The detailed information for PTAB case with proceeding number IPR2021-00972 filed by Apple Inc. against AliveCor, Inc. on Jun 9, 2021. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
IPR2021-00972
Filing Date
Jun 9, 2021
Petitioner
Apple Inc.
Respondent
AliveCor, Inc.
Status
Final Written Decision
Respondent Application Number
16158112
Respondent Tech Center
3700
Respondent Patent Number
10638941
Institution Decision Date
Dec 8, 2021
Termination Date
Dec 6, 2022

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

Other: Fed Circuit mandate

Jul 2, 2025PAPERBOARD

Other: other court decision

Jul 2, 2025PAPERBOARD

Notice of Appeal

Feb 7, 2023PAPERPATENT OWNER

Final Written Decision

Dec 6, 2022PAPERBOARD

Other: Hearing transcript

Nov 3, 2022PAPERBOARD

Other: Hearing transcript

Nov 3, 2022PAPERBOARD

Patent Owner's Hearing Demonstrative

Sep 12, 2022EXHIBITPATENT OWNER

Petitioners Updated Exhibit List

Sep 12, 2022PAPERPETITIONER

Petitioners Demonstratives

Sep 12, 2022EXHIBITPETITIONER

Patent Owner's Objections to Petitioner's Hearing Demonstrative

Sep 12, 2022PAPERPATENT OWNER

Reply In Support of Motion to Exclude

Sep 7, 2022PAPERPATENT OWNER

Ex. 3002

Sep 2, 2022EXHIBITBOARD

Order: Setting Oral Argument 37 C.F.R. sec. 42.70

Sep 1, 2022PAPERBOARD

Petitioners Opposition to Patent Owners Motion to Exclude Petitioners Evidence

Aug 31, 2022PAPERPETITIONER

Corrected Patent Owner���s Sur-Reply

Aug 29, 2022PAPERPATENT OWNER

Patent Owner's Motion to Exclude

Aug 24, 2022PAPERPATENT OWNER

EXPUNGED

Aug 3, 2022PAPERPATENT OWNER

Petitioners Request for Oral Argument

Aug 3, 2022PAPERPETITIONER

Patent Owner's Request for Oral Argument

Aug 3, 2022PAPERPATENT OWNER

Patent Owner's Objections to Evidence

Jun 29, 2022PAPERPATENT OWNER

U.S. Patent No. 5,176,137_Erickson

Jun 22, 2022EXHIBITPETITIONER

U.S. Patent No. 7,598,878_Goldreich

Jun 22, 2022EXHIBITPETITIONER

U.S. Publication No.2005/0177051_Almen

Jun 22, 2022EXHIBITPETITIONER

U.S. Publication No. 2019/0376014_Efimov

Jun 22, 2022EXHIBITPETITIONER

WO 2005/110238_Goldreich

Jun 22, 2022EXHIBITPETITIONER

Yang_Hardware-Mappable Cellular Neural Networks

Jun 22, 2022EXHIBITPETITIONER

Atrial fibrillation_When the heart loses its rhythm

Jun 22, 2022EXHIBITPETITIONER

Holter heart monitor

Jun 22, 2022EXHIBITPETITIONER

Holter monitor_24h

Jun 22, 2022EXHIBITPETITIONER

June 3, 2022 Deposition Transcript of Dr. Igor Efimov

Jun 22, 2022EXHIBITPETITIONER

AliveCor ITC Post-Hearing Brief

Jun 22, 2022EXHIBITPETITIONER

January 31, 2022 ITC Deposition Transcript of Dr. Igor Efimov

Jun 22, 2022EXHIBITPETITIONER

Excerpts from Transcript of Conference_ March 31, 2022

Jun 22, 2022EXHIBITPETITIONER

Excerpts from Transcript of Conference_ April 1, 2022

Jun 22, 2022EXHIBITPETITIONER

Li and Clifford

Jun 22, 2022EXHIBITPETITIONER

Schlesinger_Deep learning for cardiovascular risk stratification

Jun 22, 2022EXHIBITPETITIONER

DAgostino_General cardiovascular risk profile

Jun 22, 2022EXHIBITPETITIONER

Antman_The TIMI risk score

Jun 22, 2022EXHIBITPETITIONER

Morrow_Application of the TIMI risk score

Jun 22, 2022EXHIBITPETITIONER

Pocock_Predicting survival in heart failure

Jun 22, 2022EXHIBITPETITIONER

Yu_A method for automatic identification

Jun 22, 2022EXHIBITPETITIONER

December 22, 2021 Collin Stultz ITC Invalidity Report

Jun 22, 2022EXHIBITPETITIONER

February 3, 2022 Deposition Transcript of Collin Stultz

Jun 22, 2022EXHIBITPETITIONER

RDX-0003 Stultz Demonstratives

Jun 22, 2022EXHIBITPETITIONER

Apple ITC Post-Hearing Brief

Jun 22, 2022EXHIBITPETITIONER

Bansal_Correlation clustering

Jun 22, 2022EXHIBITPETITIONER

Petitioners Reply to Patent Owners Response

Jun 22, 2022PAPERPETITIONER

Petitioners Notice of Deposition of Dr. Igor Efimov

May 12, 2022PAPERPETITIONER

Patent Owner's Response

Mar 30, 2022PAPERPATENT OWNER

Apple���s September 24, 2021 Notice of Prior Art, In the Matter of Certain Wearable Electronic Devices with ECG Functionality and Components Thereof, Inv. No. 337-TA-1266

Mar 30, 2022EXHIBITPATENT OWNER

Complaint for Patent Infringement, AliveCor, Inc. v. Apple, Inc., Case 6:20-cv-01112-ADA (W.D. Tex.) (Dec. 7, 2020)

Mar 30, 2022EXHIBITPATENT OWNER

Complaint, iRobot Corp. v. SharkNinja Operating LLC et al., Case 1:21-cv-10155-FDS (D. Del.) (Jan. 28, 2021)

Mar 30, 2022EXHIBITPATENT OWNER

Oct. 12, 2021 Email authorizing Petitioner���s Reply to Patent Owner Preliminary Response

Mar 30, 2022EXHIBITPATENT OWNER

Apple���s Sept. 22, 2021 Opening Claim Construction Brief, In the Matter of Certain Wearable Electronic Devices with ECG Functionality and Components Thereof, Inv. No. 337-TA-1266

Mar 30, 2022EXHIBITPATENT OWNER

Declaration of Dr. Igor Efimov In Support of Patent Owner���s Response

Mar 30, 2022EXHIBITPATENT OWNER

Transcript of March 24, 2022 Deposition of Dr. Bernard A. Chaitman

Mar 30, 2022EXHIBITPATENT OWNER

Transcript of February 3, 2022 Deposition of Dr. Collin Stultz

Mar 30, 2022EXHIBITPATENT OWNER

Heart Disease Facts

Mar 30, 2022EXHIBITPATENT OWNER

Changes in Heart Activity May Signal Epilepsy

Mar 30, 2022EXHIBITPATENT OWNER

Human photoplethysmogram: New insight into chaotic characteristics

Mar 30, 2022EXHIBITPATENT OWNER

Photoplethysmography based atrial fibrillation detection: a review

Mar 30, 2022EXHIBITPATENT OWNER

Optical mapping of repolarization and refractoriness from intact hearts

Mar 30, 2022EXHIBITPATENT OWNER

Pulse oximetry in the diagnosis of acute heart failure

Mar 30, 2022EXHIBITPATENT OWNER

High-performance medicine; the convergence of human and artificial intelligence

Mar 30, 2022EXHIBITPATENT OWNER

Mechanisms of Disease: Epilepsy

Mar 30, 2022EXHIBITPATENT OWNER

Epilepsies: diagnosis and management

Mar 30, 2022EXHIBITPATENT OWNER

Device-Detected Atrial Fibrillation

Mar 30, 2022EXHIBITPATENT OWNER

ORDER Granting Petitioners Motion for Pro Hac Vice Admission of Noah C. Graubart 37 C.F.R. sec 42.10

Mar 22, 2022PAPERBOARD

Petitioners Updated Mandatory Notices

Mar 14, 2022PAPERPETITIONER

Petitioners Power of Attorney

Mar 14, 2022PAPERPETITIONER

Patent Owner's Updated Power of Attorney

Mar 14, 2022PAPERPATENT OWNER

Patent Owner's Updated Mandatory Notices

Mar 14, 2022PAPERPATENT OWNER

Petitioners Unopposed Motion for Pro Hac Vice Admission of Noah C. Graubart

Mar 9, 2022PAPERPETITIONER

Declaration of Noah Graubart

Mar 9, 2022EXHIBITPETITIONER

Notice of Joint Stipulation to Modify Due Dates

Mar 7, 2022PAPERPATENT OWNER

Amended Notice of Deposition of Dr. Chaitman

Mar 7, 2022PAPERPATENT OWNER

DECISION Conditionally Granting Patent Owners Motions for Admission Pro Hac Vice of Sean S. Pak 37 C.F.R. sec 42.10

Mar 4, 2022PAPERBOARD

DECISION Conditionally Granting Petitioners Motions for Admission Pro Hac Vice of Michael Amon 37 C.F.R. 42.10

Mar 4, 2022PAPERBOARD

Notice of Deposition of Dr. Chaitman

Feb 24, 2022PAPERPATENT OWNER

Petitioners Unopposed Motion for Pro Hac Vice Admission of Michael Amon

Feb 22, 2022PAPERPETITIONER

Declaration of Michael Amon

Feb 22, 2022EXHIBITPETITIONER

Pak Motion to Appear Pro Hac Vice

Feb 21, 2022PAPERPATENT OWNER

Pak Declaration In Support of Motion to Appear Pro Hac Vice

Feb 21, 2022PAPERPATENT OWNER

Patent Owner's Updated Mandatory Notices

Feb 21, 2022PAPERPATENT OWNER

Institution Decision: Granting Institution of Inter Partes Review 35 U.S.C. sec. 314

Dec 8, 2021PAPERBOARD

Order: Scheduling Order

Dec 8, 2021PAPERBOARD

Petitioners Updated Exhibit List

Nov 22, 2021PAPERPETITIONER

Email communication dated November 17, 2021

Nov 22, 2021EXHIBITPETITIONER

Patent Owner's Sur-Reply to Preliminary Response

Nov 8, 2021PAPERPATENT OWNER

E-mail

Oct 28, 2021EXHIBITBOARD

Petitioners Reply to Patent Owners Preliminary Response

Oct 25, 2021PAPERPETITIONER

Apples Rebuttal Markman Brief of October 13, 2021

Oct 25, 2021EXHIBITPETITIONER

Patent Owner's Preliminary Response

Sep 16, 2021PAPERPATENT OWNER

Ex. 2001 - AliveCor POPR Expert Declaration - 972 Petition (941 Patent)

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2002 - Motion artifact reduction in PPG using independent component analysis

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2003 - Motion artifact reduction in PPG for reliable signal selection

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2004 - 2021-09-10 Apple Initial Invalidity Contentions

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2005 - 337-TA-1228 Automated Storage and Retrieval Order No. 6

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2006 - 2021.06.25 [745515-1645864] Order 6 Setting Procedural Schedule

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2007 - 2021.06.28 [745641-1646900] Apple Response to Amended Complaint

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2008 - 2021-08-18 Respondent List of Terms to Be Construed

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2009 - 2021.09.13 Joint Disclosure of Proposed Claim Constructions

Sep 16, 2021EXHIBITPATENT OWNER

Ex. 2010 - Issue Notification and NOA for US9839363

Sep 16, 2021EXHIBITPATENT OWNER

Patent Owner's Manual Notices Pursuant to 37 C.F.R. �� 42.8(b)

Jun 30, 2021PAPERPATENT OWNER

Patent Owner's Power of Attorney and Designation of Lead and Backup Counsel

Jun 30, 2021PAPERPATENT OWNER

Notice of Accord Filing Date

Jun 16, 2021PAPERBOARD

Petitioner's Power of Attorney

Jun 9, 2021PAPERPETITIONER

U.S. Pat. No. 10,638,941 to Albert et al.

Jun 9, 2021EXHIBITPETITIONER

Excerpts from the file history of USP 10,638,941

Jun 9, 2021EXHIBITPETITIONER

PCT Patent Publication WO2012/140559 - Shmueli

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent Publication 2014/0275840 - Osorio

Jun 9, 2021EXHIBITPETITIONER

Li Q, Clifford GD, Signal quality and data fusion for false alarm reduction in the intensive care unit

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent Publication 2008/0004904 - Tran

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent Publication 2014/0107493 - Yuen

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent Publication 2015/0119725 - Martin

Jun 9, 2021EXHIBITPETITIONER

Lee J, Reyes BA, McManus DD, Mathias O, Chon KH. Atrial fibrillation detection using a smart phone

Jun 9, 2021EXHIBITPETITIONER

Tsipouras MG, Fotiadis DI. Automatic arrhythmia detection based on time and time-frequency analysis of heart rate variability

Jun 9, 2021EXHIBITPETITIONER

Lu S, Zhao H, Ju K, Shin K, Lee M, Shelley K, Chon KH. Can photoplethysmography variability serve as an alternative approach to obtain heart rate variability information?

Jun 9, 2021EXHIBITPETITIONER

Selvaraj N, Jaryal A, Santhosh J, Deepak KK, Anand S. Assessment of heart rate variability derived from finger-tip photoplethysmography as compared to electrocardiography

Jun 9, 2021EXHIBITPETITIONER

Lu G, Yang F, Taylor JA, Stein JF. A comparison of photoplethysmography and ECG recording to analyse heart rate variability in healthy subjects

Jun 9, 2021EXHIBITPETITIONER

Suzuki T, Kameyama K, Tamura T. Development of the irregular pulse detection method in daily life using wearable photoplethysmographic sensor

Jun 9, 2021EXHIBITPETITIONER

Reed MJ, Robertson CE, Addison PS. Heart rate variability measurements and the prediction of ventricular arrhythmias

Jun 9, 2021EXHIBITPETITIONER

Schäfer A, Vagedes J. How accurate is pulse rate variability as an estimate of heart rate variability?

Jun 9, 2021EXHIBITPETITIONER

K. Douglas Wilkinson, The Clinical Use of the Sphygmomanometer

Jun 9, 2021EXHIBITPETITIONER

U.S. Pat. No. 6,095,984 - Amano

Jun 9, 2021EXHIBITPETITIONER

B.K. Bootsma et. al, Analysis of R-R intervals with atrial fibrillation at rest and during exercise

Jun 9, 2021EXHIBITPETITIONER

Frits L. Meijler and Fred H. M. Wittkampf, Role of the Atrioventricular Node in Atrial Fibrillation

Jun 9, 2021EXHIBITPETITIONER

Heart Diseases, Definition of Heart Diseases by Merriam-Webster

Jun 9, 2021EXHIBITPETITIONER

Acharya UR, Joseph KP, Kannathal N, Lim CM, Suri JS. Heart rate variability: a review

Jun 9, 2021EXHIBITPETITIONER

Saime Akdemir Akar, Sadık Kara, Fatma Latifoğlu, Vedat Bilgiç. Spectral analysis of photoplethysmographic signals

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent Publication No. 2012/0203491 - Sun

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent No. 9,808,206 - Zhao

Jun 9, 2021EXHIBITPETITIONER

Kleiger RE, Stein PK, Bigger JT Jr. Heart rate variability: measurement and clinical utility

Jun 9, 2021EXHIBITPETITIONER

Chen Z, Brown EN, Barbieri R. Characterizing nonlinear heartbeat dynamics within a point process framework

Jun 9, 2021EXHIBITPETITIONER

Karvonen, J., Vuorimaa, T. Heart Rate and Exercise Intensity During Sports Activities

Jun 9, 2021EXHIBITPETITIONER

Yu C, Liu Z, McKenna T, Reisner AT, Reifman J. A method for automatic identification of reliable heart rates calculated from ECG and PPG waveforms

Jun 9, 2021EXHIBITPETITIONER

Tavassoli, M, Ebadzadeh, Mohammad MM, Malek, H. Classification of cardiac arrhythmia with respect to ECG and HRV signal by genetic programming

Jun 9, 2021EXHIBITPETITIONER

Asl BM, Setarehdan SK, Mohebbi M. Support vector machine-based arrhythmia classification using reduced features of heart rate variability signal

Jun 9, 2021EXHIBITPETITIONER

Yaghouby F., Ayatollahi A. An Arrhythmia Classification Method Based on Selected Features of Heart Rate Variability Signal and Support Vector Machine-Based Classifier

Jun 9, 2021EXHIBITPETITIONER

Dallali, A., Kachouri, A., Samet, M. Integration of HRV, WT and neural networks for ECG arrhythmias classification

Jun 9, 2021EXHIBITPETITIONER

Sajda P. Machine learning for detection and diagnosis of disease

Jun 9, 2021EXHIBITPETITIONER

Aaron Smith. Smartphone Ownership - 2013 Update

Jun 9, 2021EXHIBITPETITIONER

C. Narayanaswami and M. T. Raghunath, Application design for a smart watch with a high resolution display

Jun 9, 2021EXHIBITPETITIONER

Thong, YK, Woolfson, M, Crowe, JA, Hayes-Gill, B, Challis, R. Dependence of inertial measurements of distance on accelerometer noise

Jun 9, 2021EXHIBITPETITIONER

AliveCor ITC Complaint filed on April 20, 2021 in Certain Wearable Electronic Devices With ECG Capability and Components Thereof

Jun 9, 2021EXHIBITPETITIONER

Marcovitch, Harvey. Black's Medical Dictionary

Jun 9, 2021EXHIBITPETITIONER

U.S. Patent No. 7,894,888 - Chan

Jun 9, 2021EXHIBITPETITIONER

Discordance, Definition of Discordance by Merriam-Webster Dictionary

Jun 9, 2021EXHIBITPETITIONER

Strath SJ, Swartz AM, Bassett DR Jr, et al. Evaluation of heart rate as a method for assessing moderate intensity physical activity

Jun 9, 2021EXHIBITPETITIONER

Order Staying Case Pending Institution of And/Or Final Determination in Parallel ITC Matter

Jun 9, 2021EXHIBITPETITIONER

Declaration of Bernard R. Chaitman

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/794,540

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/915,113

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/953,616

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/969,019

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/970,551

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 62/014516

Jun 9, 2021EXHIBITPETITIONER

Declaration of Mr. Jacob Munford

Jun 9, 2021EXHIBITPETITIONER

U.S. Provisional Application No. 61/895,995

Jun 9, 2021EXHIBITPETITIONER

AliveCor's District Court Complaint filed on May 25, 2021 in AliveCor, Inc. v. Apple Inc.

Jun 9, 2021EXHIBITPETITIONER

AliveCor v Apple ITC Complaint Exhibit 10 (941 Infringement Chart)

Jun 9, 2021EXHIBITPETITIONER

Letter from Michael Amon re Conditional Stipulation dated June 8, 2021

Jun 9, 2021EXHIBITPETITIONER

Petition for Inter Partes Review

Jun 9, 2021PAPERPETITIONER