Satco Products, Inc. vs The Regents of the University of California

Order Denying Director Review of Final Written Decision

Authorized Response to Director Review Request

Ex. 3100 Counsel email for Authorized Response

Request for Director Review - Final Written Decision

Final Written Decision: On remand from the CAFC

Petitioner's Remand Brief

Patent Owner's Remand Brief

Order Conduct of the Proceeding

Patent Owner's Updated Mandatory Notice

Patent Owner's Updated Power of Attorney

Other: Fed Circuit mandate

Other: other court decision

Panel Change Order

Patent Owner's Notice of Appeal

Final Written Decision: original

Decision Conduct of the Proceeding

PETITIONER’S UPDATED EXHIBIT LIST

Commission Opinion (Public Version) in Certain Filament Light-Emitting Diodes and Products Containing Same (II), Investigation No. 337-TA-1220

Appellant The Regents’ Second Corrected Opening Brief (Public Version), Appeal from the United States International Trade Commission Investigation No. 337-TA-1220 (Federal Circuit Case No. 22-1521)

PETITIONER���S REPLY IN SUPPORT OF ITS MOTION TO EXCLUDE

PATENT OWNER'S REPLY TO PETITIONER'S OPPOSITION TO PATENT OWNER'S MOTION TO EXCLUDE

PATENT OWNER���S EXHIBIT LIST

E. Fred Schubert, Light-Emitting Diodes, Second Edition, 2006

PETITIONER���S OPPOSITION TO PATENT OWNER���S MOTION TO EXCLUDE

Patent Owner's Response to Petitioner's Motion to Exclude

Other: Hearing transcript

Patent Owner's Motion to Exclude

PETITIONER���S MOTION TO EXCLUDE

Patent Owner's Demonstrative Exhibit

Petitioner's Demonstrative Exhibit

Order: Setting Oral Argument - 37 CFR 42.70

PETITIONER���S REQUEST FOR ORAL HEARING

Patent Owner's Request for Oral Argument

Patent Owner's Sur-Reply

Webster���s Third New International Dictionary of the English Language Unabridged

Declaration of Takao Miyano

Transcript of July 22, 2022 Deposition of Takao Miyano

Order: Conduct of the Proceeding - 37 CFR 42.5

ORDER Conduct of the Proceeding

Joint Motion Proposing Revisions to Schedule Order

Order: ORDER Granting Authorization for Testimony Outside the United States 37 C.F.R. § 42.52(b)(1)

Exhibit 3001

Exhibit 3002

JOINT STIPULATION TO EXTEND DUE DATE 3

Notice of Deposition of Mr. Takao Miyano

Patent Owner's Evidence Objections

Patent Owner's Motion to Seal

ITC Protective Order

REDACTED Nakamura Transcript (Ex. 1043)

REDACTED DenBaars Transcript (Ex. 1046)

PATENT OWNER���S EXHIBIT LIST

PETITIONER���S REPLY

E. Fred Schubert, Chapter 3 of Light-Emitting Diodes. 3rd ed. New York: Cambridge University Press, 2018

E. Fred Schubert, Chapters 31-34 of Light-Emitting Diodes. 3rd ed. New York: Cambridge University Press, 2018

Exhibit 1041 from March 30, 2022 Remote Deposition of Dr. Eric Fred Schubert

Transcript of March 30, 2022 Remote Deposition of Dr. Eric Fred Schubert

HIGHLY CONFIDENTIAL - Transcript of March 11, 2021 Rule 30(b)(6) Video Deposition of Regents of University of California by Shuji Nakamura

Transcript of January 29, 2021 Remote Deposition of Dr. E. Fred Schubert

Translation of Japanese Unexamined Patent App. Pub. No. 2003-249692A to Yamazaki, as produced at production numbers 1172RESP_000272 (1172 ITC Case) and SATCO-1220_00030142 (1220 ITC Case)

HIGHLY CONFIDENTIAL - Transcript of December 12, 2019 Confidential Videotaped 30(b)(6) Deposition of Steven DenBaars

HIGHLY CONFIDENTIAL - Transcript of February 14, 2020 Confidential Videotaped Deposition of E. Fred Schubert, Ph.D.

Declaration of Mr. Takeo Miyano

Hawley���s Condensed Chemical Dictionary, 14th Ed., R. J. Lewis, Sr. (Ed.) (2001)

Library of Congress Catalog for Ex-1049 ���Hawley���s Condensed Chemical Dictionary���

Public Catalog record for Ex-1049 ���Hawley���s Condensed Chemical Dictionary���

PETITIONER���S NOTICE OF DEPOSITION OF DR. E. FRED SCHUBERT

DECISION Granting Petitioners Unopposed Motion for Pro Hac Vice Admission of Stephen M. Ullmer 37 C.F.R. sec 42.10

Petitioner's Objections to Patent Owner's Exhibits

Patent Owner's Response

Patent Owner's Response - Redacted

CONFIDENTIAL Agenda for the SSLEC Industry Board Meeting

Deposition Transcript of Dr. Russell Dupuis (Feb. 11, 2022)

E. Fred Schubert, Light-Emitting Diodes, Second Edition, 2006 (excerpted) (���Schubert-2006���)

Philip A. Laplante, Comprehensive Dictionary of Electrical Engineering, CRC Press : IEEE Press (1999)

P. M. B. Walker, Chambers Dictionary of Science and Technology, Chambers (1999)

K. Chim and K. Y. Chong, Building-In Reliability For Silver Die Attached Light Emitting Diodes, Microelectron. Reliab.,Vol. 34, No. 3, pp. 495-507 (1994)

N. Karim et al, Thermal Design Optimization of Optoelectronic Package, International Microelectronics and Packaging Society, JMEP, Vol. 2, No. 4 (2005)

Bongtae Han et al, Coupled Thermal and Thermo-Mechanical Design Assessment of High Power Light Emitting Diode, IEEE Transactions on Components and Packaging Technologies, Vol. 33, No. 4 (Dec. 2010)

J. Falk et al., Wire-bonding on Printed Circuit Boards, Circuit World, Vol. 20, No. 2 (1994)

Nicholas T. Panousis and R. C. Kershner, Thermocompression Bondability of Thick-Film Gold���A Comparison to Thin-Film Gold, IEEE Transactions on Components, Hybrids, and Manufacturing Technology, Vol. CHMT-3, No. 4 (Dec. 1980)

Fan et al., Gold Wire Bonding to Nickel/Palladium Plated Leadframes, Plating and Surface Finishing 88(7):54-58 (July 2001)

Yung-Sen Lin, A surface analysis on oxygen plasma-cleaned gold pattern-plated substrates for wire bondability, Surface and Coatings Technology 173 (2003)

T. Fujii et al., Increase in the extraction efficiency of GaNbased light-emitting diodes via surface roughening, Applied Physics Letters, Vol. 84, No. 6 (Feb. 9, 2004)

S. Pal and C. Jacob, Silicon���a new substrate for GaN growth, Bull. Mater. Sci., Vol. 27, No. 6 pp. 501-04 (Dec. 2004)

N.P. Kobayashi et al., GaN growth on Si(111) substrate using oxidized AlAs as an intermediate layer, Applied Physics Letters, Vol. 71, No. 24 pp. 3569-71 (Dec. 15, 1997)

Nola Li et al., Growth of GaN on ZnO for Solid State Lighting Applications, Sixth International Conference on Solid State Lighting, Proc. Of SPIE Vol. 6337, 63370Z (2006)

Willem den Boer, Active Matrix Liquid Crystal Displays, Elsevier (2005) (excerpted)

U.S. Patent No. 6,986,598 (���Chu���)

U.S. Patent Appl. Publication No. 2005/0046765

CONFIDENTIAL Declaration of Professor E. Fred Schubert, Ph.D, M.S.

SSLEEC IP Policy

Letter of Intent for an Option Agreement

HIGHLY CONFIDENTIAL Seoul Semiconductor Co. Ltd. (���SSC���) Option Agreement

HIGHLY CONFIDENTIAL SSC Exclusive License Agreement

HIGHLY CONFIDENTIAL Amendment to SSC Exclusive

HIGHLY CONFIDENTIAL SSC Non-Exclusive License Agreement

HIGHLY CONFIDENTIAL Xmark Holding License Agreement

HIGHLY CONFIDENTIAL Adamax, Inc. License Agreement

HIGHLY CONFIDENTIAL Adamax Royalty Reports

HIGHLY CONFIDENTIAL Lamps Plus, Inc. License Agreement

HIGHLY CONFIDENTIAL Lamps Plus Royalty Reports

HIGHLY CONFIDENTIAL Harbor Freight Tools USA, Inc. License Agreement

HIGHLY CONFIDENTIAL Harbor Freight Tools Royalty Reports

HIGHLY CONFIDENTIAL Globe Electric Company (U.S.A.), Inc. License Agreement

HIGHLY CONFIDENTIAL Globe Electric Royalty Reports

HIGHLY CONFIDENTIAL LEDVANCE LLC License Agreement

HIGHLY CONFIDENTIAL Ledvance Royalty Reports

HIGHLY CONFIDENTIAL Service Lighting, Inc. d/b/a Lightbulbs.com License Agreement

HIGHLY CONFIDENTIAL Service Lighting Royalty Reports

HIGHLY CONFIDENTIAL American De Rosa Lamparts, LLC (d/b/a Luminance) License Agreement

HIGHLY CONFIDENTIAL Luminance Royalty Reports

HIGHLY CONFIDENTIAL Acclaim Lighting, Inc. License Agreement

HIGHLY CONFIDENTIAL Acclaim Royalty Reports

HIGHLY CONFIDENTIAL West Coast Imports, Inc. License Agreement

HIGHLY CONFIDENTIAL West Coast Imports Royalty Reports

HIGHLY CONFIDENTIAL Bed, Bath & Beyond, Inc. Settlement and License Agreement

HIGHLY CONFIDENTIAL Wintergreen Corporation License Agreement

HIGHLY CONFIDENTIAL Wintergreen Royalty Reports

HIGHLY CONFIDENTIAL Elong International USA, Inc. License Agreement

HIGHLY CONFIDENTIAL Elong Royalty Reports

HIGHLY CONFIDENTIAL Lighting & Supplies, Inc. d/b/a Sunlite License Agreement

HIGHLY CONFIDENTIAL Sunlite Royalty Reports

HIGHLY CONFIDENTIAL Latimer Lighting Corporation License Agreement

HIGHLY CONFIDENTIAL Michigan Expedited Logistics LLC License Agreement

HIGHLY CONFIDENTIAL Sterno Home Inc. License Agreement

HIGHLY CONFIDENTIAL Sterno Home Royalty Reports

HIGHLY CONFIDENTIAL Emark LLC License Agreement

HIGHLY CONFIDENTIAL Emark Royalty Reports

HIGHLY CONFIDENTIAL Hunter Fan Company License Agreement

HIGHLY CONFIDENTIAL Bulbtronics Inc. License Agreement

HIGHLY CONFIDENTIAL Bulbtronics Royalty Reports

HIGHLY CONFIDENTIAL Tala Energy Limited License Agreement

HIGHLY CONFIDENTIAL Tala Royalty Reports

HIGHLY CONFIDENTIAL Ideal Industries Lighting LLC d/b/a Cree Lighting a Company of Ideal Industries License Agreement

HIGHLY CONFIDENTIAL Cree Lighting Royalty Reports

Technical Analysis Report for Acclaim Tamarac TL5045 4W/40W G6.5 Dimmable LED Edison Light Bulb, Base E12 Candelabra, Part No. TL5045, UPC: 865969 050455 Product

Claim Chart for Acclaim Tamarac TL5045 4W/40W G6.5 Dimmable LED Edison Light Bulb, Base E12 Candelabra, Part No. TL5045, UPC: 865969 050455 Product

Technical Analysis Report for Cree, B11 Blunt Tip, 6.5/75W, Soft White, Dimmable, Candelabra Base E12, 2-Pack (Store SKU 1004871617) (UPC 849665 036609) Product

Claim Chart for Cree, B11 Blunt Tip, 6.5/75W, Soft White, Dimmable, Candelabra Base E12, 2-Pack (Store SKU 1004871617) (UPC 849665 036609) Product

Technical Analysis Report for Seoul Semiconductor���s SFW8C32B-DE Product

Claim Chart for Seoul Semiconductor���s SFW8C32B-DE Product

Technical Analysis Report for Sylvania, Cage Pendant with ST19 Bulb, LED 60W, Model 75513 Product

Claim Chart for Sylvania, Cage Pendant with ST19 Bulb, LED 60W, Model 75513 Product

Technical Analysis Report for Great Value LED Deco Vintage Edison Light Bulb 4 Watt 2-pack, Model CAD4W22G-2P (UPC 7874215121) Product

Claim Chart for Great Value LED Deco Vintage Edison Light Bulb 4 Watt 2-pack, Model CAD4W22G-2P (UPC 7874215121) Product

Technical Analysis Report for GE Relax G16.5 Globe, 4.5W/40W, Soft White, Dimmable, Clear Finish, Candelabra Base E12, 2-Pack (item no. 1076721) Product

Claim Chart for GE Relax G16.5 Globe, 4.5W/40W, Soft White, Dimmable, Clear Finish, Candelabra Base E12, 2-Pack (item no. 1076721) Product

Technical Analysis Report for Sunlite 81102 5W/60W Torpedo Tip LED Chandelier Filament Style, Warm White, Dimmable, Base E12 Candelabra Screw (Item Model No. 81102) Product

Claim Chart for Sunlite 81102 5W/60W Torpedo Tip LED Chandelier Filament Style, Warm White, Dimmable, Base E12 Candelabra Screw (Item Model No. 81102) Product

Technical Analysis Report for Luminance Nostalgia LED Lightbulb 3.5W ST19 Dimmable Medium Base Amber Glass (UPC 9819790542) Product

Claim Chart for Luminance Nostalgia LED Lightbulb 3.5W ST19 Dimmable Medium Base Amber Glass (UPC 9819790542) Product

Technical Analysis Report for NewHouse Lighting, S14 LED String Light, 2W, ASIN: B01N0P642Y Product

Claim Chart for NewHouse Lighting, S14 LED String Light, 2W, ASIN: B01N0P642Y Product

Technical Analysis Report for Satco Products Inc. S29876 7W, 60W A19 LED, Soft White, Dimmable, Medium Base, 6-Pack (Item Model No. S298876) Product

Claim Chart for Satco Products Inc. S29876 7W, 60W A19 LED, Soft White, Dimmable, Medium Base, 6-Pack (Item Model No. S298876) Product

Technical Analysis Report for Satco Products Inc. S11353 5A19/LED/930/CL/120V, 5 Watt, A19 LED, Clear, 3000K, Medium Base, 120 Volt, Item Model No. S11353, UPC: 045923113536 Product

Claim Chart for Satco Products Inc. S11353 5A19/LED/930/CL/120V, 5 Watt, A19 LED, Clear, 3000K, Medium Base, 120 Volt, Item Model No. S11353, UPC: 045923113536 Product

Technical Analysis Report for Satco Products Inc. S11361 14A21/LED/930/CL/120V, 14 Watt, A21 LED, Clear, 3000K, Medium Base, 120 Volt, Item Model No. S11361, UPC: 045923113611 Product

Claim Chart for Satco Products Inc. S11361 14A21/LED/930/CL/120V, 14 Watt, A21 LED, Clear, 3000K, Medium Base, 120 Volt, Item Model No. S11361, UPC: 045923113611 Product

Arik M., Petroski J., and Weaver S., Thermal challenges in the future generation solid state lighting applications: light emitting diodes, Eighth Intersociety Conference on Thermal and Thermomechanical Phenomena in Electronic Systems

Mehmet Arik, Charles Becker, Stanton Weaver, and James Petroski, Thermal Management of LEDs: Package to System, Proceedings of SPI ��� The International Society for Optical Engineering (Jan. 2004)

CONFIDENTIAL Declaration of Steven P. DenBaars, Ph.D. in Support of Patent Owner���s Response

HIGHLY CONFIDENTIAL Declaration of Sherylle M. Englander in Support of Patent Owner���s Response

REDACTED Declaration of Sherylle M. Englander in Support of Patent Owner���s Response

REDACTED Declaration of Steven P. DenBaars, Ph.D. in Support of Patent Owner���s Response

REDACTED Agenda for the SSLEC Industry Board Meeting

REDACTED Declaration of Professor E. Fred Schubert, Ph.D, M.S.

CONFIDENTIAL Satco Inventory Information

Patent Owner's Motion to Seal and For Entry of Protective Order

Denying Patent Owner Motion for Additional Discovery 37 C.F.R. § 42.51(b)(2)

ERRATUM

Petitioner's Opposition to Patent Owner's Motion for Additional Discovery

Ex. 1038 337-TA-1220 Markman Order

PATENT OWNER���S MOTION FOR ADDITIONAL DISCOVERY UNDER 37 C.F.R. �� 42.51(b)(2)

PATENT OWNER���S REQUEST FOR PRODUCTION

INITIAL DETERMINATION ON VIOLATION OF SECTION 337 AND RECOMMENDED DETERMINATION ON REMEDY AND BOND

COMPLAINANT���S PETITION FOR REVIEW OF INITIAL DETERMINATION ON VIOLATION OF SECTION 337

NOTICE OF COMMISSION DECISION TO EXTEND THE DUE DATE FOR DETERMINING WHETHER TO REVIEW A FINAL INITIAL DETERMINATION FINDING NO VIOLATION OF SECTION 337

NOTICE OF COMMISSION DECISION NOT TO REVIEW AN INITIAL DETERMINATION EXTENDING THE TARGET DATE; EXTENSION OF THE DUE DATE FOR DETERMINING WHETHER TO REVIEW A FINAL INITIAL DETERMINATION FINDING NO VIOLATION OF SECTION 337

Preliminary Exemplary Claim Chart

Email Chain Between Counsel for Petitioner and Patent Owner

Petitioner's Motion for Pro Hac Vice Admission of Stephen M. Ullmer Under 37 C.F.R. Sect. 42.10

Exhibit 1037 - Declaration of Stephen M. Ullmer in Support of Pro Hac Vice Admission

ORDER Granting Petitioners Motion for Additional Discovery 37 C.F.R. sec 42.51(b)(2)

PATENT OWNER���S NOTICE OF DEPOSITION OF DR. RUSSELL DUPUIS

NOTICE OF STIPULATION TO MODIFY DUE DATE 1

DECISION Denying Patent Owners Request on Rehearing of Decision Instituting Inter Partes Review 37 C.F.R. 42.71(d)

PATENT OWNER���S REQUEST FOR REHEARING UNDER 37 C.F.R. �� 42.71(d)

Patent Owner's Evidence Objections

Order: Granting Motion to Withdraw and Substitute Counsel - 37 CFR 42.10

Institution Decision: DECISION Granting Institution of Inter Partes Review 35 U.S.C. § 314

Other: SCHEDULING ORDER

ORDER Conduct of the Proceeding 37 C.F.R. 42.5

Patent Owner's Updated Power of Attorney

PATENT OWNER'S PRELIMINARY RESPONSE

2021-05-24 Complainant's Unopposed Motion to Terminate the Investigation as to Certain Asserted Claims

2021-06-09 Complainant's Unopposed Motion to Terminate the Investigation as to Certain Asserted Claims

2021-06-15 Order No. 37 - Initial Determination Terminating the Investigation as to Certain Patent Claims

2021-06-15 Order No. 39 - Construing Certain Claims

Lebby, Michael 043021 Full Size

2021-05-13 Satco's Notice of Withdrawal of Inequitable Conduct Defense

916 IPR Petition (REVISED)

Patent Owner's Updated Mandatory Notice

PATENT OWNER���S MOTION TO WITHDRAW AND SUBSTITUTE COUNSEL

PATENT OWNER���S MOTION TO WITHDRAW AND SUBSTITUTE COUNSEL

ORDER Update to Scheduling Order 37 C.F.R. sec 42.5

Declaration of Russell D. Dupuis, Ph.D.

Patent Owner's Mandatory Notice

Patent Owner's Power of Attorney

Notice of Accord Filing Date

Power of Attorney

US10593854

US10658557

US10644213

US2008/0149959-Nakamura959

US2008/0149949-Nakamura949

US20070139949-Tanda

JP2003-249692-Yamazaki

Schubert-2003

US6310364-Uemura

KR10-0626365-Han

US6666567-Feldman

Tadatomo-2004

US5998925-Shimizu

US8860051

JP2000-277808-Okamoto

JP2005-035864-Miyahara

JP2004-296999-Takahashi

JP2001-126515-Minato

Fujii-2004

Narukawa-2006

File History for US10593854

File History for US10658557

File History for US10644213-Part1

File History for US10644213-Part2

US10454010

File History for US10454010

File History for US60869447

File History for US60869454

File History for USPN10217916

ITC Staff Claim Construction Brief 337-TA-1220

Respondent's ITC Claim Construction Brief 337-TA-1220

Joint Claim Terms ITC 337-TA-1220

37 C.F.R. 1.57 (2005)

37 CFR 1.57 (2019)

Declaration of Dr. Hall-Ellis

Patentee's First Supplemental Rebuttal Contentions (Redacted) 37-TA-1220

IPR Petition '213 Patent

Declaration of Dr. Russell D. Dupuis