Apple Inc. vs Masimo Corporation

Patent Owner's Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit

Patent Owner's Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit

Exhibit 3008

Exhibit 3007

Other: Hearing transcript (PUBLIC VERSION)

Final Written Decision_Public Version

Final Written Decision: original

Order: Granting Patent Owner's Motion to Seal - Granting Petitioner's Unopposed Motion to Seal - 37 CFR 42.5, 42.14, 42.54

Other: Hearing transcript

CORRECTED Patent Owner Masimo Corporation's Demonstratives for Oral Hearing

Patent Owner Masimo Corporation's Demonstratives for Oral Hearing

Petitioners Updated Exhibit List

Confidential_Petitioners Demonstratives

Redacted_Petitioners Demonstratives

Patent Owner Updated Exhibit List

Patent Owner Masimo Corporation's Demonstratives for Oral Hearing

Petitioner’s Observations Regarding Cross-Examination Testimony of Dr. William King

Transcript of Second Deposition of William P. King, Ph.D.

Patent Owner Sur-Reply

Patent Owner Updated Exhibit List

Second Declaration of William P. King, Ph.D.

October 13, 2023 Transcript of Deposition of Brian Anthony, Ph.D.

Notice of Deposition of Dr. William P. King

Patent Owner Updated Exhibit List

September 27, 2023 Transcript of Telephonic Hearing

Conduct of the Proceedings and Trial Hearing 37 C.F.R. §§ 42.5 & 42.70

Notice of Deposition of Dr. Brian W. Anthony

EXPUNGED

Exhibit 3006

Ex. 3005

Order: ORDER Conduct of the Proceedings

Ex. 3004

Petitioners Request for Oral Argument

Patent Owner Updated Exhibit List

Transcript of September 14, 2023 Telephonic Hearing Before the Panel

Patent Owner Request for Oral Argument

Patent Owner's Objections to Evidence Served on August 31, 2023

Petitioners Unopposed Motion to Seal

Public_Petitioners Reply

Confidential_Petitioners Reply

U.S. 2005/0279949_Oldham

Muthu_Red, Green, and Blue LEDs

U.S. 2003/0230765_Dry

U.S. 20100259182_Man

U.S. 7,055,986_Littleton

Public_Declaration of Dr. Brian Anthony

Confidential_Declaration of Dr. Brian Anthony

Confidential_Transcript of Diab Deposition

Transcript of King Deposition

American Heritage Dictionary_Bulk

New Oxford American Dictionary_Bulk

Masimo Patent Information Webpage

U.S. 8,355,766_MacNeish

Notice of Deposition of Dr. William P. King

Notice of Deposition of Mohamed Diab

Panel Change Order

Notice of Stipulation to Modify Due Dates 2, 3, 5 & 6

Petitioners Objections to Evidence

Patent Owner Motion to Seal

Declaration of Mohamed Diab (Confidential)

December 15, 2005 Rainbow Sensor Simulations (Confidential)

“Signal Extraction & Rainbow Technology,” Masimo, 2005 (Confidential)

October 22, 2004 Masimo Rainbow Sensor Drawing (early rainbow®) (Confidential)

Masimo Rainbow Sensor Drawing (early rainbow®) (Confidential)

December 16, 2016 Kyocera Substrate Drawing (Confidential)

November 8, 2018 Rainbow Flex Circuit Drawing (Confidential)

February 9, 2006 Rainbow Flex Circuit Drawing (Confidential)

2007 Masimo MX-3 Board System Design (Confidential)

2007 Masimo MX-3 Board Product Design Requirements, Revision A (Confidential)

2010 Masimo MX-3 Board Product Design Requirements, Revision B (Confidential)

2015 Masimo MX-3 Board Product Design Requirements, Revision F (Confidential)

Masimo Rainbow Sensor Substrate, Exploded View (Confidential)

“Material Qualification Henkel 84-1LMISR4 Die Attach Adhesive,” Masimo (Confidential)

PVIC ACE34560 Electrically Conductive Oven Cure Die Attach Adhesive Technical Data Sheet, Protavic Korea Co., Ltd. (Confidential)

April 22, 2021 Masimo Rainbow Sensor Photographs (current rainbow ®) (Confidential)

March 30, 2009 Masimo Rainbow Sensor Solder Drawing (Confidential)

Masimo Rainbow Sensor Photograph (early rainbow ®) (Confidential)

December 5, 2008 Masimo Rainbow Sensor Substrate Drawing (current rainbow®) (Confidential)

Characterization Station Results (Confidential)

Masimo Rainbow Sensor Finger Assembly Photograph, Top Side (current rainbow®)

Masimo Rainbow Sensor Finger Assembly Photograph, Bottom Side (current rainbow®)

Masimo Rainbow Research File, 2003 (Confidential)

Masimo Rainbow Sensor Thermal Mass Drawing (current rainbow®) (Confidential)

January 30, 2006 Masimo Rainbow Products System Design (Confidential)

Excerpt of Masimo source code (Confidential)

Simulation output for early rainbow® sensor – transient temperature

Simulation output for early rainbow® sensor – steady-state temperature-distribution map – cross-section

Simulation output for early rainbow® sensor – steady-state temperature-distribution map – top surface

Simulation output for early rainbow® sensor – transient temperature

Simulation output for early rainbow® sensor – steady-state temperature-distribution map – cross-section

Simulation output for early rainbow® sensor – steady-state temperature-distribution map – top surface

Declaration of William P. King, Ph.D. (Confidential)

Declaration of William P. King, Ph.D. (Redacted)

Curriculum Vitae of William P. King, Ph.D.

’127 Patent Claim Coverage Chart – Current Rainbow® Sensors (Confidential)

’127 Patent Claim Coverage Chart – Early Rainbow® Sensors (Confidential)

Excerpts from Heat Transfer, 2nd ed., A.F. Mills; Prentice Hall, 1999

Excerpts from Fundamentals of Heat and Mass Transfer, 3rd ed., F.P. Incropera & D.P. DeWitt; John Wiley & Sons, 1990

Excerpts from Design and Analysis of Heat Sinks, A.D. Kraus & A.B. Cohen; John Wiley & Sons, 1995

May 5, 2023 Transcript of Deposition of Brian Anthony, Ph.D.

Excerpt from February 18, 2022 Transcript of ITC Deposition of Yassir Abdul-Hafiz

Declaration of Micah Young (Confidential)

Declaration of Micah Young (Redacted)

Masimo Rainbow Sensor Revenue Excel Spreadsheet (Confidential)

Declaration of Mohamed Diab (Redacted)

Patent Owner Response

Patent Owner's Updated Exhibit List

Petitioners Updated Mandatory Notice

Notice of Stipulation to Modify Due Dates 1-3

Amended Notice of Deposition of Dr. Brian Anthony

Notice of Deposition of Dr. Brian Anthony

Notice of Stipulation to Modify Due Dates 1-3

Ex. 3003

ORDER Granting Patent Owner’s Renewed Motion for Entry of a Modified Protective Order and Motion to Withdraw and Expunge Confidential Information 37 C.F.R. 42.5, 42.14, 42.54

Notice of Filing Revised Protective Order

Patent Owner's Updated Exhibit List

Protective Order

ORDER Provisionally Granting Patent Owners Renewed Motion to Seal and For Entry of a Modified Protective Order 37 C.F.R. secs 42.5, 42.14, 42.54

Patent Owner's Objections to Evidence

Joint Agreement Regarding Sealed Exhibits

Patent Owner's Updated Exhibit List

Final Initial Determination on Violation of Section 337 - Part 1

Final Initial Determination on Violation of Section 337 - Part 2

Final Initial Determination on Violation of Section 337 -Part 3

Exhibit 3002

ERRATUM

Institution Decision: Grant

Order: Scheduling Order

Patent Owner Reply in Support of Renewed Motion to Seal and for Entry of a Protective Order

Petitioners Updated Exhibit List

Apple's Corrected Pre-Hearing Brief

Apple's Corrected Reply Post-Hearing Brief

Masimo's Pre- Hearing Brief

Masimo's Reply Post-Hearing Brief

Apple's Opening Markman Brief

Masimo's Opening Claim Construction Brief

Masimo's Rebuttal Claim Construction Brief

Updated Joint Proposed Claim Construction Chart

Apple's Rebuttal Markman Brief

Updated Mandatory Notice Information

Petitioners Updated Mandatory Notice

Petitioners Opposition to Renewed Motion to Seal

Email Motion to Seal

Patent Owner's Renewed Motion to Seal and For Entry of a Protective Order

Patent Owner's Updated Exhibit List

Proposed Protective Order

Proposed Protective Order (redlined version)

Masimo Corporation, et al. v. Apple Inc., June 30, 2020 Protective Order, Case No. 8:20-cv-00048-JVS (JDEx) (C.D. Cal.)

Order on Motion to Amend Protective Order, ITC Inv. No. 337- TA-371

Masimo Corp. et al. v. Apple Inc., Complainants’ Objection to Respondent’s Proposed Expert Brian Anthony, Ph.D. and Motion for Protective Order to Preclude Access by Brian Anthony to Complainants’ Confidential Business Information [Public Version], ITC Inv. No. 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Respondent Apple Inc.’s Opposition to Complainants’ Motion for Protective Order to Preclude Access by Brian Anthony to Complainants’ Confidential Business Information [Public Version], ITC Inv. No. 337-TA- 1276

Masimo Corp. et al. v. Apple Inc., January 18, 2022 Letter from Frazier to Hon. Lisa R. Barton, Secretary, U.S. International Trade Commission, regarding enclosed Agreement to be Bound by Protective Order signed by Brian Anthony, ITC Inv. No. 337- TA-1276

Exhibit 3001

ORDER Granting Patent Owners Unopposed Motion for Pro Hac Vice Admission of Jeremiah S. Helm, Ph.D. 37 C.F.R. sec 42.10

Order: Denying Without Prejudice Patent Owners Motion to Seal and for Entry of a Modified Protective Order

Patent Owner Motion to Seal And for Entry of a Protective Order

EXPUNGED

EXPUNGED

[REDACTED] Declaration of Mohamed Diab

EXPUNGED

EXPUNGED

“Rad-57 Signal Extraction Pulse CO-Oximeter Operator’s Manual,” Masimo, 2018

EXPUNGED

EXPUNGED

Masimo Corp. et al. v. Apple Inc., June 6-10, 2022 Public Hearing Transcript, ITC Inv. No 337-TA-1276

EXPUNGED

EXPUNGED

Masimo Corp. et al. v. Apple Inc., Masimo’s June 27, 2022 Public Initial Post-Hearing Brief, ITC Inv. No 337-TA-1276

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

September 22, 2019 Masimo “Awards” Webpage

“Masimo Honored with FDNY ‘Flag of Heroes’,” EMS1, 2008

Photograph of “Flag of Heroes”

Photograph of Masimo CEO Joe Kiani with “Flag of Heroes”

U.S. Patent No. 5,758,644

EXPUNGED

EXPUNGED

Masimo Rainbow Sensor Finger Assembly Photograph, Top Side (current rainbow®)

Masimo Rainbow Sensor Finger Assembly Photograph, Bottom Side (current rainbow®)

EXPUNGED

EXPUNGED

EXPUNGED

EXPUNGED

[REDACTED] Declaration of Jack Goldberg (Confidential)

Curriculum Vitae of Jack Goldberg

Design of Pulse Oximeters, J.G. Webster; Institution of Physics Publishing, 1997 - Part 1

Design of Pulse Oximeters, J.G. Webster; Institution of Physics Publishing, 1997 - Part 2

Design of Pulse Oximeters, J.G. Webster; Institution of Physics Publishing, 1997 - Part 3

Design of Pulse Oximeters, J.G. Webster; Institution of Physics Publishing, 1997 - Part 4

Design of Pulse Oximeters, J.G. Webster; Institution of Physics Publishing, 1997 - Part 5

Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007 - Part 1

Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007 - Part 2

Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007 - Part 3

Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007 - Part 4

Field Guide to Illumination, A. Arecchi et al., SPIE Press, 2007 - Part 5

Fairchild Semiconductor Datasheet, 2001

OSRAM BioMon Sensor Datasheet, 2016

EXPUNGED

EXPUNGED

“Fine Ceramics for Electronics,” Kyocera, 2021

“Thermal Properties of Metals, Conductivity, Thermal Expansion, Specific Heat,” Engineers Edge, available at https://www.engineersedge.com/properties_of_metals.htm

“Thermal Properties of Non-Metals,” Engineers Edge, available at https://www.engineersedge.com/heat_transfer/thermal_ properties_of_nonmetals_13967.htm

“Metals – Specific Heats,” The Engineering ToolBox, available at https://www.engineeringtoolbox.com/specific-heat-metals-d_152.html

“Heat Capacities for Some Select Substances,” University of Texas, available at https://gchem.cm.utexas.edu/data/ section2.php?target=heat-capacities.php

“FR-4,” Wikipedia, available at https://en.wikipedia.org/wiki/ FR-4

“Talk:FR-4,” Wikipedia, available at https://en.wikipedia.org/wiki/Talk:FR-4

“Thermal Conductivity of Solders,” Electronics Cooling, available at https://www.electronics-cooling.com/2006/08/thermal-conductivity-of-solders/

PCT Pub. No. WO 03/068060 (“Huiki”)

EXPUNGED

[REDACTED] Declaration of Micah Young

[Redacted] Patent Owner Preliminary Response

EXPUNGED

Masimo Corp. et al. v. Apple Inc., August 18, 2021 Protective Order, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., January 10, 2022 Order Granting Joint Motion to Amend Protective Order to Add Provisions Regarding Production and Review of Source Code, ITC Inv. No 337-TA-1276

November 3, 2022 Email from Dan Smith to Ted Cannon, et al. Re: Motions to Seal and Protective Order - IPR2022-01299/-01300

Patent Owner Response to Petitioner Ranking of Petitions

Unopposed Motion for Jeremiah S. Helm to Appear Pro Hac Vice

Declaration of Jeremiah S. Helm in Support of Motion to Appear Pro Hac Vice

Patent Owner Supplemental Power of Attorney adding Jeremiah S. Helms

Patent Owner Submission of Mandatory Notice Information Pursuant to 37 C.F.R. Section 42.8(a)

NOTICE OF FILING DATE ACCORDED TO PETITION AND TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE

Power of Attorney

U.S. Patent No. 7,761,127

U.S. Patent No. 7,761,127_File History

Certified English Translation of JP 2004-337605_Yamada

U.S. Patent No. 4,591,659_Leibowitz

U.S. Patent No. 5,259,381_Cheung

U.S. Patent No. 5,334,916_Noguchi

Japanese Patent Publication No. JP 2004-337605 A

Post-Hearing Brief_337-TA-1276

Interim Guidance

Scarlett_The Multilayer Printed Circuit Board Handbook

U.S. Patent No. 3,514,538_Chadwick

Petition for Inter Partes Review of U.S. 7,761,127

Notice Ranking Petitions

Expert Declaration of Brian Anthony, Ph.D.