Apple Inc. vs Masimo Corporation

PETITIONER’S REPLY TO PATENT OWNER’S RESPONSE (Redacted)

FINAL WRITTEN DECISION (Redacted)

Ex. 2085 (Redacted)

Ex. 3005

Patent Owner's Updated Mandatory Notice Information

Patent Owner's Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit

Patent Owner's Notice of Appeal to the U.S. Court of Appeals for the Federal Circuit

Exhibit 3004

Final Written Decision_Public Version

Final Written Decision: original

Hearing Transcript

ORDER Conduct of the Proceeding 37 C.F.R. §§ 42.5, 42.15, and 42.54

Other: Hearing transcript

Order: ORDER Granting Patent Owner’s Motions to Seal 37 C.F.R. §§ 42.14 and 42.54

[Confidential] Patent Owner Masimo's Trial Hearing Demonstratives

[Redacted] Patent Owner Masimo's Trial Hearing Demonstratives

Petitioners Updated Exhibit List

Confidential_Petitioners Demonstratives

Redacted_Petitioners Demonstratives

Patent Owner Updated Exhibit List

[Confidential] Patent Owner Masimo's Trial Hearing Demonstratives

[Redacted] Patent Owner Masimo's Trial Hearing Demonstratives

Patent Owner Updated Exhibit List

October 26, 2023 Notice of Commission Final Determination in ITC Inv. No. 337-TA-1276

Public version of October 26, 2023 ITC Commission Opinion in ITC Inv. No. 337-TA-1276 (filed Nov. 14, 2023)

Petitioners Reply to Opposition to Motion to Exclude

Patent Owner's Reply in Support of its Motion to Exclude

Patent Owner's Opposition to Petitioner's Motion to Exclude

[Redacted] Patent Owner's Opposition to Petitioner's Motion to Exclude

Patent Owner's Motion to Seal Opposition to Petitioner's Motion to Exclude

Petitioners Opposition to Motion to Exclude

Second Supplemental Declaration of Brian W. Anthony

Declaration of Anne Koch Baland

Patent Owner's Motion to Exclude

Petitioners Motion to Exclude

Deposition Transcript of Dr. R. James Duckworth

Petitioners Response to Expert Testimony

Exhibit 3003

ORDER Conduct of the Proceedings 37 C.F.R. 42.5

Notice of Deposition of R. James Duckworth

Petitioners Objections to Evidence

CONFIDENTIAL Patent Owner Sur-Reply

REDACTED Patent Owner Sur-Reply

CONFIDENTIAL Declaration of Professor R. James Duckworth, Ph.D. in Support of Patent Owner's Sur-Reply

REDACTED Declaration of R. James Duckworth in Support of Patent Owner's Response

CONFIDENTIAL Transcript of September 15, 2023 Deposition of Brian W. Anthony, Ph.D.

REDACTED Transcript of September 15, 2023 Deposition of Brian W. Anthony, Ph.D.

Transcript of September 27, 2023 Telephonic Hearing Before the Panel

Order: Conduct of the Proceedings and Trial Hearing

Petitioners Request for Oral Argument

Patent Owner Request for Oral Argument

Patent Owner Updated Exhibit List

Transcript of Telephonic Hearing before the Panel, dated September 1, 2023

Notice of Deposition of Dr. Brian W. Anthony

Order: Conduct of the Proceedings

Exhibit 3002

Order: on Motion

Patent Owner's Objections to Evidence

Petitioners Unopposed Motion to Seal

Public_Petitioners Reply

Confidential_Petitioners Reply

Public_Hearing Transcript of Dr. Ueyn Block

Public_Hearing Transcript of Dr. Saahil Mehra

Confidential_Declaration of Dr. Brian Anthony

Public_Declaration of Dr. Brian Anthony

Excerpt of The American Heritage Dictionary

Excerpt of Collins Dictionary

Excerpt of Merriam-Websters Collegiate Dictionary

Excerpts from Bronzino

U.S. Patent No. 6,014,576 to Raley

Severinghaus_Recent Developments

Duffy, MIO Alpha BLE Review

Pang_Neo-Reflective Wrist Pulse Oximeter

Li_Wireless Reflectance Pulse Oximeter

U.S. 2006/0253010 to Brady

Cai_Implementation of a Wireless Pulse Oximeter

WO 2001/17421 to Lindberg

Maattala_Optimum Place for Measuring

Fontaine_Reflectance-Based Pulse Oximeter

Stein_Withings Pulse O2 review

U.S. Patent No. 7,468,036 to Rulkov et al.

Public_Deposition of Dr. R. James Duckworth

Confidential_Deposition of Dr. R. James Duckworth

Mendelson_Wearable Reflectance Pulse Oximeter

WO 2011/051888 to Ackermans

US2005/0116820 to Goldreich

WO 2012/140559 to Shmueli

US 7,650,176 to Sarussi et al.

US2002/0095092 to Kondo

US2015/0355604 to Fraser

US 6,580,086 to Schulz

US2013/0267854 to Johnson

ITC Inv. No. 337-TA-1276 Exhibit RX-0498

US 5,164,858 to Aguilera, Jr.

US2005/0267346 to Faber

US 9,316,495 to Suzuki

US2014/0051955 to Tiao

US 2016/0058312 to Han

US2010/0261986 to Chin

Beam Shaping with Cylindrical Lenses

Dickey_Laser Beam Shaping

Lee_Micro-LED Technologies

US 6,398,727 to Bui

US2014/0323829 to LeBoeuf

Petitioners Updated Mandatory Notice

Notice of Deposition of R. James Duckworth

Petitioners Updated Mandatory Notice

Panel Change Order

Patent Owner Updated Exhibit List

Patent Owner Corrected Updated Exhibit List

Petitioners Objections to Evidence

CONFIDENTIAL Declaration of R. James Duckworth in Support of Patent Owner's Response

REDACTED Declaration of R. James Duckworth in Support of Patent Owner's Response

Transcript of March 24, 2023 Deposition of Dr. Brian W. Anthony and Exhibits 1-3 Thereto

Excerpt of Webster’s II New College Dictionary (2001)

Encyclopedia Britannica, Light, the visible spectrum, https://www.britannica.com/science/light

Nonconfidential Excerpt of Page 65 from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc.

February 13, 2023 Respondent Apple Inc.’s Response to Complainants’ Petition for Review (Public Version)

CONFIDENTIAL – Transcript of Testimony of Brian Land from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc.

CONFIDENTIAL – Transcript of Testimony of Dr. Paul Mannheimer from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc.

CONFIDENTIAL – Transcript of Testimony of Dr. Stephen Waydo from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc.

CONFIDENTIAL – Transcript of Testimony of Dr. Vivek Venugopal from June 6-10, 2022 Hearing Transcript, Masimo Corp. et al. v. Apple Inc.

CONFIDENTIAL – ITC Exhibit CX-0289C – Designated Portions of February 10, 2022 Deposition of Paul Mannheimer

CONFIDENTIAL – ITC Exhibit CX-0299C – Designated Portions of February 18, 2022 Deposition of Stephen Waydo

CONFIDENTIAL – ITC Exhibit CX-0295C – Designated Portions of February 11, 2022 Deposition of Tao Shui

CONFIDENTIAL – ITC Exhibit CX-0007C – Email from Brian Land to Paul Mannheimer et al.

CONFIDENTIAL – ITC Exhibit CX-0175C – Apple Organization Chart

CONFIDENTIAL – ITC Exhibit CX-0177C – Apple Presentation

CONFIDENTIAL – ITC Exhibit CX-0185C – Apple Presentation

Kim, Gina, “Masimo Wants $3B From Apple Over Smartwatch IP, Jury Told.” Law360, April 5, 2023

ITC Exhibit CX-1616 – Fowler, Geoffrey, “The new Apple Watch says my lungs may be sick. Or perfect. It can’t decide.” Washington Post, September 23, 2020

CONFIDENTIAL – ITC Exhibit CX-1793C – Apple Presentation

CONFIDENTIAL – ITC Exhibit CX-1800C – Email from Adrian Perica to Steve Hotelling, et al.

William, Andrews, “Fitbit Update Lets You Quickly Check Your Blood Oxygen Saturation.” Forbes, Sept. 9, 2020

“Track Your SpO2 to Uncover Changes in Your Wellbeing,” Fitbit, Sept. 7, 2020

CONFIDENTIAL – ITC Final Initial Determination

CONFIDENTIAL Patent Owner Response

REDACTED Patent Owner Response

Patent Owner Motion to Seal

Petitioners Updated Exhibit List

CONFIDENTIAL_Hearing Transcript of Dr. Ueyn Block

CONFIDENTIAL_Hearing Transcript of Dr. Saahil Mehra

RX-0335_U.S. Pat. No. 5,830,137 Scharf

RX-0504_Optimization of Reflectance

RX-0508_Stimulating Student Learning

RX-0632

Joint Stipulation Extending Due Dates 1-3

Updated Mandatory Notice Information

Notice of Entry of Protective Order

Protective Order

Decision Granting-in-Part Patent Owner’s Motion for Additional Discovery

Notice of Deposition of Dr. Brian W. Anthony

Petitioner's Opposition to Patent Owner's Motion for Additional Discovery

Emails re Masimo's Request for Authorization to Motion for Additional Discovery

Patent Owner's Motion for Additional Discovery

Patent Owner's Objections to Evidence

Petitioners Updated Exhibit List

Final Initial Determination_Part 1

Final Initial Determination_Part 2

Final Initial Determination_Part 3

Petitioners Updated Mandatory Notice

Institution Decision: Grant

Order: Scheduling Order

Updated Mandatory Notice Information

Petitioners Updated Mandatory Notice

Patent Owner Preliminary Response

Declaration of Professor R. James Duckworth, Ph.D.

Curriculum Vitae of Professor R. James Duckworth, Ph.D.

Y. Mendelson et al., “A wearable reflectance pulse oximeter for remote physiological monitoring,” Proceedings of the 28th IEEE EMBS Annual International Conference, pp. 912-915, 2006

R.J. Duckworth et al., “Field Testing of a Wireless Wearable Reflectance Pulse Oximeter,” American Telemedicine Association Annual Conference, 2006

Y. Mendelson, “Wearable Wireless Pulse Oximetry for Physiological Monitoring,” Worcester Polytechnic Institute Precise Personnel Location Workshop, 2008

Masimo Corp. et al. v. Apple Inc., June 6-10, 2022 Public Hearing Transcript, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Masimo’s June 27, 2022 Public Initial Post-Hearing Brief, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Masimo’s August 18, 2022 Motion to Modify Protective Order, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Apple’s August 29, 2022 Opposition to Masimo’s Motion to Modify Protective Order, ITC Inv. No 337-TA- 1276

Masimo’s September 20, 2022 Email to Board Requesting Authorization to File Motions for Additional Discovery

Apple’s September 19, 2022 Email to Masimo Opposing Masimo’s Request for Additional Discovery

U.S. Patent Pub. No. 2017/0325744

January 3, 2013 Masimo Press Release Regarding iSpO2

October, 2013 Marcelo Lamego Email to Apple CEO Tim Cook

U.S. Patent No. 10,524,671

U.S. Patent No. 10,247,670

U.S. Patent No. 11,009,390

U.S. Patent No. 10,219,754

Masimo Corp. et al. v. Apple Inc., Public Order Regarding Masimo’s Motion for Preliminary Injunction, Case No. 8:20-cv-00048 (C.D. Cal.)

Apple Webpage Titled “Apple Watch Series 6”

Apple Watch Series 6 Video - Part 1

Apple Watch Series 6 Video - Part 2

Apple Watch Series 6 Video - Part 3

Apple Watch Series 6 Video - Part 4

Respondent Apple Inc.’s Post-Hearing Brief (publicly filed July 13, 2022 in the Investigation)

Complainants’ Reply Post-Hearing Brief (publicly filed July 25, 2022 in the Investigation)

Complainants’ Reply Post-Hearing Brief (publicly filed July 25, 2022 in the Investigation) - Part 2

Respondent Apple Inc.’s Corrected Pre-Hearing Brief (publicly filed May 27, 2022 in the Investigation)

February 23, 2022 Updated Joint Proposed Claim Construction Chart, filed in the Investigation

January 27, 2022 Complainants’ Opening Claim Construction Brief, filed in the Investigation

February 10, 2022 Respondent Apple Inc.’s Rebuttal Markman Brief, filed in the Investigation

Excerpts of the File History of App. No. 16/532,065

Excerpts of the File History of App. No. 15/195,199 - Part 1

Excerpts of the File History of App. No. 15/195,199 2058 - Part 2

August 31-September 27, 2022 Email Chain between Masimo’s counsel and Apple’s counsel regarding Petition correction

PCT Publication WO 02/28274

Redlined comparison of text of Mendelson-799 and PCT Publication WO 02/28274

U.S. Pat. App. Pub. No. 2014/0107493

September 15, 2020 Apple Press Release Regarding Apple Watch Series 6

Andrew Griffin, “Apple Watch Series 6: Why Apple Added a Sensor to Tell How Much Oxygen Is in Your Blood as Its Big New Feature – And What It Means,” Independent, Oct. 7, 2020 (https://www.independent.co.uk/tech/apple-watch-series-6-bloodoxygen- pulse-oximetry-red-light-heart-rate-vo2-max-b513807.html)

Brian Chen, “The New Apple Watch Measures Your Blood Oxygen. Now What?,” New York Times, Sept. 17, 2020 (https://www.nytimes.com/2020/09/17/technology/personaltech/newapple- watch-blood-oxygen-level-review.html)

Excerpts of Webster’s New Collegiate Dictionary (1980)

Masimo 2014 Annual Report

Marcelo Lamego LinkedIn Profile (https://www.linkedin.com/in/marcelo-lamego-72564454)

Findings of Fact & Conclusions of Law, Masimo Corp. v. True Wearables, Inc., No. 8:18-cv-02001-JVS-JDE, Dkt. 600 (C.D. Cal. Nov. 7, 2022)

Eric W. Weisstein, Annulus, Wolfram MathWorld (Dec. 1, 2022, 3:20 PM), https://mathworld.wolfram.com/Annulus.html

Patent Owner Response to Petitioner’s Notices Ranking Petitions

Corrected Petition for Inter Partes Review of U.S. Patent No. 10,687,745

Ex. 3001

ORDR Conduct of the Proceeding

ORDER Granting Patent Owners Unopposed Motion for Pro Hac Vice Admission of Jeremiah S. Helm, Ph.D. 37 C.F.R. sec 42.10

Unopposed Motion for Jeremiah S. Helm to Appear Pro Hac Vice on Behalf of Patent Owner Masimo Corporation

Declaration of Jeremiah S. Helm in Support of Pro Hac Vice Motion

Patent Owner Supplemental Power of Attorney Adding Jeremiah S. Helm, Ph.D.

Patent Owner Submission of Mandatory Notice Information Pursuant To 37 C.F.R. Section 42.8(a)

NOTICE OF FILING DATE ACCORDED TO PETITION AND TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE

U.S. Patent No. 10,687,745

U.S. Patent No. 10,687,745_File History

U.S. Patent No. 8,670,819_Iwamiya

U.S. Patent No. 9,392,946_Sarantos

U.S. Pub. No. 2014/0275854_Venkatraman

U.S. Patent No. 6,483,976_Shie

U.S. Patent No. 6,801,799_Mendelson-799

U.S. Pub. No. 2015/0018647_Mandel

U.S. Pub. No. 2009/0275810_Ayers

WO 2011/051888_Ackermans

U.S. Patent No. 6,158,245_Savant

U.S. Pub. No. 2009/0054112_Cybart

U.S. Patent No. 5,893,364_Haar

U.S. Patent No. 5,952,084_Anderson

U.S. Patent No. 10,470,695

IPR2020-01722_Final Written Decision

U.S. Pub. No. 2009/0097129_Naito

U.S. Pub. No. 2006/0128869_Taima

Polymers and Plastic Resins Information

Methods and Approaches of Futures Studies

Redacted Complaint_ITC Inv. No. 337-TA-1276

Interim Guidance

Design of Pulse Oximeters_Webster

Power of Attorney

Notice Ranking Petitions

Petition for Inter Partes Review

Declaration of Brian W. Anthony, Ph.D.