The detailed information for PTAB case with proceeding number IPR2022-01029 filed by Bausch & Lomb Incorporated et al. against ZeaVision, LLC on May 17, 2022. This includes filing dates, application numbers, tech centers, patent numbers, and current case status.

Case Details

Proceeding Number
IPR2022-01029
Filing Date
May 17, 2022
Petitioner
Bausch & Lomb Incorporated et al.
Respondent
ZeaVision, LLC
Status
Terminated-Settled
Respondent Application Number
17249238
Respondent Tech Center
1600
Respondent Patent Number
11045431
Institution Decision Date
Nov 17, 2022
Termination Date
Aug 17, 2023

Proceeding Documents

The table below shows documents filed in the case, listing each document name, filing date, document type, and filing party. Tracking these filings indicates the activity of the parties involved in the case, and the types of documents filed can provide insights into the legal strategies being employed.


Document NameFiling DateCategoryFiling Party

Alert me when new update on this case

EXPUNGED

Aug 17, 2023PAPERBOARD

Termination Decision: TERMINATION Due to Settlement After Institution of Trial 35 U.S.C. § 317, 37 C.F.R. § 42.74

Aug 17, 2023PAPERBOARD

Joint Motion To Terminate Proceedings

Aug 15, 2023PAPERPETITIONER

Joint Request To Treat Settlement Agreement As Business Confidential Information And To Keep Separate

Aug 15, 2023PAPERPETITIONER

Confidential Settlement Agreement Filed Under Seal

Aug 15, 2023EXHIBITPETITIONER

Exhibit 3003

Jul 28, 2023EXHIBITBOARD

Petitioner's Supplemental Brief on Collateral Estoppel

Jul 26, 2023PAPERPETITIONER

ORDER Setting Oral Argument

Jul 20, 2023PAPERBOARD

Exhibit 3002

Jul 17, 2023EXHIBITBOARD

Petitioner's Request for Oral Argument

Jul 6, 2023PAPERPETITIONER

Patent Owner's Surreply

Jun 22, 2023PAPERPATENT OWNER

Bausch Reply to Patent Owner Response

May 11, 2023PAPERPETITIONER

133 Patent Application Data Sheet

May 11, 2023EXHIBITPETITIONER

Pending 955 Application Data Sheet

May 11, 2023EXHIBITPETITIONER

Pending 825 Application Data Sheet

May 11, 2023EXHIBITPETITIONER

133 Patent Filing Receipt

May 11, 2023EXHIBITPETITIONER

Pending 955 Filing Receipt

May 11, 2023EXHIBITPETITIONER

Pending 825 Filing Receipt

May 11, 2023EXHIBITPETITIONER

384 Patent

May 11, 2023EXHIBITPETITIONER

Deposition Transcript of Dr. C. Kathleen Dorey, October 4, 2022

May 11, 2023EXHIBITPETITIONER

Deposition Transcript of Dr. C. Kathleen Dorey, April 18, 2023

May 11, 2023EXHIBITPETITIONER

Dorey Exhibit 1 from Cross-Examination of Dr. C. Kathleen Dorey, April 18, 2023

May 11, 2023EXHIBITPETITIONER

Dorey Exhibit 2 from Cross-Examination of Dr. C. Kathleen Dorey, April 18, 2023

May 11, 2023EXHIBITPETITIONER

ORDER Granting Patent Owner’s Motion for Admission Pro Hac Vice of Paul J. Tahan 37 C.F.R. § 42.10

Apr 17, 2023PAPERBOARD

From: Simon, Anthony G. To: Trials Cc: [email protected]; [email protected]; Chou, Monica; [email protected]; IPTeam Subject: RE: IPR2022-01029 Date: Friday, April 14, 2023 4:30:36 PM

Apr 17, 2023EXHIBITBOARD

Order Granting Petitioner's Motion for Admission Pro Hac Vice of Steven C. Kline and Monica Chou

Apr 12, 2023PAPERBOARD

Bausch's Notice of Deposition of Dr. Gierhart

Apr 10, 2023PAPERPETITIONER

PHV Motion

Apr 5, 2023PAPERPATENT OWNER

Declaration of Paul J. Tahan in Support of Motion for Admission Pro Hac Vice

Apr 5, 2023EXHIBITPATENT OWNER

Patent Owner's Updated Exhibit List

Apr 5, 2023PAPERPATENT OWNER

PHV Motion for S. Kline

Apr 4, 2023PAPERPETITIONER

Declaration of S Kline

Apr 4, 2023EXHIBITPETITIONER

PHV Motion for M Chou

Apr 4, 2023PAPERPETITIONER

Declaration of M Chou

Apr 4, 2023EXHIBITPETITIONER

Petitioner's Updated Mandatory Notice

Apr 4, 2023PAPERPETITIONER

Petitioner's Updated Exhibit List

Apr 4, 2023PAPERPETITIONER

Bausch's Notice of Deposition of Dr. Dorey

Apr 4, 2023PAPERPETITIONER

Joint Notice of Stipulation to Change Due Dates

Apr 4, 2023PAPERPETITIONER

PATENT OWNER’S RESPONSE TO PETITION PURSUANT TO 37 C.F.R. § 42

Feb 9, 2023PAPERPATENT OWNER

Declaration of Dr. C. Kathleen Dorey, Ph. D.

Feb 9, 2023EXHIBITPATENT OWNER

Effect of Zeaxanthin and Antioxidant Supplementation on Vascular Endothelial Growth Factor (VEGF) Expression in Apolipoprotein-E Deficient Mice, Fernández-Robredo et al

Feb 9, 2023EXHIBITPATENT OWNER

Declaration of Dr. Dennis Gierhart

Feb 9, 2023EXHIBITPATENT OWNER

Deposition of Dennis Gierhart, Ph.D., dated October 18, 2022, from Case No. IPR2022-00089

Feb 9, 2023EXHIBITPATENT OWNER

Institute of Medicine (US) Panel on Dietary Antioxidants and Related Compounds (2000) Vitamin E In Dietary Reference Intakes for Vitamin C, Vitamin E, Selenium, and Carotenoids. National Academies Press (US); Washington DC

Feb 9, 2023EXHIBITPATENT OWNER

Office of Dietary Supplements, Vitamin E. Fact sheet for health professionals, National Institutes of Health, https://ods.od.nih.gov/factsheets/VitaminE-HealthProfessional/, March 26, 2021,Accessed 1/22/2023

Feb 9, 2023EXHIBITPATENT OWNER

Jiang Q, Christen S, Shigenaga MK, Ames BN (2001) gamma-tocopherol, the major form of vitamin E in the US diet, deserves more attention. Am J Clin Nutr 74, 714-722

Feb 9, 2023EXHIBITPATENT OWNER

Di Mambro VM, Azzolini AE, Valim YM, Fonseca MJ (2003) Comparison of antioxidant activities of tocopherols alone and in pharmaceutical formulations. Int J Pharm 262, 93-99

Feb 9, 2023EXHIBITPATENT OWNER

Forman HJ, Zhang H (2021) Targeting oxidative stress in disease: promise and limitations of antioxidant therapy. Nat Rev Drug Discov 20, 689-709

Feb 9, 2023EXHIBITPATENT OWNER

Sharifi-Rad M, Anil Kumar NV, Zucca P, Varoni EM, Dini L, Panzarini E, Rajkovic J, et al. (2020) Lifestyle, oxidative stress, and antioxidants: Back and forth in the pathophysiology of chronic diseases Front Physiol 11, 694

Feb 9, 2023EXHIBITPATENT OWNER

Crabtree DV, Adler AJ, Snodderly DM (1996) Radial distribution of tocopherols in rhesus monkey retina and retinal pigment epithelium-choroid. Invest Ophthalmol Vis Sci 37, 61-76

Feb 9, 2023EXHIBITPATENT OWNER

Yeum KJ, Taylor A, Tang G, Russell RM (1995) Measurement of carotenoids, retinoids, and tocopherols in human lenses. Invest Ophthalmol Vis Sci 36, 2756-2761

Feb 9, 2023EXHIBITPATENT OWNER

Bieri JG, Evarts RP (1974) Gamma tocopherol: metabolism, biological activity and significance in human vitamin E nutrition. Am J Clin Nutr 27, 980-986

Feb 9, 2023EXHIBITPATENT OWNER

Giovannucci E (2000) Gamma-tocopherol: a new player in prostate cancer prevention? J Natl Cancer Inst 92, 1966-1967

Feb 9, 2023EXHIBITPATENT OWNER

Helzlsouer KJ, Huang HY, Alberg AJ, Hoffman S, Burke A, Norkus EP, Morris JS, Comstock GW (2000) Association between alpha-tocopherol, gamma-tocopherol, selenium, and subsequent prostate cancer. J Natl Cancer Inst 92, 2018-2023

Feb 9, 2023EXHIBITPATENT OWNER

Age-Related Eye Disease Study Research G (2001) A randomized, placebo-controlled, clinical trial of high-dose supplementation with vitamins C and E and beta carotene for age-related cataract and vision loss: AREDS report no. 9. Arch Ophthalmol 119, 1439-1452

Feb 9, 2023EXHIBITPATENT OWNER

Rozanowska M, Edge R, Land EJ, Navaratnam S, Sarna T, Truscott TG (2019) Scavenging of retinoid cation radicals by urate, Trolox, and alpha-, beta-, gamma-, and delta-tocopherols. Int J Mol Sci 20

Feb 9, 2023EXHIBITPATENT OWNER

Thomson LR, Toyoda Y, Delori FC, Garnett KM, Wong ZY, Nichols CR, Cheng KM, Craft NE, Dorey CK (2002) Long term dietary supplementation with zeaxanthin reduces photoreceptor death in light-damaged Japanese quail. Exp Eye Res 75, 529-542

Feb 9, 2023EXHIBITPATENT OWNER

Thomson LR, Toyoda Y, Delori FC, Garnett KM, Wong ZY, Nichols CR, Cheng KM, Craft NE, Dorey CK (2002) Long term dietary supplementation with zeaxanthin reduces photoreceptor death in light-damaged Japanese quail. Exp Eye Res 75, 529-542

Feb 9, 2023EXHIBITPATENT OWNER

Trevithick-Sutton CC, Foote CS, Collins M, Trevithick JR (2006) The retinal carotenoids zeaxanthin and lutein scavenge superoxide and hydroxyl radicals: a chemiluminescence and ESR study. Mol Vis 12, 1127-1135

Feb 9, 2023EXHIBITPATENT OWNER

Aonuma H, Koide K, Masuda K, Watanabe I (1997) Retinal light damage: protective effect of alpha-tocopherol. Jpn J Ophthalmol 41, 160-167

Feb 9, 2023EXHIBITPATENT OWNER

Christen S, Woodall AA, Shigenaga MK, Southwell-Keely PT, Duncan MW, Ames BN (1997) gamma-tocopherol traps mutagenic electrophiles such as NO(X) and complements alpha-tocopherol: physiological implications. Proc Natl Acad Sci U S A 94, 3217-3222

Feb 9, 2023EXHIBITPATENT OWNER

Liu M, Wallin R, Wallmon A, Saldeen T (2002) Mixed tocopherols have a stronger inhibitory effect on lipid peroxidation than alpha-tocopherol alone. J Cardiovasc Pharmacol 39, 714-721

Feb 9, 2023EXHIBITPATENT OWNER

Huang HY, Appel LJ (2003) Supplementation of diets with alpha-tocopherol reduces serum concentrations of gamma- and delta-tocopherol in humans. J Nutr 133, 3137-3140

Feb 9, 2023EXHIBITPATENT OWNER

Handelman GJ, Machlin LJ, Fitch K, Weiter JJ, Dratz EA (1985) Oral alpha-tocopherol supplements decrease plasma gamma-tocopherol levels in humans. J Nutr 115, 807-813

Feb 9, 2023EXHIBITPATENT OWNER

Morton LW, Ward NC, Croft KD, Puddey IB (2002) Evidence for the nitration of gamma-tocopherol in vivo: 5-nitro-gamma-tocopherol is elevated in the plasma of subjects with coronary heart disease. Biochem J 364, 625-628

Feb 9, 2023EXHIBITPATENT OWNER

Bone RA, Landrum JT, Friedes LM, Gomez CM, Kilburn MD, Menendez E, Vidal I, Wang W (1997) Distribution of lutein and zeaxanthin stereoisomers in the human retina. Exp Eye Res 64, 211-218

Feb 9, 2023EXHIBITPATENT OWNER

Shyam R, Gorusupudi A, Nelson K, Horvath MP, Bernstein PS (2017) RPE65 has an additional function as the lutein to meso-zeaxanthin isomerase in the vertebrate eye. Proc Natl Acad Sci U S A 114, 10882-10887

Feb 9, 2023EXHIBITPATENT OWNER

Arunkumar R, Gorusupudi A, Bernstein PS (2020) The macular carotenoids: A biochemical overview. Biochim Biophys Acta Mol Cell Biol Lipids 1865, 158617

Feb 9, 2023EXHIBITPATENT OWNER

Bone RA, Landrum JT, Hime GW, Cains A, Zamor J (1993) Stereochemistry of the human macular carotenoids. Invest Ophthalmol Vis Sci 34, 2033-2040

Feb 9, 2023EXHIBITPATENT OWNER

Mares J (2016) Lutein and Zeaxanthin Isomers in Eye Health and Disease. Annu Rev Nutr 36, 571-602

Feb 9, 2023EXHIBITPATENT OWNER

Rasmussen HM, Muzhingi T, Eggert EMR, Johnson EJ (2012) Lutein, zeaxanthin, meso-zeaxanthin content in egg yolk and their absence in fish and seafood. J Food Composition Analysis 27, 139-144

Feb 9, 2023EXHIBITPATENT OWNER

Nolan JM, Beatty S, Meagher KA, Howard AN, Kelly D, Thurnham DI (2014) Verification of Meso-Zeaxanthin in Fish. J Food Process Technol 5, 335

Feb 9, 2023EXHIBITPATENT OWNER

Everts S (2013) Mirror molecules. Sci Am 308, 78-81

Feb 9, 2023EXHIBITPATENT OWNER

Avetisov V, Goldanskii V (1996) Mirror symmetry breaking at the molecular level. Proc Natl Acad Sci U S A 93, 11435-11442

Feb 9, 2023EXHIBITPATENT OWNER

Institution Decision: DECISION Granting Institution of Inter Partes Review 35 U.S.C. § 314

Nov 17, 2022PAPERBOARD

Order: SCHEDULING ORDER

Nov 17, 2022PAPERBOARD

Patent Owner's Mandatory Notice

Jun 3, 2022PAPERPATENT OWNER

Patent Owner's Power of Attorney

Jun 3, 2022PAPERPATENT OWNER

Notice: NOTICE OF FILING DATE ACCORDED TO PETITION AND TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE

May 24, 2022PAPERBOARD

Bausch's Power of Attorney

May 17, 2022PAPERPETITIONER

U.S. Patent No. 11,045,431

May 17, 2022EXHIBITPETITIONER

File History for U.S. Patent No. 11,045,431

May 17, 2022EXHIBITPETITIONER

File History for Provisional Application No. 60/435,522

May 17, 2022EXHIBITPETITIONER

Transaction History for Provisional Application No. 60/435,522

May 17, 2022EXHIBITPETITIONER

Status of Provisional Application No. 60/435,522

May 17, 2022EXHIBITPETITIONER

Excerpt of File History for U.S. Patent No. 9,192,586

May 17, 2022EXHIBITPETITIONER

FAO, Tocopherol Concentrate, Mixed, U.N. (1986)

May 17, 2022EXHIBITPETITIONER

WO 2001/019383 (Lang)

May 17, 2022EXHIBITPETITIONER

U.S. Patent No. 6,582,721

May 17, 2022EXHIBITPETITIONER

WO 2003/063848 (Barker)

May 17, 2022EXHIBITPETITIONER

U.S. Patent No. 5,747,544 (Garnett)

May 17, 2022EXHIBITPETITIONER

WO 2002/047493

May 17, 2022EXHIBITPETITIONER

Nicholas A. Phelps Brown et al., Nutrition supplements and the eye, 12 EYE 127 (1998) (Brown)

May 17, 2022EXHIBITPETITIONER

D. Max Snodderly, Evidence for protection against age-related macular degeneration by carotenoids and antioxidant vitamins, 62(suppl) AM. J. CLIN. NUTR. 1448S (1995)

May 17, 2022EXHIBITPETITIONER

Takashi Maoka et al., The First Isolation of Enantiomeric and Meso-Zeaxanthin in Nature, 83B COMP. BIOCHEM. PHYSIOL. 121 (1986)

May 17, 2022EXHIBITPETITIONER

Jeff C. Evans et al., Optimal Tocopherol Concentrations to Inhibit Soybean Oil Oxidation, 79 J. OF THE AM. OIL CHEMISTS��� SOC���Y 47 (2002)

May 17, 2022EXHIBITPETITIONER

Michael McGuffin & Anthony L. Young, Premarket Notifications of New Dietary Ingredients���A Ten-Year Review, 59 FOOD & DRUG L.J. 229 (2004)

May 17, 2022EXHIBITPETITIONER

Hall Affidavit, with Authenticated U.S. FDA 95S-0316 75-Day Premarket Notification for New Dietary Ingredient for Zeaxanthin (Report 96) and Web Access Links Attached

May 17, 2022EXHIBITPETITIONER

Excerpt (Exh. B) of Exh. 1019 - Authenticated U.S. FDA 95S-0316 75-Day Premarket Notification for New Drug Ingredient for Zeaxanthin (Report 96)

May 17, 2022EXHIBITPETITIONER

Joachim Paust, Technical Syntheses, in 2 CAROTENOIDS 259 (George Britton et al. eds., 1996)

May 17, 2022EXHIBITPETITIONER

THE MERCK INDEX: AN ENCYCLOPEDIA OF CHEMICALS, DRUGS, AND BIOLOGICALS (Maryadele J. O'Neil et al. eds., 13th ed. 2001) (Excerpt)

May 17, 2022EXHIBITPETITIONER

FAO, Zeaxanthin: Chemical and Technical Assessment (CTA), U.N. (2004)

May 17, 2022EXHIBITPETITIONER

Declaration of Elizabeth J. Johnson, Ph.D. with CV

May 17, 2022EXHIBITPETITIONER

Third Amended Complaint (D.I. 192), ZeaVision, LLC v. Roche Vitamins, Inc., C.A. No. 4:03-CV-00212-DJS (E.D. Mo. Mar. 23, 2004)

May 17, 2022EXHIBITPETITIONER

Roche Vitamins launched Zeaxanthin as an ingredient to support eye health, NAT. PRODUCTS INSIDER, Aug. 20, 2001

May 17, 2022EXHIBITPETITIONER

Anita M. Van der Hagen, et al., Free Radicals and Antioxidant Supplementation: A Review of Their Roles in Age-Related Macular Degeneration, 64 J. AM. OPTOMETRIC ASS'N 871 (1993)

May 17, 2022EXHIBITPETITIONER

Johanna M. Seddon, et al., Dietary Carotenoids, Vitamins A, C, and E, and Advanced Age-Related Macular Degeneration, 272 J. OF AM. MED. ASS'N 1413 (1994)

May 17, 2022EXHIBITPETITIONER

Norman I. Krinsky, et al., Biologic Mechanisms of the Protective Role of Lutein and Zeaxanthin in the Eye, 23 ANN. REV. NUTR. 171 (2003)

May 17, 2022EXHIBITPETITIONER

Thomas G. Guilliams, ed., Free Radicals, Antioxidants and Eye Diseases, 2 THE STANDARD (1999)

May 17, 2022EXHIBITPETITIONER

WEBSTER'S NINTH NEW COLLEGIATE DICTIONARY (9th ed. 1991) (Excerpt)

May 17, 2022EXHIBITPETITIONER

AREDS Report No. 8, 119 ARCH OPHTHALMOLOGY 1417 (2001)

May 17, 2022EXHIBITPETITIONER

AREDS Report No. 9, 119 ARCH OPHTHALMOLOGY 1439 (2001)

May 17, 2022EXHIBITPETITIONER

Elizabeth J. Johnson, et al., Nutritional Manipulation of Primate Retinas, III: Effects of Lutein or Zeaxanthin Supplementation on Adipose Tissue and Retina of Xanthophyll-Free Monkeys, 46 INVESTIGATIVE OPHTHALMOLOGY & VISUAL SCI. 692 (2005)

May 17, 2022EXHIBITPETITIONER

ZeaVision, LLC v. Bausch & Lomb Inc., No. 4:21-cv-00739 (E.D. Mo.), D.I. 7 (First Amended Complaint)

May 17, 2022EXHIBITPETITIONER

Maggie B. Covington, Omega-3 Fatty Acids, 70 AMERICAN FAMILY PHYSICIAN 133 (2004)

May 17, 2022EXHIBITPETITIONER

Hadi Moini, et al., Antioxidant and Prooxidant Activities of ��-Lipoic Acid and Dihydrolipoic Acid, 182 TOXICOLOGY AND APPLIED PHARMACOLOGY 84 (2002)

May 17, 2022EXHIBITPETITIONER

Fish Oil Monograph, 5 ALTERNATIVE MED. REVIEW 576 (2000)

May 17, 2022EXHIBITPETITIONER

REMINGTON���S PHARMACEUTICAL SCIENCES (Alfonso R. Gennaro ed., 18th ed.) (1990) (excerpt)

May 17, 2022EXHIBITPETITIONER

Petition for Inter Partes Review of U.S. Patent No. 11,045,431

May 17, 2022PAPERPETITIONER