The detailed information for PTAB case with proceeding number IPR2020-01318 filed by Regeneron Pharmaceuticals, Inc. et al. against Novartis Pharma AG et al. on Jul 16, 2020. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
IPR2020-01318
Filing Date
Jul 16, 2020
Petitioner
Regeneron Pharmaceuticals, Inc. et al.
Respondent
Novartis Pharma AG et al.
Status
Terminated
Respondent Application Number
13750352
Respondent Tech Center
3700
Respondent Patent Number
9220631
Termination Date
Dec 7, 2020

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Notice of Refund

Feb 9, 2021PAPERBOARD

Petitioner's Request for Refund of Post-Institution Fees

Feb 2, 2021PAPERPETITIONER

Termination Decision Document

Dec 7, 2020PAPERBOARD

Petitioner's Unopposed Motion to Terminate the Proceeding

Dec 2, 2020PAPERPETITIONER

Nov. 20, 2020, E-mail from E. Holland to B. Ferguson

Dec 2, 2020EXHIBITPETITIONER

Petitioner's Reply Regarding 35 U.S.C. ¿¿¿¿ 314(a), 325(d)

Nov 25, 2020PAPERPETITIONER

ORDER Conduct of the Proceeding 37 C.F.R. ¿¿¿¿ 42.5, 42.20

Nov 17, 2020PAPERBOARD

Ex. 3001

Nov 17, 2020EXHIBITBOARD

Hearing by Teleconference, October 29, 2020

Nov 3, 2020EXHIBITPETITIONER

Patent Owners' Response to Petitioner's Notice Ranking Petitions

Oct 22, 2020PAPERPATENT OWNER

Novartis Pharma AG, Novartis Technology LLC, and Novartis Pharmaceuticals Corporation's Patent Owner Preliminary Response

Oct 22, 2020PAPERPATENT OWNER

Patent Owners' Motion to Seal

Oct 22, 2020PAPERPATENT OWNER

Exhibit 2030

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2031

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2032

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2033

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2034

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2035

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2036

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2037

Oct 22, 2020EXHIBITPATENT OWNER

Patent Owners' Unopposed Motion for a Modified Protective Order

Oct 22, 2020PAPERPATENT OWNER

Sealed Exhibit 2038

Oct 22, 2020EXHIBITPATENT OWNER

Sealed Exhibit 2039

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2013

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2017

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2021

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2022

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2025

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2026

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2028

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2001

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2002

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2003

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2004

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2005

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2006

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2007

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2008

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2009

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2010

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2011

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2012

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2014

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2015

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2016

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2018

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2019

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2020

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2023

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2024

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2027

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2029

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2040

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2041

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2042

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2043

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2044

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2047

Oct 22, 2020EXHIBITPATENT OWNER

Redacted Exhibit 2030

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2045

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2046

Oct 22, 2020EXHIBITPATENT OWNER

Exhibit 2048

Oct 22, 2020EXHIBITPATENT OWNER

Patent Owner Novartis Pharma AG's Power of Attorney

Aug 6, 2020PAPERPATENT OWNER

Patent Owner Novartis Technology LLC's Power of Attorney

Aug 6, 2020PAPERPATENT OWNER

Patent Owners' Submission of Mandatory Notice Information Under 37 C.F.R. s. 42.8(a)(2)

Aug 6, 2020PAPERPATENT OWNER

Patent Owner Novartis Pharmaceuticals Corporation's Power of Attorney

Aug 6, 2020PAPERPATENT OWNER

Petitioner's Updated Mandatory Notices Pursuant to 37 C.F.R. 42.8

Jul 28, 2020PAPERPETITIONER

Notice of Accord Filing Date

Jul 22, 2020PAPERBOARD

Power of Attorney

Jul 16, 2020PAPERPETITIONER

Curriculum Vitae of James Agalloco

Jul 16, 2020EXHIBITPETITIONER

Curriculum Vitae of Horst Koller

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent No. 9,220,631

Jul 16, 2020EXHIBITPETITIONER

Declaration of Horst Koller under 37 C.F.R. 1.68

Jul 16, 2020EXHIBITPETITIONER

Declaration of James Agalloco under 37 C.F.R. 1.68

Jul 16, 2020EXHIBITPETITIONER

PCT Patent Publication No. WO 2011/006877 to Sigg

Jul 16, 2020EXHIBITPETITIONER

Certified English Translation of Bruno Reuter and Claudia Petersen. Die Silikonisierung von Spritzen: Trends, Methoden, Analyseverfahren, TechnoPharm 2, Nr. 4 (2012): 238-244. (Reuter)

Jul 16, 2020EXHIBITPETITIONER

Arno Fries, Drug Delivery of Sensitive Biopharmaceuticals With Prefilled Syringes, 9(5) DRUG DELIVERY TECH. 22 (2009)

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent Publication No. 2012/0091026 to Chacornac

Jul 16, 2020EXHIBITPETITIONER

PCT Patent Publication No. WO 2009/030976 to Boulange

Jul 16, 2020EXHIBITPETITIONER

Internet Archive WayBack Machine, March 7, 2011 Record of Drugs.com, Macugen Prescribing Information

Jul 16, 2020EXHIBITPETITIONER

Bhavnesh D. Shah & Bhupendra G. Prajapati, Pre-Filled Syringes: A New Concept, PHARMA BIO WORLD 51 (2009)

Jul 16, 2020EXHIBITPETITIONER

Thomas Schoenknecht, Prefilled Syringes: Why New Developments Are Important In Injectable Delivery Today, in PREFILLED SYRINGES INNOVATIONS THAT MEET THE GROWING DEMAND (OnDrugDelivery 2005)

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 9,220,631 - 1/4

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 9,220,631 - 2/4

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent Publication No. 2003/0003014 to Metzner

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 9,220,631 - 3/4

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 9,220,631 - 4/4

Jul 16, 2020EXHIBITPETITIONER

PCT Patent Publication No. WO 2007/035621 to Scypinski

Jul 16, 2020EXHIBITPETITIONER

U.S. Pharmacopeia, USP 789, Particulate Matter in Ophthalmic Solutions, USP 34 NF 29 (2011)

Jul 16, 2020EXHIBITPETITIONER

PCT Patent Publication No. WO 2007/149334 to Furfine

Jul 16, 2020EXHIBITPETITIONER

Michael W. Stewart et al., Fresh From the Pipeline Aflibercept, 11 NAT. REV. DRUG DISCOV. 269 (2012)

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent Publication No. 2011/276005 to Hioki

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent No. 7,060,269 to Baca

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 1: Formulation and Packaging (3rd ed. 2010) (Nema Vol. 1) - 2/4

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 1: Formulation and Packaging (3rd ed. 2010) (Nema Vol. 1) - 3/4

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 7,060,269, 2/3

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 2: Facility Design, Sterilization and Processing (3rd ed. 2010) (Nema Vol. 2) - 4/4

Jul 16, 2020EXHIBITPETITIONER

Lu Liu et al., Silicone Oil Microdroplets and Protein Aggregates in Repackaged Bevacizumab and Ranibizumab: Effects of Long-term Storage and Product Mishandling, 52(2) INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCIENCE 1023 (2011)

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 1: Formulation and Packaging (3rd ed. 2010) (Nema Vol. 1) - 1/4

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 1: Formulation and Packaging (3rd ed. 2010) (Nema Vol. 1) - 4/4

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 7,060,269, 1/3

Jul 16, 2020EXHIBITPETITIONER

Prosecution File History of U.S. Patent No. 7,060,269, 3/3

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 2: Facility Design, Sterilization and Processing (3rd ed. 2010) (Nema Vol. 2) - 1/4

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 2: Facility Design, Sterilization and Processing (3rd ed. 2010) (Nema Vol. 2) - 2/4

Jul 16, 2020EXHIBITPETITIONER

Sandeep Nema & John D. Ludwig, Pharmaceutical Dosage Forms: Parenteral Medications, Volume 2: Facility Design, Sterilization and Processing (3rd ed. 2010) (Nema Vol. 2) - 3/4

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent No. 7,404,278 to Wittland

Jul 16, 2020EXHIBITPETITIONER

U.S. Food and Drug Administration, Lucentis Highlights of the Prescribing Information, (June 2010)

Jul 16, 2020EXHIBITPETITIONER

PCT Patent Publication No. WO 2008/077155 to Lam

Jul 16, 2020EXHIBITPETITIONER

Curriculum Vitae of Dr. Szilard Kiss

Jul 16, 2020EXHIBITPETITIONER

International Organization for Standardization, ISO 11040-4 Prefilled Syringes Part 4: Glass Barrels for Injectables (2nd ed. 2007) (ISO 11040-4)

Jul 16, 2020EXHIBITPETITIONER

James A. Dixon, et al. "VEGF Trap-Eye for the treatment of neovascular age-related macular degeneration." Expert opinion on investigational drugs 18.10 (2009): 1573-1580

Jul 16, 2020EXHIBITPETITIONER

Declaration of Dr. Szilard Kiss under 37 C.F.R. 1.68

Jul 16, 2020EXHIBITPETITIONER

Declaration of James L. Mullins, Ph.D.

Jul 16, 2020EXHIBITPETITIONER

Affidavit of Internet Archive Office Manager

Jul 16, 2020EXHIBITPETITIONER

Internet Archive WayBack Machine, March 8, 2011 Record of Drugs.com, Welcome to Drugs.com

Jul 16, 2020EXHIBITPETITIONER

Internet Archive WayBack Machine, February 25, 2011 Record of Drugs.com, FDA Professional Drug Information

Jul 16, 2020EXHIBITPETITIONER

Dow Corning 365 35% Dimethicone NF Emulsion Frequently Asked Questions (2002)

Jul 16, 2020EXHIBITPETITIONER

European Patent Application No. 12174860 to Novartis AG

Jul 16, 2020EXHIBITPETITIONER

U.S. Food and Drug Administration, Guidance for Industry: Sterile Drug Products Produced by Aseptic Processing Current Good Manufacturing Practice (September 2004)

Jul 16, 2020EXHIBITPETITIONER

U.S. Food and Drug Administration, Eylea Highlights of the Prescribing Information, (November 2011)

Jul 16, 2020EXHIBITPETITIONER

U.S. Food and Drug Administration, Guidance for Industry: Container Closure Systems for Packaging Human and Biologics Chemistry, Manufacturing, and Controls Documentation (May 1999)

Jul 16, 2020EXHIBITPETITIONER

International Standard ISO-9626, Stainless steel needle tubing for the manufacture of medical devices Amendment 1, ISO 9626:1991/Amd.1:2001(E)

Jul 16, 2020EXHIBITPETITIONER

U.S. Patent Publication No. 2005/0182370 to Hato

Jul 16, 2020EXHIBITPETITIONER

U.S. Department of Labor, Occupational Safety & Health Administration, Ethylene Oxide (EtO): Understanding OSHA¿¿¿s Exposure monitoring Requirements, 2007 OSHA3325-01N (2007)

Jul 16, 2020EXHIBITPETITIONER

International Standard ISO-7864, Sterile hypodermic needles for single use, ISO 7864:1993(E)

Jul 16, 2020EXHIBITPETITIONER

Advait Badkar, et al. Development of Biotechnology Products in Pre-filled Syringes: Technical Considerations and Approaches, American Association of Pharmaceutical Sciences, June 2011, 12(2): 564-572

Jul 16, 2020EXHIBITPETITIONER

William Leventon, Medical Device Sterilization: What Manufacturers Need to Know (MDDI online, Sept. 1, 2002)

Jul 16, 2020EXHIBITPETITIONER

Pamela Carter, et al. The lowdown on low temperature sterilization for packaged devices, Healthcare Purchasing News, July 2008, 42-45.

Jul 16, 2020EXHIBITPETITIONER

Bryon Lambert, et al. Radiation and Ethylene Oxide Terminal Sterilization Experiences with Drug Eluting Stent Products, American Association of Pharmaceutical Sciences, December 2011, 12(4):1116-1126

Jul 16, 2020EXHIBITPETITIONER

K. Kereluk, et al. Microbiological Aspects of Ethylene Oxide Sterilization: I. Experimental Apparatus & Methods, Applied Microbiology 1970, 19(1):146-151.

Jul 16, 2020EXHIBITPETITIONER

John R. Gillis & Gregg Mosley, Validation of Pharmaceutical Processes, Chapter 16 Validation of Ethylene Oxide Sterilization Processes (2011), pp.241-262

Jul 16, 2020EXHIBITPETITIONER

FDA Pesticide Analytical Manual Vol. 1, Chapter 6 - HPLC

Jul 16, 2020EXHIBITPETITIONER

Carl Hultman, et al. The Physical Chemistry of Decontamination with Gaseous Hydrogen Peroxide, Pharmaceutical Engineering, January/February 2007, 27(1):1-6

Jul 16, 2020EXHIBITPETITIONER

Kim, Leo & D Amore, Patricia, ASIP Centennial Commentary A Brief History of Anti-VEGF for the Treatment of Ocular Angiogenesis, The American Journal of Pathology, August 2012 182(2):376-379

Jul 16, 2020EXHIBITPETITIONER

J.S. Penn, et al. Vascular Endothelial Growth Factor in Eye Disease, Prog. Retin Eye Res., July 2008, 27(4):331-371

Jul 16, 2020EXHIBITPETITIONER

U.S. Food and Drug Administration, Trivaris Highlights of the Prescribing Information, (May 2008)

Jul 16, 2020EXHIBITPETITIONER

Carsten H. Meyer et al., Steps for a Safe Intravitreal Injection Technique A look at how European and American approaches compare, Retinal Physician (July 1, 2009)

Jul 16, 2020EXHIBITPETITIONER

Curriculum Vitae of James L. Mullins, Ph.D.

Jul 16, 2020EXHIBITPETITIONER

DUPONT TYVEK COMPLIANCE TO ISO 11607-1:2006 (2011)

Jul 16, 2020EXHIBITPETITIONER

Center for Drug Evaluation and Research, Application Number: 21-756, Approved Labeling, Macugen (pegaptanib sodium injection) (December 17, 2004)

Jul 16, 2020EXHIBITPETITIONER

Internet Archive WayBack Machine, May 17, 2011 Record of U.S. Pharmacopeia, Understanding USP NF

Jul 16, 2020EXHIBITPETITIONER

Christine I. Falkner-Radler, et al. Needle Size in Intravitreal Injections-Preliminary Results of a Randomized Clinical Trial, AVRO Annual Meeting Abstract, March 2012, 54(884)

Jul 16, 2020EXHIBITPETITIONER

Evangelos S. Gragoudas et al., Pegaptanib for Neovascular Age-Related Macular Degeneration, New England Journal of Medicine 2004; 351:2805-16, with Supplementary Appendix

Jul 16, 2020EXHIBITPETITIONER

Bruno Reuter and Claudia Petersen. Die Silikonisierung von Spritzen: Trends, Methoden, Analyseverfahren, TechnoPharm 2, Nr. 4 (2012): 238-244. (Untranslated German version)

Jul 16, 2020EXHIBITPETITIONER

Petitioner's Notice of Ranking Petitions

Jul 16, 2020PAPERPETITIONER

Petition for Inter Partes Review

Jul 16, 2020PAPERPETITIONER