to the Revised Contingent Motion to Amend

ORDER Setting Oral Argument 37 C.F.R. 42.70

Patent Owner's Reply To Petitioner's Opposition To Revised Contingent Motion To Amend

Second Supplemental Declaration of Dr. Rainer A. Leitgeb

Patent Owner's Request for Oral Argument

Petitioners' Request for Oral Hearing

Petitioners' Opposition to Patent Owner's Revised Contingent Motion to Amend

Supplemental Declaration of Dr. James F. Brennan

Revised Scheduling Order

Patent Owner's Sur-Reply to Petitioner's Reply to Patent Owner's Response

Patent Owner's Revised Contingent Motion To Amend

Supplemental Declaration of Rainer Leitgeb

Preliminary guidance Patent Owner's Motion to Amend

Petitioners' Reply to Patent Owner's Response

Huber, R., Wojtkowski, M., Fujimoto, J.G., "Fourier Domain Mode Locking (FDML): A new laser operating regime and applications for optical coherence tomography," Optics Express, Aril 17, 2006, Vol. 14, No. 8, pp. 3225-3237.

Agrawal, Fiber-optic Communication Systems, ISBN 0-471-21571-6 John Wiley & Sons, Inc. (2002).

T. Pfeiffer et al, "Analysis of FDML lasers with meter range coherence," Proc. SPIE 10053, Optical Coherence Tomography and Coherence Domain Optical Methods in Biomedicine XXI, 100531T (21 February 2017); https://doi.org/10.1117/12.2254792.

H. Lim, F. ¿¿. Ilday, and F. W. Wise, "Femtosecond ytterbium fiber laser with photonic crystal fiber for dispersion control," Optics Express, December 16, 2002, Vol. 10, No. 25., pp. 1497-1502.

Siegman, Lasers, ISBN 0-935702-11-5 University Science Books 1986 (Part 1 of 2)

Siegman, Lasers, ISBN 0-935702-11-5 University Science Books 1986.(Part 2 of 2)

U. Keller, ¿¿¿Materials and new approaches for ultrashot pulse lasers,¿¿¿ Current Opinion in Solid State and Materials Science, Vol. 1, Issue 2, pp. 218-224 (April 1996); https://doi.org/10.1117/12.2254792.

Klein, T., Wieser, W., Reznicek, L., Neubauer, A., Kampik, A., and Huber, R., "Multi-MHz retinal OCT," Biomedical Optics Express, October 1, 2013, Vol. 4, No. 10., pp. 1890-1908.

Blatter, C., Klein, T., Grajciar, B., Schmoll, T., Wieser, W., Andre, R., Huber, R., and Leitgeb, R. A.,"Ultrahigh-speed non-invasive widefield angiography," J. Biomedical Optics, July 2012, Vol. 17, No. 7., pp. 1-2.

Kolb, J. P., Klein, T., Eibl, M., Pfeiffer, T., Wieser, W., and Huber, R., ¿¿¿Megahertz FDML laser with up to 143nm sweep range for ultrahigh resolution OCT at 1050nm¿¿¿ (2016).

Srinivasan, V. J., Huber, R., Gorczynska, I., and Fujimoto, J. G., "High-speed, high-resolution optical coherence tomography retinal imaging with a frequency-swept laser at 850 nm," Optics Letters, February 15, 2007, Vol. 32, No. 4., pp. 361-363.

Yasuno, Y., et al, "In vivo high-contrast imaging of deep posterior eye by 1-¿¿m swept source optical coherence tomography and scattering optical coherence angiography" Optics Express, May 14, 2007, Vol. 15, No. 10., pp. 6121-6139

A. Efimov and D.H. Reitze, "Programmable dispersion compensation and pulse shaping in a 26-fs chirped-pulse amplifier," Optics Letters, October 15, 1998, Vol. 23, No. 20., pp. 1612-1614.

Chong, Changho, et al., ¿¿¿Large coherence length swept source for axial length measurement of the eye,¿¿¿ Applied Optics, Vol. 48, No. 10, April 1, 2009, pp. D144-D150.

Biedermann, B., Wieser, W., Eigenwillig, C., Klein, T. and Huber, R., "Dispersion, coherence and noise of Fourier domain mode locked lasers," Optics Express, June 8, 2009, Vol. 17, No. 12., pp. 9947-9961.

Kraetschmer, T. and Sanders, S., "Ultrastable Fourier Domain Mode Locking Observed in a Laser Sweeping 1363.8 ¿¿¿ 1367.3 nm," Conference on Lasers and Electro-Optics and 2009 Conference on Quantum electronics and Laser Science Conference, Baltimore, MD

Kent, Christopher, "Any Way You Slice It: A Better AC View A forthcoming," Review of Ophthalmology, February 16, 2005, available at https://www.reviewofophthalmology.com/article/any-way-you-slice-it-a-better-ac-view.

Declaration of Dr. James F. Brennan

Petitioners' Opposition to Patent Owner's Contingent Motion to Amend

Curriculum Vitae of Dr. Rainer A. Leitgeb

Declaration of Dr. Rainer A. Leitgeb

US Application No. 13/140,752

Huber et al. Fourier Domain Mode Locking at 1050 nm for Ultra-High-Speed Optical Coherence Tomography of the Human Retina

Patent Owner's Response

Reexamination File History for USP 8690330, Part 1 of 3

Reexamination File History for USP 8690330, Part 2 of 3

Reexamination File History for USP 8690330, Part 3 of 3

WO2010072394A1

Certified Copy of DE Application No. 10 2008 063 225.2

Palmer et al Optical Properties of Water in the Near Infrared

Listing of Prior Art References Identified by the Petitioner in other IPR proceedings

Patent Owner's Contingent Motion to Amend

DECISION Granting Institution of Inter Partes Review

SCHEDULING ORDER

Patent Owner's Sur-Reply to Petitioner's Reply

Petitioners' Reply to Patent Owner Preliminary Response

Authorizing Petitioner to File a Reply and Authorizing Patent Owner to File a Sur-Reply 37 C.F.R. secs. 42.5; 42.108(c)

Exhibit 3002

Corrected Exhibit 1021

Declaration of Siddhesh V. Pandit In Support of Motion to Correct

Declaration of Andrew L. Ramos In Support of Motion to Correct

Motion to Correct A Clerical Mistake In the Petition Under 37 CFR 42.104(c)

Petitioners' Email to Patent Owner Counsel

Original File History of US 8,690,330 Part 1 of 3

Original File History of US 8,690,330 Part 2 of 3

Original File History of US 8,690,330 Part 3 of 3

US 7,330,270

Patent Owner's Preliminary Response

Yun Motion Artifacts in Optical Coherence Tomography with Frequency-Domain Ranging

EP 1 870 030

Drexler, Ultrahigh-resolution ophthalmic optical coherence tomography

WO 2006/058735

Patent Owner's Updated Mandatory Notices

Denying Petitioner's Motion to Waive Word Count and Denying Petitioner's Request to File a Reply 37 C.F.R. secs. 42.5; 42.20(d); 42.24(a)(2)

Exhibit 3001

Patent Owner's Opposition to Petitioners' Motion to Waive Word Count

Patent Owner's Mandatory Notices

Patent Owner's Power of Attorney

Notice of Accord Filing Date

Exhibit 1001 - U.S. Patent No. 8,690,330 to Hacker et al.

Petition for Inter Partes Review of Claims 1-2, 21-27, 40 and 42 of U.S. Patent No. 8,690,330

File History of U.S. Patent No. 8,690,330 (Part 3 of 6)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 1 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 7 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 8 of 9)

Exhibit 1004 - B.E.A. Saleh and M.C. Teich, ¿¿¿Fundamentals of Photonics.¿¿¿ John Wiley & Sons Inc., 1991. pp. 399-400

File History of U.S. Patent No. 8,690,330 (Part 1 of 6)

File History of U.S. Patent No. 8,690,330 (Part 2 of 6)

File History of U.S. Patent No. 8,690,330 (Part 4 of 6)

File History of U.S. Patent No. 8,690,330 (Part 5 of 6)

File History of U.S. Patent No. 8,690,330 (Part 6 of 6)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 2 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 3 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 4 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 5 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 6 of 9)

File History of Ex Parte Reexamination Request No. 90/013,544 (Part 9 of 9)

Exhibit 1005 - Choma, Michael A., et al., ¿¿¿Sensitivity advantage of swept source and Fourier domain optical coherence tomography,¿¿¿ Optics Express, vol. 11, No. 18, Sep. 8, 2003, pp. 2183-2189.

Exhibit 1006 - Lexer, F., et al., ¿¿¿Wavelength-tuning interferometry of intraocular distances,¿¿¿ Applied Optics, vol. 36, No. 25, Sep. 1, 1997, pp. 6548-6553.

Exhibit 1007 - Lee et al., ¿¿¿In vivo optical frequency domain imaging of human retina and choroid,¿¿¿ Optics Express, May 15, 2006, vol. 14, No. 10., pp. 4407-4408.

Exhibit 1008 - U.S. Patent No. 7,414,779

Exhibit 1009 - U.S. Patent No. 7,365,856

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 3 of 6)

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 5 of 6)

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 6 of 6)

Exhibit 1011 - Curriculum Vitae of Dr. James F. Brennan

Exhibit 1015 - R. Huber, K. Taira, M. Wojtkowski, J. G. Fujimoto, "Fourier domain modelocked lasers for swept source OCT imaging at up to 290 kHz scan rates," Proc. SPIE 6079

Exhibit 1018 - DE 103 23 920

Exhibit 1020 - Curriculum Vitae of Dr. Sylvia Hall-Ellis

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 1 of 6)

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 2 of 6)

Exhibit 1010 - Drexler/Fujimoto, Optical Coherence Tomography ¿¿¿ Technology and Applications, ISBN 978-3-540-77549-2, Springer Verlag Berlin Heidelberg 2008 (Part 4 of 6)

Exhibit 1012 - Declaration of Dr. James F. Brennan

Exhibit 1013 - R. Huber, et al., European Conference on Biomedical Optics, June 12, 2005 ¿¿¿ June 16, 2005, Munich (ECBO 2005), Optical Society of America, ¿¿¿Fourier Domain Mode Locked Lasers for OCT imaging at up to 290 kHz sweep rates¿¿¿, PDA3

R. Huber, K. Taira, M. Wojtkowski, J. G. Fujimoto, "Fourier domain mode locked lasers for OCT imaging at up to 290 kHz sweep rates," Proc. SPIE 5861, Optical Coherence Tomography and Coherence Techniques II, 58611B (7 October 2005); doi: 10.1117/12.641732

Exhibit 1017 - U.S. Pat. No. 5,321,501

Exhibit 1019 - U.S. Patent No. 7,380,939 to Barth et al.

Exhibit 1021 - Declaration of Dr. Sylvia Hall-Ellis

Power of Attorney

Motion to Waive Word Count

Exhibit 1016 - U.S. Patent No. 8,059,277 to Atia et al.