Apple Inc. vs Masimo Corporation

Ex. 3100

Notice: refund approved

Petitioners Request for Refund

Institution Decision: Deny

Updated Mandatory Notice Information

Petitioners Updated Mandatory Notice

Patent Owner Preliminary Response

Patent Owner Response to Petitioner’s Notices Ranking Petitions

Declaration of Professor R. James Duckworth, Ph.D

Curriculum Vitae of Professor R. James Duckworth, Ph.D

Y. Mendelson et al., “A wearable reflectance pulse oximeter for remote physiological monitoring,” Proceedings of the 28th IEEE EMBS Annual International Conference, pp. 912-915, 2006

R.J. Duckworth et al., “Field Testing of a Wireless Wearable Reflectance Pulse Oximeter,” American Telemedicine Association Annual Conference, 2006

Y. Mendelson, “Wearable Wireless Pulse Oximetry for Physiological Monitoring,” Worcester Polytechnic Institute Precise Personnel Location Workshop, 2008

Masimo Corp. et al. v. Apple Inc., June 6-10, 2022 Public Hearing Transcript, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Masimo’s June 27, 2022 Public Initial Post-Hearing Brief, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Masimo’s August 18, 2022 Motion to Modify Protective Order, ITC Inv. No 337-TA-1276

Masimo Corp. et al. v. Apple Inc., Apple’s August 29, 2022 Opposition to Masimo’s Motion to Modify Protective Order, ITC Inv. No 337-TA- 1276

Masimo’s September 20, 2022 Email to Board Requesting Authorization to File Motions for Additional Discovery

Apple’s September 19, 2022 Email to Masimo Opposing Masimo’s Request for Additional Discovery

U.S. Patent Pub. No. 2017/0325744

January 3, 2013 Masimo Press Release Regarding iSpO2

October, 2013 Marcelo Lamego Email to Apple CEO Tim Cook

U.S. Patent No. 10,524,671

U.S. Patent No. 10,247,670

U.S. Patent No. 11,009,390

U.S. Patent No. 10,219,754

Masimo Corp. et al. v. Apple Inc., Public Order Regarding Masimo’s Motion for Preliminary Injunction, Case No. 8:20-cv-00048 (C.D. Cal.)

Apple Webpage Titled “Apple Watch Series 6”

Apple Watch Series 6 Video - Part 1

Apple Watch Series 6 Video - Part 2

Apple Watch Series 6 Video - Part 3

Apple Watch Series 6 Video - Part 4

Respondent Apple Inc.’s Post-Hearing Brief (publicly filed July 13, 2022 in the Investigation)

Complainants’ Reply Post-Hearing Brief (publicly filed July 25, 2022 in the Investigation) - Part 1

Complainants’ Reply Post-Hearing Brief (publicly filed July 25, 2022 in the Investigation) - Part 2

Respondent Apple Inc.’s Corrected Pre-Hearing Brief (publicly filed May 27, 2022 in the Investigation)

February 23, 2022 Updated Joint Proposed Claim Construction Chart, filed in the Investigation

January 27, 2022 Complainants’ Opening Claim Construction Brief, filed in the Investigation

February 10, 2022 Respondent Apple Inc.’s Rebuttal Markman Brief, filed in the Investigation

Excerpts of the File History of App. No. 16/532,065

Excerpts of the File History of App. No. 15/195,199 - Part 1

Excerpts of the File History of App. No. 15/195,199 - Part 2

August 31-September 27, 2022 Email Chain between Masimo’s counsel and Apple’s counsel regarding Petition correction

PCT Publication WO 02/28274

Redlined comparison of text of Mendelson-799 and PCT Publication WO 02/28274

U.S. Pat. App. Pub. No. 2014/0107493

September 15, 2020 Apple Press Release Regarding Apple Watch Series 6

Andrew Griffin, “Apple Watch Series 6: Why Apple Added a Sensor to Tell How Much Oxygen Is in Your Blood as Its Big New Feature – And What It Means,” Independent, Oct. 7, 2020 (https://www.independent.co.uk/tech/apple-watch-series-6-bloodoxygen- pulse-oximetry-red-light-heart-rate-vo2-max-b513807.html)

Brian Chen, “The New Apple Watch Measures Your Blood Oxygen. Now What?,” New York Times, Sept. 17, 2020 (https://www.nytimes.com/2020/09/17/technology/personaltech/newapple- watch-blood-oxygen-level-review.html)

Excerpts of Webster’s New Collegiate Dictionary (1980)

Masimo 2014 Annual Report

Marcelo Lamego LinkedIn Profile (https://www.linkedin.com/in/marcelo-lamego-72564454)

Findings of Fact & Conclusions of Law, Masimo Corp. v. True Wearables, Inc., No. 8:18-cv-02001-JVS-JDE, Dkt. 600 (C.D. Cal. Nov. 7, 2022)

Corrected Petition for Inter Partes Review of of U.S. Patent No. 10,687,745

Ex. 3001

ORDR Conduct of the Proceeding

ORDER Granting Patent Owners Unopposed Motion for Pro Hac Vice Admission of Jeremiah S. Helm, Ph.D. 37 C.F.R. sec 42.10

Unopposed Motion for Jeremiah S. Helm to Appear Pro Hac Vice on Behalf of Patent Owner Masimo Corporation

Declaration of Jeremiah S. Helm in Support of Pro Hac Vice Motion

Patent Owner Supplemental Power of Attorney Adding Jeremiah S. Helm, Ph.D.

Patent Owner Submission of Mandatory Notice Information Pursuant To 37 C.F.R. Section 42.8(a)

NOTICE OF FILING DATE ACCORDED TO PETITION AND TIME FOR FILING PATENT OWNER PRELIMINARY RESPONSE

U.S. Patent No. 10,687,745

U.S. Patent No. 10,687,745_File History

U.S. Patent No. 8,670,819_Iwamiya

U.S. Patent No. 9,392,946_Sarantos

U.S. Pub. No. 2014/0275854_Venkatraman

U.S. Patent No. 6,483,976_Shie

U.S. Patent No. 6,801,799_Mendelson-799

U.S. Pub. No. 2015/0018647_Mandel

U.S. Pub. No. 2009/0275810_Ayers

WO 2011/051888_Ackermans

U.S. Patent No. 6,158,245_Savant

U.S. Pub. No. 2009/0054112_Cybart

U.S. Patent No. 5,893,364_Haar

U.S. Patent No. 5,952,084_Anderson

U.S. Patent No. 10,470,695

IPR2020-01722_Final Written Decision

Redacted Complaint_ITC Inv. No. 337-TA-1276

Interim Guidance

Design of Pulse Oximeters_Webster

Power of Attorney

Notice Ranking Petitions

Petition for Inter Partes Review

Declaration of Brian W. Anthony, Ph.D.