The detailed information for PTAB case with proceeding number IPR2020-00349 filed by Ascend Performance Materials Operations LLC against Samsung SDI Co., Ltd. on Dec 24, 2019. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
IPR2020-00349
Filing Date
Dec 24, 2019
Petitioner
Ascend Performance Materials Operations LLC
Respondent
Samsung SDI Co., Ltd.
Status
Terminated-Settled
Respondent Application Number
13830119
Respondent Tech Center
1700
Respondent Patent Number
9819057
Institution Decision Date
Jul 16, 2020
Termination Date
Jul 15, 2021

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Order: Settlement After Remand; Lifting Stay of Reissue Application No. 17/473,938

Mar 3, 2022PAPERBOARD

February 4 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

January 28 2022 KTS email

Mar 3, 2022EXHIBITBOARD

January 14 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

January 12 2022 King email

Mar 3, 2022EXHIBITBOARD

January 7 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

January 7 2022 KTS email

Mar 3, 2022EXHIBITBOARD

February 24 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

February 17 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

February 9 2022 Lewis Roca email

Mar 3, 2022EXHIBITBOARD

February 4 2022 King email

Mar 3, 2022EXHIBITBOARD

Joint Motion to Terminate

Feb 24, 2022PAPERPETITIONER

Ex. 1050 Settlement Agreement

Feb 24, 2022EXHIBITPETITIONER

Petitioner's Updated Exhibit List

Feb 24, 2022PAPERPETITIONER

Joint Motion to Treat Settlement Agreement as Business Confidential Information

Feb 24, 2022PAPERPETITIONER

Joint Motion to Treat Settlement Agreement as Business Confidential Information

Feb 24, 2022PAPERPETITIONER

Order: Conduct of the Proceeding and Stay of Reissue Application No. 17/473,938 37 C.F.R. § 42.3a; 37 C.F.R. § 42.5a; 37 C.F.R. § 4.122a

Dec 21, 2021PAPERBOARD

Petitioner's Updated Exhibit List

Dec 13, 2021PAPERPETITIONER

Partial Transcript of December 2, 2021 Conference Call

Dec 13, 2021EXHIBITPETITIONER

Notice Regarding Options for Amendments by Patent Owner through Reissue or Reexamination During a Pending AIA Trial Proceeding (April 2019)

Dec 13, 2021EXHIBITPETITIONER

Order Granting Request for Director Review

Nov 1, 2021PAPERBOARD

Petitioner's Updated Mandatory Notice

Oct 14, 2021PAPERPETITIONER

Patent Owner's Updated Mandatory Notice

Oct 4, 2021PAPERPATENT OWNER

Notification of Request for Director Review Ex. 3100

Aug 20, 2021EXHIBITBOARD

Patent Owner's Request for Rehearing by the Director

Aug 14, 2021PAPERPATENT OWNER

ORDER Granting Patent Owner���s Motion for Leave to Petition For a Certificate of Correction 37 C.F.R. ���� 1.323, 42.20

Jul 15, 2021PAPERBOARD

Termination Decision Document

Jul 15, 2021PAPERBOARD

Hearing Transcript

Jul 7, 2021PAPERBOARD

Patent Owner's Updated Exhibit List

Apr 21, 2021PAPERPATENT OWNER

Patent Owner's Revised Demonstrative Exhibit

Apr 21, 2021EXHIBITPATENT OWNER

Petitioner's Updated Exhibit List

Apr 21, 2021PAPERPETITIONER

Petitioner's Revised Demonstrative Exhibit

Apr 21, 2021EXHIBITPETITIONER

Patent Owner's Objection to Petitioner's Demonstrative Exhibit

Apr 21, 2021PAPERPATENT OWNER

Patent Owner's Reply to Petitioner's Opposition to Patent Owner's Motion to Exclude

Apr 15, 2021PAPERPATENT OWNER

Petitioner's Reply to Patent Owner's Opposition to Petitioner's Motion to Exclude

Apr 15, 2021PAPERPETITIONER

LEAP Practitioner Request for Oral Hearing Participation and Verification Form

Apr 8, 2021PAPERBOARD

Declaration of Annette Henderson

Apr 8, 2021EXHIBITPETITIONER

Comparison of non-provisional and provisional specification by Annette Henderson

Apr 8, 2021EXHIBITPETITIONER

Petitioner's Opposition to Patent Owner's Motion to Exclude

Apr 8, 2021PAPERPETITIONER

Petitioner's Updated Mandatory Notice

Apr 8, 2021PAPERPETITIONER

Petitioner's Updated Exhibit List

Apr 8, 2021PAPERPETITIONER

Patent Owner's Opposition to Petitioner's Motion to Exclude Evidence

Apr 8, 2021PAPERPATENT OWNER

ORDER Setting Oral Argument 37 C.F.R. 42.70

Apr 7, 2021PAPERBOARD

Petitioner's Motion to Exclude

Apr 1, 2021PAPERPETITIONER

Patent Owner's Motion to Exclude Evidence

Apr 1, 2021PAPERPATENT OWNER

Petitioner's Request for Oral Argument

Mar 11, 2021PAPERPETITIONER

Patent Owner's Request for Oral Argument

Mar 11, 2021PAPERPATENT OWNER

Patent Owner's Updated Exhibit List

Feb 18, 2021PAPERPATENT OWNER

Example Compounds

Feb 18, 2021EXHIBITPATENT OWNER

Conformation of APM's Compound

Feb 18, 2021EXHIBITPATENT OWNER

Transcript of Deposition of Dr. Brett Lucht

Feb 18, 2021EXHIBITPATENT OWNER

Annotated Exhibit 2048

Feb 18, 2021EXHIBITPATENT OWNER

Patent Owner's Sur-Reply to Petitioner's Reply

Feb 18, 2021PAPERPATENT OWNER

Patent Owner's Notice of Deposition of Dr. Brett Lucht

Jan 19, 2021PAPERPATENT OWNER

Patent Owner's Objections to Exhibits Served with Petitioner's Reply

Jan 14, 2021PAPERPATENT OWNER

Petitioner Reply to Patent Owner Response to Petition

Jan 7, 2021PAPERPETITIONER

Petitioner Updated Exhibit List

Jan 7, 2021PAPERPETITIONER

Organic Chemistry

Jan 7, 2021EXHIBITPETITIONER

US4789442 to Nakagawa

Jan 7, 2021EXHIBITPETITIONER

Drawing by Dr. Menahem Anderman

Jan 7, 2021EXHIBITPETITIONER

Reply Declaration of Brett Lucht

Jan 7, 2021EXHIBITPETITIONER

Second Drawing by Dr. Menahem Anderman

Jan 7, 2021EXHIBITPETITIONER

Deposition Transcript of Dr. Menahem Anderman

Jan 7, 2021EXHIBITPETITIONER

Deposition Transcript of Dr. Park

Jan 7, 2021EXHIBITPETITIONER

Deposition Transcript of Dr. Suh

Jan 7, 2021EXHIBITPETITIONER

PRB Invalidation Decision

Jan 7, 2021EXHIBITPETITIONER

Schweiger et al.

Jan 7, 2021EXHIBITPETITIONER

Patent Owner's Updated Exhibit List

Jan 5, 2021PAPERPATENT OWNER

ChemistryScore Webpage Titled Primary, secondary, tertiary carbons

Jan 5, 2021EXHIBITPATENT OWNER

Side By Side Comparison of Chemical Formula 1 and Page 6 of Exhibit 1035

Jan 5, 2021EXHIBITPATENT OWNER

Side By Side Comparison of Chemical Formula 1 and Chemical Formula 2

Jan 5, 2021EXHIBITPATENT OWNER

Transcript of December 14, 2020 Conference Call with PTAB

Dec 28, 2020EXHIBITPETITIONER

Petitioner's Updated Exhibit List

Dec 28, 2020PAPERPETITIONER

Petitioner's Amended Deposition of Seung Bum Suh, Ph.D.

Dec 18, 2020PAPERPETITIONER

Petitioner's Amended Notice of Deposition of Dai-In Park, Ph.D.

Dec 18, 2020PAPERPETITIONER

Order - Conduct of the Proceeding; Foreign-Language Deposition - 37 CFR 42.53(e)

Dec 15, 2020PAPERBOARD

Petitioner's Amended Notice of Deposition of Menahem Anderman, Ph.D.

Dec 14, 2020PAPERPETITIONER

Notice of Deposition of Dr. Park

Dec 7, 2020PAPERPETITIONER

Notice of Deposition of Dr. Suh

Dec 7, 2020PAPERPETITIONER

Petitioner's Notice of Deposition of Menahem Anderman, Ph.D.

Dec 3, 2020PAPERPETITIONER

Notice of Petitioner Objections to Patent Owner Supplemental Evidence

Nov 6, 2020PAPERPETITIONER

Notice of Petitioner Objections to Patent Owner Evidence

Oct 16, 2020PAPERPETITIONER

Supplemental Declaration of Menahem Anderman, Ph.D.

Oct 8, 2020EXHIBITPATENT OWNER

Patent Owner's Response

Oct 8, 2020PAPERPATENT OWNER

Supplemental Declaration of Seung Bum Suh, Ph.D.

Oct 8, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2026

Oct 8, 2020EXHIBITPATENT OWNER

PowerPoint Presentation Titled Analysis Report¿¿¿HTCN Purity Analysis

Oct 8, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2028

Oct 8, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2031

Oct 8, 2020EXHIBITPATENT OWNER

Supplemental Declaration of Dai-In Park, Ph.D.

Oct 8, 2020EXHIBITPATENT OWNER

PowerPoint Titled ¿¿¿Results of the Initial Review of HTCN, the New Additive for Cathode Passivation Layer¿¿¿

Oct 8, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2024

Oct 8, 2020EXHIBITPATENT OWNER

E-mail attaching Ex. 2024

Oct 8, 2020EXHIBITPATENT OWNER

1,3,6 HTCN Data Sheet

Oct 8, 2020EXHIBITPATENT OWNER

E-mail attaching Exs. 2028 and 2030

Oct 8, 2020EXHIBITPATENT OWNER

Certification Statement re: Ex. 2011

Oct 8, 2020EXHIBITPATENT OWNER

File having Filename 0120202_R10B_HTCN

Oct 8, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2033

Oct 8, 2020EXHIBITPATENT OWNER

Declaration of Thomas L. Plunkett

Oct 8, 2020EXHIBITPATENT OWNER

Updated Screenshot of www.ascendmaterials.com

Oct 8, 2020EXHIBITPATENT OWNER

Certification Statement re: Ex. 2007

Oct 8, 2020EXHIBITPATENT OWNER

Certification Statement re: Ex. 2009

Oct 8, 2020EXHIBITPATENT OWNER

Certification Statement re: Ex. 2013

Oct 8, 2020EXHIBITPATENT OWNER

Patent Owner's Objections to Petitioner's Replacement Translation Declarations

Aug 13, 2020PAPERPATENT OWNER

Petitioner's Updated Exhibit List

Aug 6, 2020PAPERPETITIONER

Certified English Translation of WO 2012/029388 to Shimura et al.

Aug 6, 2020EXHIBITPETITIONER

Certified English Translation of JP2010-073367 to Kotani et al.

Aug 6, 2020EXHIBITPETITIONER

Certified English Translation of CA 2246955 C to Michot et al.

Aug 6, 2020EXHIBITPETITIONER

Patent Owner's Objections to Petitioner's Exhibits

Jul 30, 2020PAPERPATENT OWNER

Decision - Granting Institution of Inter Partes Review

Jul 16, 2020PAPERBOARD

Scheduling Order

Jul 16, 2020PAPERBOARD

Petitioner's Replacement Opposition to Patent Owner's Motion for Leave to Petition for a Certificate of Correction

Jun 22, 2020PAPERPETITIONER

EXPUNGED

May 26, 2020PAPERPETITIONER

Petitioner's Reply to Patent Owner's Preliminary Response

May 19, 2020PAPERPETITIONER

Petitioner's Updated Exhibit List

May 18, 2020PAPERPETITIONER

Transcript of May 12, 2020 PTAB Conference Call

May 18, 2020EXHIBITPETITIONER

PROPOSED USPTO Form PTOSB44 for U.S. Patent No. 9,819,057

May 18, 2020EXHIBITPATENT OWNER

Patent Owner Motion for Leave to Petition for a Certificate of Correction

May 18, 2020PAPERPATENT OWNER

ORDER Conduct of the Proceeding 37 C.F.R. ¿¿ 42.5(a)

May 15, 2020PAPERBOARD

Patent Owner¿¿¿s Preliminary Response

Apr 17, 2020PAPERPATENT OWNER

U.S. Provisional Patent Application Serial No. 61/698,311 (color)

Apr 17, 2020EXHIBITPATENT OWNER

U.S. Patent No. 9,819,057 (color)

Apr 17, 2020EXHIBITPATENT OWNER

Declaration of Seung Bum Suh, Ph.D.

Apr 17, 2020EXHIBITPATENT OWNER

Declaration of Dai-In Park, Ph.D.

Apr 17, 2020EXHIBITPATENT OWNER

E-mail attaching Ex. 2006

Apr 17, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2008

Apr 17, 2020EXHIBITPATENT OWNER

PowerPoint Presentation Titled Development of Design in Response to SEC Mobile Communication Division¿¿¿s Thermal Shock Spec

Apr 17, 2020EXHIBITPATENT OWNER

Screenshot of https: www.samsungsdi.com lithium-ion-battery it-devices mobile-phone.html (prior to correction)

Apr 17, 2020EXHIBITPATENT OWNER

U.S. Publication No. 2009206299 to Michot et al.

Apr 17, 2020EXHIBITPATENT OWNER

Declaration of Menahem Anderman, Ph.D.

Apr 17, 2020EXHIBITPATENT OWNER

PowerPoint Presentation Titled ¿¿¿Development of additive for cathode passivation layer for IT¿¿¿

Apr 17, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2006

Apr 17, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2010

Apr 17, 2020EXHIBITPATENT OWNER

E-mail attaching Ex. 2010

Apr 17, 2020EXHIBITPATENT OWNER

Certified English Translation of Ex. 2012

Apr 17, 2020EXHIBITPATENT OWNER

Screenshot of www.samsungsdi.com lithium-ion-battery it-devices mobile-phone.html

Apr 17, 2020EXHIBITPATENT OWNER

Excerpt from Organic Chemistry, Fourth Edition by G. Marc Loudon

Apr 17, 2020EXHIBITPATENT OWNER

Screenshot of www.ascendmaterials.com products specialty-chemicals signature-brands trinohex

Apr 17, 2020EXHIBITPATENT OWNER

Comparison of As Filed Specification of U.S. Publication No. 20090206299 to Michot et al. and English language translation of CA2246955 to Michot et al. (Ex. 1010)

Apr 17, 2020EXHIBITPATENT OWNER

Notice of Accord Filing Date

Jan 17, 2020PAPERBOARD

Patent Owner's Mandatory Notices

Jan 13, 2020PAPERPATENT OWNER

File history without references for 13830119

Dec 24, 2019EXHIBITPETITIONER

WO2012029388A1 English

Dec 24, 2019EXHIBITPETITIONER

JP2010073367A

Dec 24, 2019EXHIBITPETITIONER

JP2010073367A English

Dec 24, 2019EXHIBITPETITIONER

US 9,819,057

Dec 24, 2019EXHIBITPETITIONER

Declaration of Brett Lucht

Dec 24, 2019EXHIBITPETITIONER

WO2012029388A1

Dec 24, 2019EXHIBITPETITIONER

EP2120279A1

Dec 24, 2019EXHIBITPETITIONER

CA2246955C

Dec 24, 2019EXHIBITPETITIONER

CA2246955C English

Dec 24, 2019EXHIBITPETITIONER

US20120313591A1

Dec 24, 2019EXHIBITPETITIONER

US20050084765A1

Dec 24, 2019EXHIBITPETITIONER

Provisional Figures 61698311

Dec 24, 2019EXHIBITPETITIONER

CAS for 126hexanetricarbonitrile

Dec 24, 2019EXHIBITPETITIONER

CAS for 136 hexanetricarbonitrile

Dec 24, 2019EXHIBITPETITIONER

US20100028786A1

Dec 24, 2019EXHIBITPETITIONER

Aurbach Role of Surface Films

Dec 24, 2019EXHIBITPETITIONER

US 6790976

Dec 24, 2019EXHIBITPETITIONER

Redline - 61698311 and 13830119

Dec 24, 2019EXHIBITPETITIONER

US20080102369A1 To Sakata

Dec 24, 2019EXHIBITPETITIONER

Michot II US6365301

Dec 24, 2019EXHIBITPETITIONER

Ch 7 of Lindens Handbook of Batteries

Dec 24, 2019EXHIBITPETITIONER

Mikolajczak et al Lithium Ion Batteries Hazard and Use Assessment

Dec 24, 2019EXHIBITPETITIONER

1,3,5-Hexanetricarbonitrile C9H11N3

Dec 24, 2019EXHIBITPETITIONER

Basic Inorganic Chemistry

Dec 24, 2019EXHIBITPETITIONER

US20110311864A1

Dec 24, 2019EXHIBITPETITIONER

Petition for Inter Partes Review

Dec 24, 2019PAPERPETITIONER

Power of Attorney

Dec 24, 2019PAPERPETITIONER

Petition for Inter Partes Review - Corrected TOA

Dec 24, 2019PAPERPETITIONER