RIMFROST AS et al. vs AKER BIOMARINE ANTARCTIC AS

Notice of Refund

PETITIONER¿¿¿S REQUEST FOR REFUND OF POST INSTITUTION FEES

Trial Instituted Document

Petitioner¿¿¿s First Updated Submission of Mandatory Notice Information

Declaration Dr. Nils Hoem

Yamaguchi, K. et al.

Prescott, S. et al.

Patent Owner Preliminary Response

Zimmerman, G. et al.

Calder, P.

U.S. Pat. No. 4,855,154

U.S. Pat. No. 5,006,281

Declaration of Dr. Stephen Tallon in support of IPR2017-00745

U.S. Patent 9,078,905

Fricke, H. et al.

U.S. Publ. No. 2004/0022923

U.S. Pat. No. 4,874,629

Tanaka et al.

U.S. Patent 9,028,877

Errata

Notice of Accord Filing Date

PATENT OWNER¿¿¿S MANDATORY NOTICES

Power of Attorney

U.S. Patent No. 9,644,170 B2, filed June 13, 2016 (¿¿¿170 Patent)

U.S. Provisional Patent Application No. 61/024,072, filed January 28, 2008 (¿¿¿072 Provisional)

U.S. Provisional Patent Application No. 60/975,058, filed September 25, 2007 (¿¿¿058 Provisional)

U.S. Provisional Patent Application No. 60/920,483, filed March 28, 2007 (¿¿¿483 Provisional)

Bottino, N.R., ¿¿¿The Fatty Acids of Antarctic Phytoplankton and Euphausiids. Fatty Acid Exchange among Trophic Levels of the Ross Sea,¿¿¿ 1974, Marine Biology, 27, 197-204 (Bottino I)

U.S. Provisional Patent Application No. 60/983,446, filed October 29, 2007 (¿¿¿446 Provisional)

Randolph, et al., U.S. Patent Application Publication No. US/2005/0058728 A1, ¿¿¿Cytokine Modulators and Related Method of Use¿¿¿ (Randolph)

Catchpole and Tallon, WO 2007/123424, published November 1, 2007, ¿¿¿Process for Separating Lipid Materials,¿¿¿ (Catchpole)

Federal Register Notice of Institution of Investigation 337-TA-1019 on September 16, 2016 by the ITC (81 Fed. Reg. pages 63805-63806)

1024 Part 1 - Pages 1-450 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 2 - Pages 451-900 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 3 - Pages 901-1350 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 4 - Pages 1351-1800 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 6 - Pages 2251-2700 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 7 - Pages 2701-3083 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

Grynbaum, M., et al. ¿¿¿Unambiguous detection of astaxanthin and astaxanthin fatty acid esters in krill (Euphausia superba Dana)¿¿¿, J. Sep. Sci., 28, 1685¿¿¿1693 (2005).

Sampalis [I] et al., ¿¿¿Evaluation of the Effects of Neptune Krill Oil¿¿¿ on the Management of Premenstrual Syndrome and Dysmenorrhea¿¿¿ Altern. Med. Rev. 8(2):171-179 (2003) (Sampalis I)

Sampalis [II] et al.,WO 2003/011873, published February 13, 2003, ¿¿¿Natural Marine Source Phospholipids Comprising Flavonoids, Polyunsaturated Fatty Acids and Their Applications¿¿¿ (Sampalis II)

Kochian et al, ¿¿¿Agricultural Approaches to Improving Phytonutrient Content in Plants: An Overview¿¿¿, Nutrition Reviews, Vol. 57, No. 9, September 1999: S13-S18.

Bunea, et al., ¿¿¿Evaluation Of The Effects Of Neptune Krill Oil On The Clinical Course Of Hyperlipidemia¿¿¿, Altern Med Rev. 2004; 9:420¿¿¿428 (Bunea).

Complaint filed in Aker Biomarine Antarctic AS v. Olympic Holding AS, et al., Case No. 1:16-cv-00035

1024 Part 5A - Pages 1801-2025 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 5B - Pages 2026-2250 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

1024 Part 8 - Pages 3084-3223 - File History to U.S. Pat. No. 9,034,388, Ser. No, 12/057,775 (¿¿¿388 File History)

U.S. Patent Application Publication No. US2008/0274203 A1, published November 6, 2008 (this is the publication of patent application serial no. 12/057,775 which issued as U.S. Patent No. of 9,034,388) (¿¿¿388 PatAppPub).

1055 Part 1 - Pages 1-400 - File History U.S. Pat. No. 9,375,453 B2, Ser. No, 14/020,162 (¿¿¿453 File History)

1055 Part 2 - Pages 401-800 - File History U.S. Pat. No. 9,375,453 B2, Ser. No, 14/020,162 (¿¿¿453 File History)

1055 Part 3 - Pages 801-1109 - File History U.S. Pat. No. 9,375,453 B2, Ser. No, 14/020,162 (¿¿¿453 File History)

Respondents¿¿¿ Motion for Leave to Amend Their Response to the Complaint and Notice of Investigation, United States International Trade Commission, Investigation No. 337-TA-1019 (ITC Amended Complaint), dated March 14, 2017

1063 Part 1 - Pages 1-400 - File History to U.S. Pat.No. 9,644,170 B2, Ser. No, 15/180,439 (¿¿¿170 File History)

1063 Part 2 - Pages 401-800 - File History to U.S. Pat.No. 9,644,170 B2, Ser. No, 15/180,439 (¿¿¿170 File History)

1063 Part 3 ¿¿¿ Pages 801-1107 - File History to U.S. Pat.No. 9,644,170 B2, Ser. No, 15/180,439 (¿¿¿170 File History)

Sampalis [III] et al.,WO 2009/132463, published November 5, 2009, ¿¿¿New Deodorization Method And Organoleptic Improvement Of Marine Oil Extracts¿¿¿ (Sampalis III)

U.S. Patent No. 9,375,453 B2, filed September 6, 2013 (¿¿¿453).

U.S. Patent No. 9,034,388 B2, filed May 28, 2008 (¿¿¿388 Patent)

Notice of Commission Determination ending Investigation 337-TA-1019, dated May 23, 2017.

IDS filed March 17 2017 in file history for US Patent No. 9644170, Serial No. 15180439

Krill Bill Bottle and Capsules from IRL

Krill Bill Online Purchase Order and Specification Pages from 2006 (https://web.archive.org/web/20060715103715/http://www.krillbill.com:80/purchase.htm; https://web.archive.org/web/20060715103809/http://www.krillbill.com/profile.htm).

Antarctica Select Krill Oil Online Literature and Purchase Order Form and linked FDA webpage from 2006

Chen, U.S. Pat.App.Pub. No. US 2008/0021000 A1, for ¿¿¿Mixtures of and Methods of Use for Polyunsaturated Fatty Acid-Containing Phospholipids and Alkyl Ether Phospholipids Species¿¿¿, filing date July 19, 2006, publication date January 24, 2008.

Bruheim, et al., US 8,557,297 B2, ¿¿¿Method for Processing Crustaceans and Products Thereof¿¿¿, issued October 15, 2013.

Neptune, GRAS Notice [No. GRN 000242] for “High Phospholipid Krill Oil” https://www.fda.gov/downloads/Food/IngredientsPackagingLabeling/GRAS/NoticeInventory/ucm269133.pdf, dated January 18, 2008 and filed by the FDA February 4, 2008 (Neptune GRAS).

Affidavit of Christopher Butler, Office Manager of Internet Archive, dated November 8, 2017 regarding Krill Bill, Aquasource and FDA related webpages from 2006.

Del. District Court Stay of 16-cv-00035, pending resolution of IPRs, Order dated September 6, 2017.

Hoem, N., ¿¿¿Composition of Antarctic krill oil and methods for its harvesting, production and qualitative and quantitative analysis¿¿¿, Aker BioMarine, Newcastle Australia November 2013 (Hoem).

Bruheim, U.S. Patent Application Publication No. US 2012/0149867 A1, ¿¿¿Method for Processing Crustaceans and Products Thereof ¿¿¿, published June 14, 2012, filed January 3, 2012.

Aker GRAS [No. GRN 000371], ¿¿¿Notification of GRAS Determination of Krill Oil¿¿¿, December 14, 2010. https://www.accessdata.fda.gov/scripts/fdcc/index.cfm?set=GRASNotices&id=371

Neptune GRAS Agency Response Letter GRN 000242.

Breivik, U.S. Patent Application Publication No. US 2010/0143571 A1, ¿¿¿Process for Production of Omega-3 Rich Marine Phospholipids from Krill¿¿¿ (Breivik I).

Power of Attorney

Declaration of Stephen Tallon

Petition